Filed: 4/24/2025ACC: 0002053807-25-000002
📋 What this filing means
SIMS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $223.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$223.75M
Total AUM (reported)
8.39M
Total Shares
Allocation by class
ETF$203.69M91.0%
STOCK$13.45M6.0%
CLOSED END FUND$6.60M3.0%
Portfolio Concentration
Top 3$128.24M57.3%
4–10$64.27M28.7%
11–25$24.67M11.0%
Rest$6.57M2.9%
Top 3 weight
57.3%
Top 10 weight
86.0%
Voting Authority Distribution
Total shares with voting rights: 8.39M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.39M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings41
Rows:
SCHWAB US LARGE CAP ETF
SOLEShares3.10M
TypeSH
Market value$68.37M
30.56%
Sole
0.00
Shared
0.00
None
3.10M
SCHWAB US SMALL CAP ETF
SOLEShares1.81M
TypeSH
Market value$42.45M
18.97%
Sole
0.00
Shared
0.00
None
1.81M
SCHWAB US DIVIDEND
SOLEShares622.80K
TypeSH
Market value$17.41M
7.78%
Sole
0.00
Shared
0.00
None
622.80K
GLOBAL X NASDAQ 100
SOLEShares990.44K
TypeSH
Market value$16.47M
7.36%
Sole
0.00
Shared
0.00
None
990.44K
GLOBAL X S&P 500 COVERED
SOLEShares347.46K
TypeSH
Market value$13.72M
6.13%
Sole
0.00
Shared
0.00
None
347.46K
SCHWAB SHORT TERM US
SOLEShares387.56K
TypeSH
Market value$9.43M
4.22%
Sole
0.00
Shared
0.00
None
387.56K
INVESCO NASDAQ 100 ETF
SOLEShares35.22K
TypeSH
Market value$6.80M
3.04%
Sole
0.00
Shared
0.00
None
35.22K
JOHN HNCCK MLTFCTR SML
SOLEShares168.72K
TypeSH
Market value$6.29M
2.81%
Sole
0.00
Shared
0.00
None
168.72K
INVESCO QQQ TRUST
SOLEShares12.94K
TypeSH
Market value$6.07M
2.71%
Sole
0.00
Shared
0.00
None
12.94K
ISHARES S&P SMALL CAP
SOLEShares56.32K
TypeSH
Market value$5.49M
2.45%
Sole
0.00
Shared
0.00
None
56.32K
EATON VANCE TAX MANAGED
SOLEShares395.92K
TypeSH
Market value$5.23M
2.34%
Sole
0.00
Shared
0.00
None
395.92K
UBER TECHNOLOGIES INC
SOLEShares40.86K
TypeSH
Market value$2.98M
1.33%
Sole
0.00
Shared
0.00
None
40.86K
VANGUARD SHORT TERM COR
SOLEShares27.98K
TypeSH
Market value$2.21M
0.99%
Sole
0.00
Shared
0.00
None
27.98K
VANECK SEMICONDUCTOR
SOLEShares9.36K
TypeSH
Market value$1.98M
0.88%
Sole
0.00
Shared
0.00
None
9.36K
VANGUARD S&P 500 ETF
SOLEShares3.79K
TypeSH
Market value$1.95M
0.87%
Sole
0.00
Shared
0.00
None
3.79K
TESLA INC
SOLEShares6.05K
TypeSH
Market value$1.57M
0.70%
Sole
0.00
Shared
0.00
None
6.05K
PURSUIT ATTRACTIONS & HO
SOLEShares39.05K
TypeSH
Market value$1.38M
0.62%
Sole
0.00
Shared
0.00
None
39.05K
EATON VANCE TAX MGD BUY
SOLEShares100.72K
TypeSH
Market value$1.37M
0.61%
Sole
0.00
Shared
0.00
None
100.72K
CARNIVAL CORP F
SOLEShares59.32K
TypeSH
Market value$1.16M
0.52%
Sole
0.00
Shared
0.00
None
59.32K
VANGUARD TOTAL BOND
SOLEShares12.73K
TypeSH
Market value$934.8K
0.42%
Sole
0.00
Shared
0.00
None
12.73K
DIREXION DAILY SMALL CAP
