Filed: 2/5/2025ACC: 0002053807-25-000001
📋 What this filing means
SIMS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $176.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
37
Positions
$176.87M
Total AUM (reported)
6.31M
Total Shares
Allocation by class
ETF$162.95M92.1%
CLOSED END FUND$8.01M4.5%
STOCK$5.92M3.3%
Portfolio Concentration
Top 3$100.48M56.8%
4–10$52.36M29.6%
11–25$21.11M11.9%
Rest$2.92M1.7%
Top 3 weight
56.8%
Top 10 weight
86.4%
Voting Authority Distribution
Total shares with voting rights: 6.31M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.31M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole37
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings37
Rows:
SCHWAB US LARGE CAP ETF
SOLEShares2.16M
TypeSH
Market value$50.16M
28.36%
Sole
0.00
Shared
0.00
None
2.16M
SCHWAB US SMALL CAP ETF
SOLEShares1.41M
TypeSH
Market value$36.56M
20.67%
Sole
0.00
Shared
0.00
None
1.41M
GLOBAL X FUND GLB X NSDQ100 CVD ETF
SOLEShares755.45K
TypeSH
Market value$13.76M
7.78%
Sole
0.00
Shared
0.00
None
755.45K
GLOBAL X S&P 500 COVEREDCALL ETF
SOLEShares272.69K
TypeSH
Market value$11.43M
6.46%
Sole
0.00
Shared
0.00
None
272.69K
SCHWAB US DIVIDEND EQUITY ETF
SOLEShares396.87K
TypeSH
Market value$10.84M
6.13%
Sole
0.00
Shared
0.00
None
396.87K
SCHWAB SHORT TERM US TREASURY ETF
SOLEShares352.88K
TypeSH
Market value$8.49M
4.80%
Sole
0.00
Shared
0.00
None
352.88K
ISHARES S&P SMALL CAP 600 ETF
SOLEShares57.03K
TypeSH
Market value$6.19M
3.50%
Sole
0.00
Shared
0.00
None
57.03K
EATON VANCE TAX MANAGED
SOLEShares393.02K
TypeSH
Market value$5.66M
3.20%
Sole
0.00
Shared
0.00
None
393.02K
INVSC QQQ TRUST SRS 1 ETF
SOLEShares10.40K
TypeSH
Market value$5.32M
3.01%
Sole
0.00
Shared
0.00
None
10.40K
INVESCO NASDAQ 100 ETF
SOLEShares21.02K
TypeSH
Market value$4.42M
2.50%
Sole
0.00
Shared
0.00
None
21.02K
JOHN HNCCK MLTFCTR SML CP ETF
SOLEShares77.57K
TypeSH
Market value$3.08M
1.74%
Sole
0.00
Shared
0.00
None
77.57K
TESLA INC
SOLEShares5.63K
TypeSH
Market value$2.27M
1.29%
Sole
0.00
Shared
0.00
None
5.63K
UBER TECHNOLOGIES INC
SOLEShares36.46K
TypeSH
Market value$2.20M
1.24%
Sole
0.00
Shared
0.00
None
36.46K
VANECK SEMICONDUCTOR ETF
SOLEShares7.62K
TypeSH
Market value$1.85M
1.04%
Sole
0.00
Shared
0.00
None
7.62K
EATON VANCE TAX MGD BUY
SOLEShares100.42K
TypeSH
Market value$1.51M
0.85%
Sole
0.00
Shared
0.00
None
100.42K
VIAD CORP
SOLEShares33.87K
TypeSH
Market value$1.44M
0.81%
Sole
0.00
Shared
0.00
None
33.87K
VANGUARD SHORT TERM COR BD ETF
SOLEShares17.74K
TypeSH
Market value$1.38M
0.78%
Sole
0.00
Shared
0.00
None
17.74K
CARNIVAL CORP F
SOLEShares53.49K
TypeSH
Market value$1.33M
0.75%
Sole
0.00
Shared
0.00
None
53.49K
VANGUARD S&P 500 ETF
SOLEShares2.41K
TypeSH
Market value$1.30M
0.73%
Sole
0.00
Shared
0.00
None
2.41K
DIREXION DAILY SMALL CAPBULL 3X ETF
SOLEShares30K
TypeSH
Market value$1.26M
0.71%
Sole
0.00
Shared
0.00
None
30K
NUVEEN S&P500 BUY-WRITE
