SILVERBACK ASSET MANAGEMENT LLC

Filed: 8/14/2024ACC: 0001398344-24-014664

📋 What this filing means

SILVERBACK ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 82 equity positions with a total reported market value of $812.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$812.78M

Total AUM (reported)

918.59M

Total Shares

Allocation by class

NOTE 10/1$57.92M7.1%

TR UNIT$54.42M6.7%

NOTE 1.250 12/15/26$36.63M4.5%

NOTE 2.500% 3/0$31.15M3.8%

NOTE 3/1$26.77M3.3%

NOTE 3.500%11/1$26.67M3.3%

NOTE 1.125% 9/0$25.09M3.1%

Portfolio Concentration

Top 3$143.49M17.7%

4–10$156.12M19.2%

11–25$222.48M27.4%

Rest$290.69M35.8%

Top 3 weight

17.7%

Top 10 weight

36.9%

Voting Authority Distribution

Total shares with voting rights: 918.59M

Sole

Full voting authority

918.59M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole82

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings82

Rows:

NOVA LTD

SOLE

NOTE 10/1

Shares18.40M

TypePRN

Market value$57.92M

7.13%

Sole

18.40M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares100K

TypeSH

Market value$54.42M

6.70%

Sole

100K

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 2.500% 3/0

Shares30.59M

TypePRN

Market value$31.15M

3.83%

Sole

30.59M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

NOTE 3.500%11/1

Shares19.27M

TypePRN

Market value$26.67M

3.28%

Sole

19.27M

Shared

0.00

None

0.00

STRIDE INC

SOLE

NOTE 1.125% 9/0

Shares17.50M

TypePRN

Market value$25.09M

3.09%

Sole

17.50M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 3.375% 8/1

Shares36.47M

TypePRN

Market value$23.04M

2.84%

Sole

36.47M

Shared

0.00

None

0.00

LUCID GROUP INC

SOLE

NOTE 1.250 12/15/26

Shares43.50M

TypePRN

Market value$22.95M

2.82%

Sole

43.50M

Shared

0.00

None

0.00

MACOM TECH SOLUTIONS HLDGS I

SOLE

NOTE 0.250% 3/1

Shares14.26M

TypePRN

Market value$20.05M

2.47%

Sole

14.26M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 3.750% 8/0

Shares17.83M

TypePRN

Market value$19.37M

2.38%

Sole

17.83M

Shared

0.00

None

0.00

SEMTECH CORP

SOLE

NOTE 1.625%11/0

Shares17.90M

TypePRN

Market value$18.95M

2.33%

Sole

17.90M

Shared

0.00

None

0.00

DATADOG INC

SOLE

NOTE 0.125% 6/1

Shares12.50M

TypePRN

Market value$18.10M

2.23%

Sole

12.50M

Shared

0.00

None

0.00

PORCH GROUP INC

SOLE

NOTE 6.750 10/01/28

Shares28.40M

TypePRN

Market value$18.04M

2.22%

Sole

28.40M

Shared

0.00

None

0.00

VROOM INC

SOLE

NOTE 0.750% 7/0

Shares32.31M

TypePRN

Market value$17.18M

2.11%

Sole

32.31M

Shared

0.00

None

0.00

PAR TECHNOLOGY CORP

SOLE

NOTE 2.875% 4/1

Shares13M

TypePRN

Market value$16.55M

2.04%

Sole

13M

Shared

0.00

None

0.00

LIVEPERSON INC

SOLE

NOTE 12/1

Shares33.74M

TypePRN

Market value$16.37M

2.01%

Sole

33.74M

Shared

0.00

None

0.00

DEXCOM INC

SOLE

NOTE 0.250%11/1

Shares15.42M

TypePRN

Market value$15.46M

1.90%

Sole

15.42M