SOLEShares30K
TypeSH
Market value$877.8K
0.39%
Sole
0.00
Shared
0.00
None
30K
NUVEEN S&P500 BUY-WRITE
SOLEShares60.10K
TypeSH
Market value$788.5K
0.35%
Sole
0.00
Shared
0.00
None
60.10K
AMERICAN FINL GROUP INC
SOLEShares5.81K
TypeSH
Market value$763.2K
0.34%
Sole
0.00
Shared
0.00
None
5.81K
SPDR DOW JONES
SOLEShares1.79K
TypeSH
Market value$749.9K
0.34%
Sole
0.00
Shared
0.00
None
1.79K
APPLE INC
SOLEShares3.29K
TypeSH
Market value$731.5K
0.33%
Sole
0.00
Shared
0.00
None
3.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB US LARGE CAP ETFSOLE | ETF | 3.10M | SH | $68.37M 30.56% | 0.00 | 0.00 | 3.10M |
SCHWAB US SMALL CAP ETFSOLE | ETF | 1.81M | SH | $42.45M 18.97% | 0.00 | 0.00 | 1.81M |
SCHWAB US DIVIDENDSOLE | ETF | 622.80K | SH | $17.41M 7.78% | 0.00 | 0.00 | 622.80K |
GLOBAL X NASDAQ 100SOLE | ETF | 990.44K | SH | $16.47M 7.36% | 0.00 | 0.00 | 990.44K |
GLOBAL X S&P 500 COVEREDSOLE | ETF | 347.46K | SH | $13.72M 6.13% | 0.00 | 0.00 | 347.46K |
SCHWAB SHORT TERM USSOLE | ETF | 387.56K | SH | $9.43M 4.22% | 0.00 | 0.00 | 387.56K |
INVESCO NASDAQ 100 ETFSOLE | ETF | 35.22K | SH | $6.80M 3.04% | 0.00 | 0.00 | 35.22K |
JOHN HNCCK MLTFCTR SMLSOLE | ETF | 168.72K | SH | $6.29M 2.81% | 0.00 | 0.00 | 168.72K |
INVESCO QQQ TRUSTSOLE | ETF | 12.94K | SH | $6.07M 2.71% | 0.00 | 0.00 | 12.94K |
ISHARES S&P SMALL CAPSOLE | ETF | 56.32K | SH | $5.49M 2.45% | 0.00 | 0.00 | 56.32K |
EATON VANCE TAX MANAGEDSOLE | CLOSED END FUND | 395.92K | SH | $5.23M 2.34% | 0.00 | 0.00 | 395.92K |
UBER TECHNOLOGIES INCSOLE | Stock | 40.86K | SH | $2.98M 1.33% | 0.00 | 0.00 | 40.86K |
VANGUARD SHORT TERM CORSOLE | ETF | 27.98K | SH | $2.21M 0.99% | 0.00 | 0.00 | 27.98K |
VANECK SEMICONDUCTORSOLE | ETF | 9.36K | SH | $1.98M 0.88% | 0.00 | 0.00 | 9.36K |
VANGUARD S&P 500 ETFSOLE | ETF | 3.79K | SH | $1.95M 0.87% | 0.00 | 0.00 | 3.79K |
TESLA INCSOLE | Stock | 6.05K | SH | $1.57M 0.70% | 0.00 | 0.00 | 6.05K |
PURSUIT ATTRACTIONS & HOSOLE | Stock | 39.05K | SH | $1.38M 0.62% | 0.00 | 0.00 | 39.05K |
EATON VANCE TAX MGD BUYSOLE | CLOSED END FUND | 100.72K | SH | $1.37M 0.61% | 0.00 | 0.00 | 100.72K |
CARNIVAL CORP FSOLE | Stock | 59.32K | SH | $1.16M 0.52% | 0.00 | 0.00 | 59.32K |
VANGUARD TOTAL BONDSOLE | ETF | 12.73K | SH | $934.8K 0.42% | 0.00 | 0.00 | 12.73K |
DIREXION DAILY SMALL CAPSOLE | ETF | 30K | SH | $877.8K 0.39% | 0.00 | 0.00 | 30K |
NUVEEN S&P500 BUY-WRITESOLE | ETF | 60.10K | SH | $788.5K 0.35% | 0.00 | 0.00 | 60.10K |
AMERICAN FINL GROUP INCSOLE | Stock | 5.81K | SH | $763.2K 0.34% | 0.00 | 0.00 | 5.81K |
SPDR DOW JONESSOLE | ETF | 1.79K | SH | $749.9K 0.34% | 0.00 | 0.00 | 1.79K |
APPLE INCSOLE | Stock | 3.29K | SH | $731.5K 0.33% | 0.00 | 0.00 | 3.29K |
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