SILVERBACK ASSET MANAGEMENT LLC

Filed: 2/13/2024ACC: 0001398344-24-002722

📋 What this filing means

SILVERBACK ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $718.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$718.38M

Total AUM (reported)

895.41M

Total Shares

Allocation by class

NOTE 1.250% 12/15/26$35.53M4.9%

NOTE 3/1$31.18M4.3%

NOTE 2.500% 04/15/26$26.08M3.6%

COM$25.17M3.5%

NOTE 3.250% 2/1$24.06M3.3%

NOTE 3.375% 8/1$24.01M3.3%

TR UNIT$23.77M3.3%

Portfolio Concentration

Top 3$74.16M10.3%

4–10$154.03M21.4%

11–25$217.13M30.2%

Rest$273.06M38.0%

Top 3 weight

10.3%

Top 10 weight

31.8%

Voting Authority Distribution

Total shares with voting rights: 901.88M

Sole

Full voting authority

901.88M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole85

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings85

Rows:

Ivanhoe Mines Ltd

SOLE

NOTE 2.500% 04/15/26

Shares18.63M

TypePRN

Market value$26.08M

3.63%

Sole

18.63M

Shared

0.00

None

0.00

FUBOTV INC

SOLE

NOTE 3.250% 2/1

Shares32.84M

TypePRN

Market value$24.06M

3.35%

Sole

32.84M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 3.375% 8/1

Shares44.47M

TypePRN

Market value$24.01M

3.34%

Sole

44.47M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares50K

TypeSH

Market value$23.77M

3.31%

Sole

50K

Shared

0.00

None

0.00

NOVA LTD

SOLE

NOTE 10/1

Shares12.45M

TypePRN

Market value$23.09M

3.21%

Sole

12.45M

Shared

0.00

None

0.00

SEMTECH CORP

SOLE

NOTE 1.625%11/0

Shares26.50M

TypePRN

Market value$22.71M

3.16%

Sole

26.50M

Shared

0.00

None

0.00

Lucid Group Inc

SOLE

NOTE 1.250% 12/15/26

Shares42.85M

TypePRN

Market value$22.45M

3.12%

Sole

42.85M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 2.500% 3/0

Shares23.84M

TypePRN

Market value$22.28M

3.10%

Sole

23.84M

Shared

0.00

None

0.00

HARMONIC INC

SOLE

DBCV 2.000% 9/0

Shares13M

TypePRN

Market value$19.98M

2.78%

Sole

13M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 3.750% 8/0

Shares20.04M

TypePRN

Market value$19.76M

2.75%

Sole

20.04M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

COM

Shares250K

TypeSH

Market value$19.35M

2.69%

Sole

250K

Shared

0.00

None

0.00

MACOM TECH SOLUTIONS HLDGS I

SOLE

NOTE 0.250% 3/1

Shares13.76M

TypePRN

Market value$16.97M

2.36%

Sole

13.76M

Shared

0.00

None

0.00

Porch Group Inc

SOLE

NOTE 6.750% 10/01/28

Shares27.50M

TypePRN

Market value$16.14M

2.25%

Sole

27.50M

Shared

0.00

None

0.00

VROOM INC

SOLE

NOTE 0.750% 7/0

Shares28.20M

TypePRN

Market value$15.39M

2.14%

Sole

28.20M

Shared

0.00

None

0.00

LIVEPERSON INC

SOLE

NOTE 12/1

Shares23.08M

TypePRN

Market value$15.31M

2.13%

Sole

23.08M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.500%12/1

Shares17.14M

TypePRN

Market value$15.29M

2.13%

Sole

17.14M

Shared

0.00

None

0.00

