SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

PrivateCIK: 1079935
Location

LOS ANGELES, CA

669
Positions
$5.56B
Total AUM (reported)
69.34M
Total Shares

Allocation by class

TOTAL AUM$5.56B669 positions
COM$945.80M17.0%
GROWTH ETF$478.38M8.6%
ACTIVEBETA US LG$415.59M7.5%
EXPND TEC SC ETF$343.87M6.2%
ST STR TOTAL ETF$235.88M4.2%
FUNDAMENTAL US L$232.42M4.2%
CL A$224.39M4.0%

Portfolio Concentration

Top 322.3%4–1023.4%11–2523.2%Rest31.1%TOP 1045.7%0%100%
Top 3$1.24B22.3%
4–10$1.30B23.4%
11–25$1.29B23.2%
Rest$1.73B31.1%

Top 3 weight

22.3%

Top 10 weight

45.7%

Voting Authority Distribution

Total shares with voting rights: 69.34M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

69.34M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole494
Shared0
Other175
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings669
Rows:

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares5.55M
TypeSH
Market value$478.38M
8.61%
Sole
0.00
Shared
0.00
None
5.55M

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA US LG
Shares2.93M
TypeSH
Market value$415.59M
7.48%
Sole
0.00
Shared
0.00
None
2.93M

ISHARES TR

SOLE
EXPND TEC SC ETF
Shares2.10M
TypeSH
Market value$343.87M
6.19%
Sole
0.00
Shared
0.00
None
2.10M

SSGA ACTIVE ETF TR

DFND
ST STR TOTAL ETF
Shares5.98M
TypeSH
Market value$235.88M
4.24%
Sole
0.00
Shared
0.00
None
5.98M

SCHWAB STRATEGIC TR

SOLE
FUNDAMENTAL US L
Shares7.47M
TypeSH
Market value$232.42M
4.18%
Sole
0.00
Shared
0.00
None
7.47M

WORLD GOLD TR

DFND
SPDR GLD MINIS
Shares2.53M
TypeSH
Market value$201.01M
3.62%
Sole
0.00
Shared
0.00
None
2.53M

LISTED FDS TR

SOLE
ROUN MA SEVE ETF
Shares2.80M
TypeSH
Market value$180.08M
3.24%
Sole
0.00
Shared
0.00
None
2.80M

AMERICAN CENTY ETF TR

SOLE
EMERGING MKT VAL
Shares2.61M
TypeSH
Market value$170.90M
3.07%
Sole
0.00
Shared
0.00
None
2.61M

ISHARES TR

SOLE
EAFE VALUE ETF
Shares2.18M
TypeSH
Market value$167.10M
3.01%
Sole
0.00
Shared
0.00
None
2.18M

ALPHABET INC

DFND
CAP STK CL A
Shares320.89K
TypeSH
Market value$114.68M
2.06%
Sole
0.00
Shared
0.00
None
320.89K

AMAZON COM INC

DFND
COM
Shares463.20K
TypeSH
Market value$110.41M
1.99%
Sole
0.00
Shared
0.00
None
463.20K

APPLE INC

DFND
COM
Shares367.18K
TypeSH
Market value$106.27M
1.91%
Sole
0.00
Shared
0.00
None
367.18K

BROADCOM INC

DFND
COM
Shares279.91K
TypeSH
Market value$105.73M
1.90%
Sole
0.00
Shared
0.00
None
279.91K

CAPITAL GROUP GROWTH ETF

SOLE
SHS CREAT UNIT
Shares2.23M
TypeSH
Market value$105.20M
1.89%
Sole
0.00
Shared
0.00
None
2.23M

SELECT SECTOR SPDR TR

SOLE
ST STR FINL ETF
Shares1.91M
TypeSH
Market value$102.26M
1.84%
Sole
0.00
Shared
0.00
None
1.91M

GMO ETF TRUST

SOLE
GMO INTL VALUE
Shares2.66M
TypeSH
Market value$99.60M
1.79%
Sole
0.00
Shared
0.00
None
2.66M

MICROSOFT CORP

SOLE
COM
Shares239.51K
TypeSH
Market value$89.36M
1.61%
Sole
0.00
Shared
0.00
None
239.51K

AMPHENOL CORP

DFND
CL A
Shares482.30K
TypeSH
Market value$85.04M
1.53%
Sole
0.00
Shared
0.00
None
482.30K

SELECT SECTOR SPDR TR

DFND
ST STR SVC ETF
Shares777.18K
TypeSH
Market value$83.26M
1.50%
Sole
0.00
Shared
0.00
None
777.18K

META PLATFORMS INC

DFND
CL A
Shares135.47K
TypeSH
Market value$76.32M
1.37%
Sole
0.00
Shared
0.00
None
135.47K

CITIGROUP INC

SOLE
COM NEW
Shares505.60K
TypeSH
Market value$70.76M
1.27%
Sole
0.00
Shared
0.00
None
505.60K

ELI LILLY & CO

SOLE
COM
Shares57.56K
TypeSH
Market value$69.04M
1.24%
Sole
0.00
Shared
0.00
None
57.56K

ARISTA NETWORKS INC

SOLE
COM SHS
Shares404.33K
TypeSH
Market value$68.69M
1.24%
Sole
0.00
Shared
0.00
None
404.33K

OLD DOMINION FREIGHT LINE IN

DFND
COM
Shares272.41K
TypeSH
Market value$59.00M
1.06%
Sole
0.00
Shared
0.00
None
272.41K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares268.01K
TypeSH
Market value$58.41M
1.05%
Sole
0.00
Shared
0.00
None
268.01K
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