SOLEShares60K
TypeSH
Market value$839.4K
0.47%
Sole
0.00
Shared
0.00
None
60K
AMERICAN FINL GROUP INC
SOLEShares5.81K
TypeSH
Market value$795.7K
0.45%
Sole
0.00
Shared
0.00
None
5.81K
SPDR DOW JONES INDUSTRIAL AVRG ETF @
SOLEShares1.79K
TypeSH
Market value$759.9K
0.43%
Sole
0.00
Shared
0.00
None
1.79K
BERKSHIRE HATHAWAY CLASS B
SOLEShares1.27K
TypeSH
Market value$577.0K
0.33%
Sole
0.00
Shared
0.00
None
1.27K
UNITEDHEALTH GROUP INC
SOLEShares1.03K
TypeSH
Market value$522.0K
0.30%
Sole
0.00
Shared
0.00
None
1.03K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB US LARGE CAP ETFSOLE | ETF | 2.16M | SH | $50.16M 28.36% | 0.00 | 0.00 | 2.16M |
SCHWAB US SMALL CAP ETFSOLE | ETF | 1.41M | SH | $36.56M 20.67% | 0.00 | 0.00 | 1.41M |
GLOBAL X FUND GLB X NSDQ100 CVD ETFSOLE | ETF | 755.45K | SH | $13.76M 7.78% | 0.00 | 0.00 | 755.45K |
GLOBAL X S&P 500 COVEREDCALL ETFSOLE | ETF | 272.69K | SH | $11.43M 6.46% | 0.00 | 0.00 | 272.69K |
SCHWAB US DIVIDEND EQUITY ETFSOLE | ETF | 396.87K | SH | $10.84M 6.13% | 0.00 | 0.00 | 396.87K |
SCHWAB SHORT TERM US TREASURY ETFSOLE | ETF | 352.88K | SH | $8.49M 4.80% | 0.00 | 0.00 | 352.88K |
ISHARES S&P SMALL CAP 600 ETFSOLE | ETF | 57.03K | SH | $6.19M 3.50% | 0.00 | 0.00 | 57.03K |
EATON VANCE TAX MANAGEDSOLE | CLOSED END FUND | 393.02K | SH | $5.66M 3.20% | 0.00 | 0.00 | 393.02K |
INVSC QQQ TRUST SRS 1 ETFSOLE | ETF | 10.40K | SH | $5.32M 3.01% | 0.00 | 0.00 | 10.40K |
INVESCO NASDAQ 100 ETFSOLE | ETF | 21.02K | SH | $4.42M 2.50% | 0.00 | 0.00 | 21.02K |
JOHN HNCCK MLTFCTR SML CP ETFSOLE | ETF | 77.57K | SH | $3.08M 1.74% | 0.00 | 0.00 | 77.57K |
TESLA INCSOLE | ETF | 5.63K | SH | $2.27M 1.29% | 0.00 | 0.00 | 5.63K |
UBER TECHNOLOGIES INCSOLE | ETF | 36.46K | SH | $2.20M 1.24% | 0.00 | 0.00 | 36.46K |
VANECK SEMICONDUCTOR ETFSOLE | ETF | 7.62K | SH | $1.85M 1.04% | 0.00 | 0.00 | 7.62K |
EATON VANCE TAX MGD BUYSOLE | CLOSED END FUND | 100.42K | SH | $1.51M 0.85% | 0.00 | 0.00 | 100.42K |
VIAD CORPSOLE | Stock | 33.87K | SH | $1.44M 0.81% | 0.00 | 0.00 | 33.87K |
VANGUARD SHORT TERM COR BD ETFSOLE | ETF | 17.74K | SH | $1.38M 0.78% | 0.00 | 0.00 | 17.74K |
CARNIVAL CORP FSOLE | Stock | 53.49K | SH | $1.33M 0.75% | 0.00 | 0.00 | 53.49K |
VANGUARD S&P 500 ETFSOLE | ETF | 2.41K | SH | $1.30M 0.73% | 0.00 | 0.00 | 2.41K |
DIREXION DAILY SMALL CAPBULL 3X ETFSOLE | ETF | 30K | SH | $1.26M 0.71% | 0.00 | 0.00 | 30K |
NUVEEN S&P500 BUY-WRITESOLE | CLOSED END FUND | 60K | SH | $839.4K 0.47% | 0.00 | 0.00 | 60K |
AMERICAN FINL GROUP INCSOLE | Stock | 5.81K | SH | $795.7K 0.45% | 0.00 | 0.00 | 5.81K |
SPDR DOW JONES INDUSTRIAL AVRG ETF @SOLE | ETF | 1.79K | SH | $759.9K 0.43% | 0.00 | 0.00 | 1.79K |
BERKSHIRE HATHAWAY CLASS BSOLE | Stock | 1.27K | SH | $577.0K 0.33% | 0.00 | 0.00 | 1.27K |
UNITEDHEALTH GROUP INCSOLE | ETF | 1.03K | SH | $522.0K 0.30% | 0.00 | 0.00 | 1.03K |
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