Viavi Solutions Inc

SOLE

NOTE 1.625% 03/15/26

Shares14.70M

TypePRN

Market value$14.70M

2.05%

Sole

14.70M

Shared

0.00

None

0.00

BANDWIDTH INC

SOLE

NOTE 0.250% 3/0

Shares17.32M

TypePRN

Market value$14.37M

2.00%

Sole

17.32M

Shared

0.00

None

0.00

PROS HOLDINGS INC

SOLE

NOTE 2.250% 9/1

Shares12.50M

TypePRN

Market value$14.19M

1.98%

Sole

12.50M

Shared

0.00

None

0.00

CABLE ONE INC

SOLE

NOTE 3/1

Shares15.92M

TypePRN

Market value$13.61M

1.89%

Sole

15.92M

Shared

0.00

None

0.00

Luminar Technologies Inc

SOLE

NOTE 1.250% 12/15/26

Shares28.10M

TypePRN

Market value$13.08M

1.82%

Sole

28.10M

Shared

0.00

None

0.00

IMPINJ INC

SOLE

NOTE 1.125% 5/1

Shares11.71M

TypePRN

Market value$12.77M

1.78%

Sole

11.71M

Shared

0.00

None

0.00

8X8 INC NEW

SOLE

NOTE 4.000% 2/0

Shares14M

TypePRN

Market value$12.16M

1.69%

Sole

14M

Shared

0.00

None

0.00

INSULET CORP

SOLE

NOTE 0.375% 9/0

Shares10.39M

TypePRN

Market value$11.95M

1.66%

Sole

10.39M

Shared

0.00

None

0.00

ACCURAY INC DEL

SOLE

NOTE 3.750% 6/0

Shares13.10M

TypePRN

Market value$11.86M

1.65%

Sole

13.10M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Ivanhoe Mines LtdSOLE	NOTE 2.500% 04/15/26	18.63M	PRN	$26.08M 3.63%	18.63M
FUBOTV INCSOLE	NOTE 3.250% 2/1	32.84M	PRN	$24.06M 3.35%	32.84M
DISH NETWORK CORPORATIONSOLE	NOTE 3.375% 8/1	44.47M	PRN	$24.01M 3.34%	44.47M
SPDR S&P 500 ETF TRSOLE	TR UNIT	50K	SH	$23.77M 3.31%	50K
NOVA LTDSOLE	NOTE 10/1	12.45M	PRN	$23.09M 3.21%	12.45M
SEMTECH CORPSOLE	NOTE 1.625%11/0	26.50M	PRN	$22.71M 3.16%	26.50M
Lucid Group IncSOLE	NOTE 1.250% 12/15/26	42.85M	PRN	$22.45M 3.12%	42.85M
INFINERA CORPSOLE	NOTE 2.500% 3/0	23.84M	PRN	$22.28M 3.10%	23.84M
HARMONIC INCSOLE	DBCV 2.000% 9/0	13M	PRN	$19.98M 2.78%	13M
INFINERA CORPSOLE	NOTE 3.750% 8/0	20.04M	PRN	$19.76M 2.75%	20.04M
INFINERA CORPSOLE	COM	250K	SH	$19.35M 2.69%	250K
MACOM TECH SOLUTIONS HLDGS ISOLE	NOTE 0.250% 3/1	13.76M	PRN	$16.97M 2.36%	13.76M
Porch Group IncSOLE	NOTE 6.750% 10/01/28	27.50M	PRN	$16.14M 2.25%	27.50M
VROOM INCSOLE	NOTE 0.750% 7/0	28.20M	PRN	$15.39M 2.14%	28.20M
LIVEPERSON INCSOLE	NOTE 12/1	23.08M	PRN	$15.31M 2.13%	23.08M
LUMENTUM HLDGS INCSOLE	NOTE 0.500%12/1	17.14M	PRN	$15.29M 2.13%	17.14M
Viavi Solutions IncSOLE	NOTE 1.625% 03/15/26	14.70M	PRN	$14.70M 2.05%	14.70M
BANDWIDTH INCSOLE	NOTE 0.250% 3/0	17.32M	PRN	$14.37M 2.00%	17.32M
PROS HOLDINGS INCSOLE	NOTE 2.250% 9/1	12.50M	PRN	$14.19M 1.98%	12.50M
CABLE ONE INCSOLE	NOTE 3/1	15.92M	PRN	$13.61M 1.89%	15.92M
Luminar Technologies IncSOLE	NOTE 1.250% 12/15/26	28.10M	PRN	$13.08M 1.82%	28.10M
IMPINJ INCSOLE	NOTE 1.125% 5/1	11.71M	PRN	$12.77M 1.78%	11.71M
8X8 INC NEWSOLE	NOTE 4.000% 2/0	14M	PRN	$12.16M 1.69%	14M
INSULET CORPSOLE	NOTE 0.375% 9/0	10.39M	PRN	$11.95M 1.66%	10.39M
ACCURAY INC DELSOLE	NOTE 3.750% 6/0	13.10M	PRN	$11.86M 1.65%	13.10M

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