SILVERBACK ASSET MANAGEMENT LLC

PrivateCIK: 1278960
Location

DURHAM, NC

54
Positions
$684.20M
Total AUM (reported)
459.22M
Total Shares

Allocation by class

TOTAL AUM$684.20M54 positions
TR UNIT$97.55M14.3%
RUSSELL 2000 ETF$63.22M9.2%
NOTE 3.500 12815$34.92M5.1%
NOTE 5/0$29.09M4.3%
NOTE 2.250% 9/1$27.75M4.1%
NOTE 0.875%12/0$27.75M4.1%
NOTE 1.625%11/0$26.65M3.9%

Portfolio Concentration

Top 328.6%4–1026.7%11–2532.8%Rest11.9%TOP 1055.3%0%100%
Top 3$195.70M28.6%
4–10$182.94M26.7%
11–25$224.33M32.8%
Rest$81.23M11.9%

Top 3 weight

28.6%

Top 10 weight

55.3%

Voting Authority Distribution

Total shares with voting rights: 459.22M

Sole

Full voting authority

459.22M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole54
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings54
Rows:

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares150K
TypeSH
Market value$97.55M
14.26%
Sole
150K
Shared
0.00
None
0.00

ISHARES TR

SOLE
RUSSELL 2000 ETF
Shares255K
TypeSH
Market value$63.22M
9.24%
Sole
255K
Shared
0.00
None
0.00

INDIE SEMICONDUCTOR INC

SOLE
Note 3.500 12815
Shares36.52M
TypePRN
Market value$34.92M
5.10%
Sole
36.52M
Shared
0.00
None
0.00

ON SEMICONDUCTOR CORP

SOLE
NOTE 5/0
Shares22.57M
TypePRN
Market value$29.09M
4.25%
Sole
22.57M
Shared
0.00
None
0.00

VISHAY INTERTECHNOLOGY INC

SOLE
NOTE 2.250% 9/1
Shares28.83M
TypePRN
Market value$27.75M
4.06%
Sole
28.83M
Shared
0.00
None
0.00

UBER TECHNOLOGIES INC

SOLE
NOTE 0.875%12/0
Shares23M
TypePRN
Market value$27.75M
4.06%
Sole
23M
Shared
0.00
None
0.00

SEMTECH CORP

SOLE
NOTE 1.625%11/0
Shares12.61M
TypePRN
Market value$26.65M
3.90%
Sole
12.61M
Shared
0.00
None
0.00

BRIDGEBIO PHARMA INC

SOLE
NOTE 2.250% 2/0
Shares22.03M
TypePRN
Market value$24.76M
3.62%
Sole
22.03M
Shared
0.00
None
0.00

IAC FinanceCo 2, Inc.

SOLE
Note 0.875% 06/15
Shares24.60M
TypePRN
Market value$24.42M
3.57%
Sole
24.60M
Shared
0.00
None
0.00

NUTANIX INC

SOLE
NOTE 0.250%10/0
Shares22M
TypePRN
Market value$22.51M
3.29%
Sole
22M
Shared
0.00
None
0.00

ORACLE CORP

SOLE
6.5 DEP CUM SR D
Shares490K
TypePRN
Market value$22.05M
3.22%
Sole
490K
Shared
0.00
None
0.00

SYNAPTICS INC

SOLE
NOTE 0.750%12/0
Shares20.42M
TypePRN
Market value$21.14M
3.09%
Sole
20.42M
Shared
0.00
None
0.00

PORCH GROUP INC

SOLE
DEBT 9.000% 5/1
Shares18.50M
TypePRN
Market value$19.63M
2.87%
Sole
18.50M
Shared
0.00
None
0.00

VARONIS SYS INC

SOLE
NOTE 1.000% 9/1
Shares20.45M
TypePRN
Market value$17.87M
2.61%
Sole
20.45M
Shared
0.00
None
0.00

Porch Group Inc

SOLE
Note 6.750% 10/1
Shares17.21M
TypePRN
Market value$17.27M
2.52%
Sole
17.21M
Shared
0.00
None
0.00

DROPBOX INC

SOLE
NOTE 3/0
Shares17.80M
TypePRN
Market value$16.90M
2.47%
Sole
17.80M
Shared
0.00
None
0.00

Alnylam Pharmaceuticals Inc

SOLE
Note 0 09/15
Shares15.16M
TypePRN
Market value$14.14M
2.07%
Sole
15.16M
Shared
0.00
None
0.00

HAEMONETICS CORP MASS

SOLE
NOTE 2.500% 6/0
Shares14.28M
TypePRN
Market value$13.62M
1.99%
Sole
14.28M
Shared
0.00
None
0.00

VERTEX INC

SOLE
NOTE 0.750% 5/0
Shares15M
TypePRN
Market value$13.05M
1.91%
Sole
15M
Shared
0.00
None
0.00

GUIDEWIRE SOFTWARE INC

SOLE
NOTE 1.250%11/0
Shares12.50M
TypePRN
Market value$12.47M
1.82%
Sole
12.50M
Shared
0.00
None
0.00

WOLFSPEED INC

SOLE
NOTE 2.500% 6/1
Shares8.53M
TypePRN
Market value$12.25M
1.79%
Sole
8.53M
Shared
0.00
None
0.00

COLLEGIUM PHARMACEUTICAL INC

SOLE
NOTE 2.875% 2/1
Shares10.30M
TypePRN
Market value$11.95M
1.75%
Sole
10.30M
Shared
0.00
None
0.00

HALOZYME THERAPEUTICS INC

SOLE
NOTE 0.250% 3/0
Shares11.13M
TypePRN
Market value$11.61M
1.70%
Sole
11.13M
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares200K
TypeSH
Market value$11.00M
1.61%
Sole
200K
Shared
0.00
None
0.00

OMNICELL COM

SOLE
NOTE 1.000%12/0
Shares9.60M
TypePRN
Market value$9.37M
1.37%
Sole
9.60M
Shared
0.00
None
0.00
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