SILVERBACK ASSET MANAGEMENT LLC

Filed: 11/14/2023ACC: 0001398344-23-020653

📋 What this filing means

SILVERBACK ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $729.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$729.54M

Total AUM (reported)

971.31M

Total Shares

Allocation by class

NOTE 11/1$45.52M6.2%

NOTE 3/1$43.39M5.9%

TR UNIT$42.75M5.9%

NOTE 3.375% 8/1$24.51M3.4%

NOTE 3.250% 2/1$21.77M3.0%

NOTE 3.750% 8/0$19.89M2.7%

NOTE 10/1$19.21M2.6%

Portfolio Concentration

Top 3$97.84M13.4%

4–10$135.03M18.5%

11–25$214.38M29.4%

Rest$282.29M38.7%

Top 3 weight

13.4%

Top 10 weight

31.9%

Voting Authority Distribution

Total shares with voting rights: 971.31M

Sole

Full voting authority

971.31M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole88

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings88

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares100K

TypeSH

Market value$42.75M

5.86%

Sole

100K

Shared

0.00

None

0.00

CYBERARK SOFTWARE LTD

SOLE

NOTE 11/1

Shares26.49M

TypePRN

Market value$30.58M

4.19%

Sole

26.49M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 3.375% 8/1

Shares40.47M

TypePRN

Market value$24.51M

3.36%

Sole

40.47M

Shared

0.00

None

0.00

FUBOTV INC

SOLE

NOTE 3.250% 2/1

Shares32.84M

TypePRN

Market value$21.77M

2.98%

Sole

32.84M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 3.750% 8/0

Shares21.54M

TypePRN

Market value$19.89M

2.73%

Sole

21.54M

Shared

0.00

None

0.00

NOVA LTD

SOLE

NOTE 10/1

Shares12.45M

TypePRN

Market value$19.21M

2.63%

Sole

12.45M

Shared

0.00

None

0.00

Ivanhoe Mines Ltd

SOLE

NOTE 2.500% 04/15/26

Shares14.63M

TypePRN

Market value$18.92M

2.59%

Sole

14.63M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.500%12/1

Shares22.34M

TypePRN

Market value$18.84M

2.58%

Sole

22.34M

Shared

0.00

None

0.00

VARONIS SYS INC

SOLE

NOTE 1.250% 8/1

Shares16M

TypePRN

Market value$18.78M

2.57%

Sole

16M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

NOTE 1.000% 8/1

Shares21.47M

TypePRN

Market value$17.62M

2.42%

Sole

21.47M

Shared

0.00

None

0.00

DIGITALOCEAN HLDGS INC

SOLE

NOTE 12/0

Shares21.74M

TypePRN

Market value$16.68M

2.29%

Sole

21.74M

Shared

0.00

None

0.00

LIVEPERSON INC

SOLE

NOTE 12/1

Shares21.58M

TypePRN

Market value$16.33M

2.24%

Sole

21.58M

Shared

0.00

None

0.00

BANDWIDTH INC

SOLE

NOTE 0.250% 3/0

Shares19.94M

TypePRN

Market value$16.04M

2.20%

Sole

19.94M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 2.500% 3/0

Shares18M

TypePRN

Market value$15.98M

2.19%

Sole

18M

Shared

0.00

None

0.00

FORD MTR CO DEL

SOLE

NOTE 3/1

Shares16.16M

TypePRN

Market value$15.93M

2.18%

Sole

16.16M

Shared

0.00

None

0.00

HARMONIC INC

SOLE

DBCV 2.000% 9/0

Shares13M

TypePRN

Market value$15.82M

2.17%

Sole

13M

Shared

0.00

None

0.00

VROOM INC

SOLE

