SILVERBACK ASSET MANAGEMENT LLC

Filed: 8/14/2023ACC: 0001398344-23-014784

📋 What this filing means

SILVERBACK ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 89 equity positions with a total reported market value of $719.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$719.13M

Total AUM (reported)

909.09M

Total Shares

Allocation by class

COM$96.46M13.4%

NOTE 3/1$47.00M6.5%

NOTE 11/1$40.44M5.6%

NOTE 10/1$30.46M4.2%

NOTE 0.375% 9/0$29.63M4.1%

DEBT 3.750% 8/0$28.57M4.0%

NOTE 3.250% 2/1$25.11M3.5%

Portfolio Concentration

Top 3$88.66M12.3%

4–10$158.70M22.1%

11–25$193.96M27.0%

Rest$277.82M38.6%

Top 3 weight

12.3%

Top 10 weight

34.4%

Voting Authority Distribution

Total shares with voting rights: 909.09M

Sole

Full voting authority

909.09M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole89

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings89

Rows:

NOVA LTD

SOLE

NOTE 10/1

Shares18.95M

TypePRN

Market value$30.46M

4.24%

Sole

18.95M

Shared

0.00

None

0.00

INSULET CORP

SOLE

NOTE 0.375% 9/0

Shares21.54M

TypePRN

Market value$29.63M

4.12%

Sole

21.54M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

DEBT 3.750% 8/0

Shares28.54M

TypePRN

Market value$28.57M

3.97%

Sole

28.54M

Shared

0.00

None

0.00

CYBERARK SOFTWARE LTD

SOLE

NOTE 11/1

Shares24.49M

TypePRN

Market value$27.89M

3.88%

Sole

24.49M

Shared

0.00

None

0.00

FUBOTV INC

SOLE

NOTE 3.250% 2/1

Shares43.34M

TypePRN

Market value$25.11M

3.49%

Sole

43.34M

Shared

0.00

None

0.00

HARMONIC INC

SOLE

DBCV 2.000% 9/0

Shares13M

TypePRN

Market value$24.61M

3.42%

Sole

13M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 3.375% 8/1

Shares45.87M

TypePRN

Market value$23.36M

3.25%

Sole

45.87M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.500%12/1

Shares24.96M

TypePRN

Market value$22.14M

3.08%

Sole

24.96M

Shared

0.00

None

0.00

IMPINJ INC

SOLE

NOTE 1.125% 5/1

Shares16.63M

TypePRN

Market value$17.95M

2.50%

Sole

16.63M

Shared

0.00

None

0.00

VARONIS SYS INC

SOLE

NOTE 1.250% 8/1

Shares16M

TypePRN

Market value$17.63M

2.45%

Sole

16M

Shared

0.00

None

0.00

IVN 2.500 04/15/26 CVT

SOLE

COM

Shares12.63M

TypePRN

Market value$17.25M

2.40%

Sole

12.63M

Shared

0.00

None

0.00

FORD MTR CO DEL

SOLE

NOTE 3/1

Shares15.30M

TypePRN

Market value$16.76M

2.33%

Sole

15.30M

Shared

0.00

None

0.00

PRCH 6.750 10/01/28

SOLE

COM

Shares25M

TypePRN

Market value$16.38M

2.28%

Sole

25M

Shared

0.00

None

0.00

LENDINGTREE INC

SOLE

NOTE 0.500% 7/1

Shares19.45M

TypePRN

Market value$15.00M

2.09%

Sole

19.45M

Shared

0.00

None

0.00

VROOM INC

SOLE

NOTE 0.750% 7/0

Shares27.40M

TypePRN

Market value$13.15M

1.83%

Sole

27.40M

Shared

0.00

None

0.00

ACCURAY INC DEL

SOLE

NOTE 3.750% 6/0

Shares13.10M

TypePRN

