SILVERBACK ASSET MANAGEMENT LLC

Filed: 5/15/2023ACC: 0001398344-23-009761

📋 What this filing means

SILVERBACK ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $737.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$737.32M

Total AUM (reported)

835.23M

Total Shares

Allocation by class

TR UNIT$102.35M13.9%

DEBT 3.750% 8/0$36.65M5.0%

NOTE 3/1$35.10M4.8%

DBCV 2.000% 9/0$22.35M3.0%

NOTE 0.375% 9/0$22.21M3.0%

NOTE 10/1$21.99M3.0%

NOTE 0.500%12/1$19.39M2.6%

Portfolio Concentration

Top 3$161.35M21.9%

4–10$130.11M17.6%

11–25$169.15M22.9%

Rest$276.70M37.5%

Top 3 weight

21.9%

Top 10 weight

39.5%

Voting Authority Distribution

Total shares with voting rights: 835.23M

Sole

Full voting authority

835.23M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole99

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings99

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares250K

TypeSH

Market value$102.35M

13.88%

Sole

250K

Shared

0.00

None

0.00

INFINERA CORP

SOLE

DEBT 3.750% 8/0

Shares27.04M

TypePRN

Market value$36.65M

4.97%

Sole

27.04M

Shared

0.00

None

0.00

HARMONIC INC

SOLE

DBCV 2.000% 9/0

Shares13M

TypeSH

Market value$22.35M

3.03%

Sole

13M

Shared

0.00

None

0.00

INSULET CORP

SOLE

NOTE 0.375% 9/0

Shares14.84M

TypePRN

Market value$22.21M

3.01%

Sole

14.84M

Shared

0.00

None

0.00

NOVA LTD

SOLE

NOTE 10/1

Shares15.10M

TypePRN

Market value$21.99M

2.98%

Sole

15.10M

Shared

0.00

None

0.00

LUMENTUM HLDGS INC

SOLE

NOTE 0.500%12/1

Shares22.27M

TypePRN

Market value$19.39M

2.63%

Sole

22.27M

Shared

0.00

None

0.00

DISH NETWORK CORPORATION

SOLE

NOTE 3.375% 8/1

Shares36.95M

TypePRN

Market value$19.10M

2.59%

Sole

36.95M

Shared

0.00

None

0.00

Ivanhoe Mines Ltd

SOLE

Note 2.500 04/15/26

Shares12.43M

TypePRN

Market value$16.80M

2.28%

Sole

12.43M

Shared

0.00

None

0.00

AMYRIS INC

SOLE

NOTE 1.500%11/1

Shares57.55M

TypePRN

Market value$15.97M

2.17%

Sole

57.55M

Shared

0.00

None

0.00

INFINERA CORP

SOLE

NOTE 2.125% 9/0

Shares14.27M

TypePRN

Market value$14.66M

1.99%

Sole

14.27M

Shared

0.00

None

0.00

FUBOTV INC

SOLE

NOTE 3.250% 2/1

Shares33.42M

TypePRN

Market value$14.56M

1.97%

Sole

33.42M

Shared

0.00

None

0.00

ACCURAY INC DEL

SOLE

NOTE 3.750% 6/0

Shares15.78M

TypePRN

Market value$14.31M

1.94%

Sole

15.78M

Shared

0.00

None

0.00

IMPINJ INC

SOLE

NOTE 1.125% 5/1

Shares10M

TypePRN

Market value$14.19M

1.92%

Sole

10M

Shared

0.00

None

0.00

Cutera Inc

SOLE

Note 2.250 06/01/28

Shares15.20M

TypePRN

Market value$11.33M

1.54%

Sole

15.20M

Shared

0.00

None

0.00

Viavi Solutions Inc

SOLE

Note 1.625 03/15/26

Shares10.75M

TypePRN

Market value$11.20M

1.52%

Sole

10.75M

Shared

0.00

None

0.00

NEOGENOMICS INC

SOLE

NOTE 0.250% 1/1