Shared

0.00

None

0.00

8X8 INC NEW

SOLE

NOTE 4.000% 2/0

Shares19.47M

TypePRN

Market value$14.82M

1.82%

Sole

19.47M

Shared

0.00

None

0.00

FUBOTV INC

SOLE

NOTE 3.250% 2/1

Shares24.50M

TypePRN

Market value$14.66M

1.80%

Sole

24.50M

Shared

0.00

None

0.00

VIAVI SOLUTIONS INC

SOLE

NOTE 1.625% 3/1

Shares14.63M

TypePRN

Market value$13.92M

1.71%

Sole

14.63M

Shared

0.00

None

0.00

AXON ENTERPRISE INC

SOLE

NOTE 0.500%12/1

Shares10M

TypePRN

Market value$13.77M

1.69%

Sole

10M

Shared

0.00

None

0.00

LUMINAR TECHNOLOGIES INC

SOLE

NOTE 1.250 12/15/26

Shares34.60M

TypePRN

Market value$13.67M

1.68%

Sole

34.60M

Shared

0.00

None

0.00

GROUPON INC

SOLE

NOTE 1.125% 3/1

Shares15.55M

TypePRN

Market value$13.28M

1.63%

Sole

15.55M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares12.50M

TypePRN

Market value$13.13M

1.61%

Sole

12.50M

Shared

0.00

None

0.00

REVANCE THERAPEUTICS INC

SOLE

NOTE 1.750% 2/1

Shares18M

TypePRN

Market value$11.82M

1.45%

Sole

18M

Shared

0.00

None

0.00

CABLE ONE INC

SOLE

NOTE 3/1

Shares13.33M

TypePRN

Market value$11.72M

1.44%

Sole

13.33M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
NOVA LTDSOLE	NOTE 10/1	18.40M	PRN	$57.92M 7.13%	18.40M
SPDR S&P 500 ETF TRSOLE	TR UNIT	100K	SH	$54.42M 6.70%	100K
INFINERA CORPSOLE	NOTE 2.500% 3/0	30.59M	PRN	$31.15M 3.83%	30.59M
WAYFAIR INCSOLE	NOTE 3.500%11/1	19.27M	PRN	$26.67M 3.28%	19.27M
STRIDE INCSOLE	NOTE 1.125% 9/0	17.50M	PRN	$25.09M 3.09%	17.50M
DISH NETWORK CORPORATIONSOLE	NOTE 3.375% 8/1	36.47M	PRN	$23.04M 2.84%	36.47M
LUCID GROUP INCSOLE	NOTE 1.250 12/15/26	43.50M	PRN	$22.95M 2.82%	43.50M
MACOM TECH SOLUTIONS HLDGS ISOLE	NOTE 0.250% 3/1	14.26M	PRN	$20.05M 2.47%	14.26M
INFINERA CORPSOLE	NOTE 3.750% 8/0	17.83M	PRN	$19.37M 2.38%	17.83M
SEMTECH CORPSOLE	NOTE 1.625%11/0	17.90M	PRN	$18.95M 2.33%	17.90M
DATADOG INCSOLE	NOTE 0.125% 6/1	12.50M	PRN	$18.10M 2.23%	12.50M
PORCH GROUP INCSOLE	NOTE 6.750 10/01/28	28.40M	PRN	$18.04M 2.22%	28.40M
VROOM INCSOLE	NOTE 0.750% 7/0	32.31M	PRN	$17.18M 2.11%	32.31M
PAR TECHNOLOGY CORPSOLE	NOTE 2.875% 4/1	13M	PRN	$16.55M 2.04%	13M
LIVEPERSON INCSOLE	NOTE 12/1	33.74M	PRN	$16.37M 2.01%	33.74M
DEXCOM INCSOLE	NOTE 0.250%11/1	15.42M	PRN	$15.46M 1.90%	15.42M
8X8 INC NEWSOLE	NOTE 4.000% 2/0	19.47M	PRN	$14.82M 1.82%	19.47M
FUBOTV INCSOLE	NOTE 3.250% 2/1	24.50M	PRN	$14.66M 1.80%	24.50M
VIAVI SOLUTIONS INCSOLE	NOTE 1.625% 3/1	14.63M	PRN	$13.92M 1.71%	14.63M
AXON ENTERPRISE INCSOLE	NOTE 0.500%12/1	10M	PRN	$13.77M 1.69%	10M
LUMINAR TECHNOLOGIES INCSOLE	NOTE 1.250 12/15/26	34.60M	PRN	$13.67M 1.68%	34.60M
GROUPON INCSOLE	NOTE 1.125% 3/1	15.55M	PRN	$13.28M 1.63%	15.55M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	12.50M	PRN	$13.13M 1.61%	12.50M
REVANCE THERAPEUTICS INCSOLE	NOTE 1.750% 2/1	18M	PRN	$11.82M 1.45%	18M
CABLE ONE INCSOLE	NOTE 3/1	13.33M	PRN	$11.72M 1.44%	13.33M

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