Market value$12.99M

1.81%

Sole

13.10M

Shared

0.00

None

0.00

LAZR 1.250 12/15/26 CVT

SOLE

COM

Shares19.10M

TypePRN

Market value$12.74M

1.77%

Sole

19.10M

Shared

0.00

None

0.00

AMYRIS INC

SOLE

NOTE 1.500%11/1

Shares62.55M

TypePRN

Market value$12.51M

1.74%

Sole

62.55M

Shared

0.00

None

0.00

LIVEPERSON INC

SOLE

NOTE 12/1

Shares18.08M

TypePRN

Market value$11.70M

1.63%

Sole

18.08M

Shared

0.00

None

0.00

DIGITALOCEAN HLDGS INC

SOLE

NOTE 12/0

Shares14.24M

TypePRN

Market value$11.14M

1.55%

Sole

14.24M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

NOTE 1.000% 8/1

Shares13.44M

TypePRN

Market value$11.11M

1.55%

Sole

13.44M

Shared

0.00

None

0.00

BANDWIDTH INC

SOLE

NOTE 0.250% 3/0

Shares14.11M

TypePRN

Market value$11.07M

1.54%

Sole

14.11M

Shared

0.00

None

0.00

CABLE ONE INC

SOLE

NOTE 3/1

Shares13.30M

TypePRN

Market value$10.90M

1.52%

Sole

13.30M

Shared

0.00

None

0.00

TABULA RASA HEALTHCARE INC

SOLE

NOTE 1.750% 2/1

Shares12.80M

TypePRN

Market value$10.65M

1.48%

Sole

12.80M

Shared

0.00

None

0.00

BEYOND MEAT INC

SOLE

NOTE 3/1

Shares40.07M

TypePRN

Market value$10.62M

1.48%

Sole

40.07M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
NOVA LTDSOLE	NOTE 10/1	18.95M	PRN	$30.46M 4.24%	18.95M
INSULET CORPSOLE	NOTE 0.375% 9/0	21.54M	PRN	$29.63M 4.12%	21.54M
INFINERA CORPSOLE	DEBT 3.750% 8/0	28.54M	PRN	$28.57M 3.97%	28.54M
CYBERARK SOFTWARE LTDSOLE	NOTE 11/1	24.49M	PRN	$27.89M 3.88%	24.49M
FUBOTV INCSOLE	NOTE 3.250% 2/1	43.34M	PRN	$25.11M 3.49%	43.34M
HARMONIC INCSOLE	DBCV 2.000% 9/0	13M	PRN	$24.61M 3.42%	13M
DISH NETWORK CORPORATIONSOLE	NOTE 3.375% 8/1	45.87M	PRN	$23.36M 3.25%	45.87M
LUMENTUM HLDGS INCSOLE	NOTE 0.500%12/1	24.96M	PRN	$22.14M 3.08%	24.96M
IMPINJ INCSOLE	NOTE 1.125% 5/1	16.63M	PRN	$17.95M 2.50%	16.63M
VARONIS SYS INCSOLE	NOTE 1.250% 8/1	16M	PRN	$17.63M 2.45%	16M
IVN 2.500 04/15/26 CVTSOLE	COM	12.63M	PRN	$17.25M 2.40%	12.63M
FORD MTR CO DELSOLE	NOTE 3/1	15.30M	PRN	$16.76M 2.33%	15.30M
PRCH 6.750 10/01/28SOLE	COM	25M	PRN	$16.38M 2.28%	25M
LENDINGTREE INCSOLE	NOTE 0.500% 7/1	19.45M	PRN	$15.00M 2.09%	19.45M
VROOM INCSOLE	NOTE 0.750% 7/0	27.40M	PRN	$13.15M 1.83%	27.40M
ACCURAY INC DELSOLE	NOTE 3.750% 6/0	13.10M	PRN	$12.99M 1.81%	13.10M
LAZR 1.250 12/15/26 CVTSOLE	COM	19.10M	PRN	$12.74M 1.77%	19.10M
AMYRIS INCSOLE	NOTE 1.500%11/1	62.55M	PRN	$12.51M 1.74%	62.55M
LIVEPERSON INCSOLE	NOTE 12/1	18.08M	PRN	$11.70M 1.63%	18.08M
DIGITALOCEAN HLDGS INCSOLE	NOTE 12/0	14.24M	PRN	$11.14M 1.55%	14.24M
WAYFAIR INCSOLE	NOTE 1.000% 8/1	13.44M	PRN	$11.11M 1.55%	13.44M
BANDWIDTH INCSOLE	NOTE 0.250% 3/0	14.11M	PRN	$11.07M 1.54%	14.11M
CABLE ONE INCSOLE	NOTE 3/1	13.30M	PRN	$10.90M 1.52%	13.30M
TABULA RASA HEALTHCARE INCSOLE	NOTE 1.750% 2/1	12.80M	PRN	$10.65M 1.48%	12.80M
BEYOND MEAT INCSOLE	NOTE 3/1	40.07M	PRN	$10.62M 1.48%	40.07M

Page 1 of 4