Shares15.27M

TypePRN

Market value$11.20M

1.52%

Sole

15.27M

Shared

0.00

None

0.00

BANDWIDTH INC

SOLE

NOTE 0.250% 3/0

Shares14.11M

TypePRN

Market value$10.96M

1.49%

Sole

14.11M

Shared

0.00

None

0.00

BOX INC

SOLE

NOTE 1/1

Shares9.36M

TypePRN

Market value$10.95M

1.48%

Sole

9.36M

Shared

0.00

None

0.00

ARTIVION INC

SOLE

NOTE 4.250% 7/0

Shares11.90M

TypePRN

Market value$10.93M

1.48%

Sole

11.90M

Shared

0.00

None

0.00

LENDINGTREE INC

SOLE

NOTE 0.500% 7/1

Shares14M

TypePRN

Market value$10.50M

1.42%

Sole

14M

Shared

0.00

None

0.00

VERITONE INC

SOLE

NOTE 1.750%11/1

Shares14.60M

TypePRN

Market value$9.98M

1.35%

Sole

14.60M

Shared

0.00

None

0.00

VROOM INC

SOLE

NOTE 0.750% 7/0

Shares25.84M

TypePRN

Market value$9.95M

1.35%

Sole

25.84M

Shared

0.00

None

0.00

CHEGG INC

SOLE

NOTE 9/0

Shares12.50M

TypePRN

Market value$9.81M

1.33%

Sole

12.50M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

NOTE 1.000% 8/1

Shares14.69M

TypePRN

Market value$9.66M

1.31%

Sole

14.69M

Shared

0.00

None

0.00

FASTLY INC

SOLE

NOTE 3/1

Shares12M

TypePRN

Market value$9.62M

1.30%

Sole

12M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	250K	SH	$102.35M 13.88%	250K
INFINERA CORPSOLE	DEBT 3.750% 8/0	27.04M	PRN	$36.65M 4.97%	27.04M
HARMONIC INCSOLE	DBCV 2.000% 9/0	13M	SH	$22.35M 3.03%	13M
INSULET CORPSOLE	NOTE 0.375% 9/0	14.84M	PRN	$22.21M 3.01%	14.84M
NOVA LTDSOLE	NOTE 10/1	15.10M	PRN	$21.99M 2.98%	15.10M
LUMENTUM HLDGS INCSOLE	NOTE 0.500%12/1	22.27M	PRN	$19.39M 2.63%	22.27M
DISH NETWORK CORPORATIONSOLE	NOTE 3.375% 8/1	36.95M	PRN	$19.10M 2.59%	36.95M
Ivanhoe Mines LtdSOLE	Note 2.500 04/15/26	12.43M	PRN	$16.80M 2.28%	12.43M
AMYRIS INCSOLE	NOTE 1.500%11/1	57.55M	PRN	$15.97M 2.17%	57.55M
INFINERA CORPSOLE	NOTE 2.125% 9/0	14.27M	PRN	$14.66M 1.99%	14.27M
FUBOTV INCSOLE	NOTE 3.250% 2/1	33.42M	PRN	$14.56M 1.97%	33.42M
ACCURAY INC DELSOLE	NOTE 3.750% 6/0	15.78M	PRN	$14.31M 1.94%	15.78M
IMPINJ INCSOLE	NOTE 1.125% 5/1	10M	PRN	$14.19M 1.92%	10M
Cutera IncSOLE	Note 2.250 06/01/28	15.20M	PRN	$11.33M 1.54%	15.20M
Viavi Solutions IncSOLE	Note 1.625 03/15/26	10.75M	PRN	$11.20M 1.52%	10.75M
NEOGENOMICS INCSOLE	NOTE 0.250% 1/1	15.27M	PRN	$11.20M 1.52%	15.27M
BANDWIDTH INCSOLE	NOTE 0.250% 3/0	14.11M	PRN	$10.96M 1.49%	14.11M
BOX INCSOLE	NOTE 1/1	9.36M	PRN	$10.95M 1.48%	9.36M
ARTIVION INCSOLE	NOTE 4.250% 7/0	11.90M	PRN	$10.93M 1.48%	11.90M
LENDINGTREE INCSOLE	NOTE 0.500% 7/1	14M	PRN	$10.50M 1.42%	14M
VERITONE INCSOLE	NOTE 1.750%11/1	14.60M	PRN	$9.98M 1.35%	14.60M
VROOM INCSOLE	NOTE 0.750% 7/0	25.84M	PRN	$9.95M 1.35%	25.84M
CHEGG INCSOLE	NOTE 9/0	12.50M	PRN	$9.81M 1.33%	12.50M
WAYFAIR INCSOLE	NOTE 1.000% 8/1	14.69M	PRN	$9.66M 1.31%	14.69M
FASTLY INCSOLE	NOTE 3/1	12M	PRN	$9.62M 1.30%	12M

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