NOTE 0.750% 7/0

Shares28.20M

TypePRN

Market value$15.19M

2.08%

Sole

28.20M

Shared

0.00

None

0.00

Luminar Technologies Inc

SOLE

NOTE 1.250% 12/15/26

Shares22.10M

TypePRN

Market value$14.57M

2.00%

Sole

22.10M

Shared

0.00

None

0.00

Porch Group Inc

SOLE

NOTE 6.750% 10/01/28

Shares25M

TypePRN

Market value$14.17M

1.94%

Sole

25M

Shared

0.00

None

0.00

IMPINJ INC

SOLE

NOTE 1.125% 5/1

Shares16.11M

TypePRN

Market value$14.12M

1.94%

Sole

16.11M

Shared

0.00

None

0.00

MACOM TECH SOLUTIONS HLDGS I

SOLE

NOTE 0.250% 3/1

Shares12.15M

TypePRN

Market value$13.82M

1.89%

Sole

12.15M

Shared

0.00

None

0.00

LENDINGTREE INC

SOLE

NOTE 0.500% 7/1

Shares14.95M

TypePRN

Market value$11.81M

1.62%

Sole

14.95M

Shared

0.00

None

0.00

ACCURAY INC DEL

SOLE

NOTE 3.750% 6/0

Shares13.10M

TypePRN

Market value$11.76M

1.61%

Sole

13.10M

Shared

0.00

None

0.00

Viavi Solutions Inc

SOLE

NOTE 1.625% 03/15/26

Shares11.75M

TypePRN

Market value$11.23M

1.54%

Sole

11.75M

Shared

0.00

None

0.00

AMYRIS INC

SOLE

NOTE 1.500% 11/15/26

Shares86.39M

TypePRN

Market value$10.91M

1.50%

Sole

86.39M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	100K	SH	$42.75M 5.86%	100K
CYBERARK SOFTWARE LTDSOLE	NOTE 11/1	26.49M	PRN	$30.58M 4.19%	26.49M
DISH NETWORK CORPORATIONSOLE	NOTE 3.375% 8/1	40.47M	PRN	$24.51M 3.36%	40.47M
FUBOTV INCSOLE	NOTE 3.250% 2/1	32.84M	PRN	$21.77M 2.98%	32.84M
INFINERA CORPSOLE	NOTE 3.750% 8/0	21.54M	PRN	$19.89M 2.73%	21.54M
NOVA LTDSOLE	NOTE 10/1	12.45M	PRN	$19.21M 2.63%	12.45M
Ivanhoe Mines LtdSOLE	NOTE 2.500% 04/15/26	14.63M	PRN	$18.92M 2.59%	14.63M
LUMENTUM HLDGS INCSOLE	NOTE 0.500%12/1	22.34M	PRN	$18.84M 2.58%	22.34M
VARONIS SYS INCSOLE	NOTE 1.250% 8/1	16M	PRN	$18.78M 2.57%	16M
WAYFAIR INCSOLE	NOTE 1.000% 8/1	21.47M	PRN	$17.62M 2.42%	21.47M
DIGITALOCEAN HLDGS INCSOLE	NOTE 12/0	21.74M	PRN	$16.68M 2.29%	21.74M
LIVEPERSON INCSOLE	NOTE 12/1	21.58M	PRN	$16.33M 2.24%	21.58M
BANDWIDTH INCSOLE	NOTE 0.250% 3/0	19.94M	PRN	$16.04M 2.20%	19.94M
INFINERA CORPSOLE	NOTE 2.500% 3/0	18M	PRN	$15.98M 2.19%	18M
FORD MTR CO DELSOLE	NOTE 3/1	16.16M	PRN	$15.93M 2.18%	16.16M
HARMONIC INCSOLE	DBCV 2.000% 9/0	13M	PRN	$15.82M 2.17%	13M
VROOM INCSOLE	NOTE 0.750% 7/0	28.20M	PRN	$15.19M 2.08%	28.20M
Luminar Technologies IncSOLE	NOTE 1.250% 12/15/26	22.10M	PRN	$14.57M 2.00%	22.10M
Porch Group IncSOLE	NOTE 6.750% 10/01/28	25M	PRN	$14.17M 1.94%	25M
IMPINJ INCSOLE	NOTE 1.125% 5/1	16.11M	PRN	$14.12M 1.94%	16.11M
MACOM TECH SOLUTIONS HLDGS ISOLE	NOTE 0.250% 3/1	12.15M	PRN	$13.82M 1.89%	12.15M
LENDINGTREE INCSOLE	NOTE 0.500% 7/1	14.95M	PRN	$11.81M 1.62%	14.95M
ACCURAY INC DELSOLE	NOTE 3.750% 6/0	13.10M	PRN	$11.76M 1.61%	13.10M
Viavi Solutions IncSOLE	NOTE 1.625% 03/15/26	11.75M	PRN	$11.23M 1.54%	11.75M
AMYRIS INCSOLE	NOTE 1.500% 11/15/26	86.39M	PRN	$10.91M 1.50%	86.39M

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