Filed: 1/29/2024ACC: 0001811480-24-000002
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 184 equity positions with a total reported market value of $3.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
184
Positions
$3.40M
Total AUM (reported)
47.02M
Total Shares
Allocation by class
COM$755.1K22.2%
ACTIVEBETA US LG$476.0K14.0%
TCW OPPORTUNIS$269.2K7.9%
SPDR TR TACTIC$268.1K7.9%
PORTFOLIO DEVLPD$212.1K6.2%
GROWTH ETF$203.5K6.0%
SCHWAB FDT US LG$168.3K5.0%
Portfolio Concentration
Top 3$1.01M29.8%
4–10$927.2K27.3%
11–25$787.7K23.2%
Rest$671.8K19.8%
Top 3 weight
29.8%
Top 10 weight
57.1%
Voting Authority Distribution
Total shares with voting rights: 47.02M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
47.02M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole75
Shared0
Other109
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings184
Rows:
GOLDMAN SACHS ETF TR
SOLEShares5.07M
TypeSH
Market value$476.0K
14.00%
Sole
0.00
Shared
0.00
None
5.07M
FIRST TR EXCHNG TRADED FD VI
DFNDShares6.03M
TypeSH
Market value$269.2K
7.92%
Sole
0.00
Shared
0.00
None
6.03M
SSGA ACTIVE ETF TR
DFNDShares6.66M
TypeSH
Market value$268.1K
7.89%
Sole
0.00
Shared
0.00
None
6.66M
SPDR INDEX SHS FDS
DFNDShares6.24M
TypeSH
Market value$212.1K
6.24%
Sole
0.00
Shared
0.00
None
6.24M
VANGUARD INDEX FDS
DFNDShares654.56K
TypeSH
Market value$203.5K
5.99%
Sole
0.00
Shared
0.00
None
654.56K
SCHWAB STRATEGIC TR
SOLEShares2.72M
TypeSH
Market value$168.3K
4.95%
Sole
0.00
Shared
0.00
None
2.72M
WISDOMTREE TR
DFNDShares2.25M
TypeSH
Market value$113.2K
3.33%
Sole
0.00
Shared
0.00
None
2.25M
ISHARES TR
DFNDShares184.91K
TypeSH
Market value$82.9K
2.44%
Sole
0.00
Shared
0.00
None
184.91K
SELECT SECTOR SPDR TR
SOLEShares584.01K
TypeSH
Market value$79.6K
2.34%
Sole
0.00
Shared
0.00
None
584.01K
ISHARES TR
SOLEShares1.47M
TypeSH
Market value$67.6K
1.99%
Sole
0.00
Shared
0.00
None
1.47M
SELECT SECTOR SPDR TR
DFNDShares915.71K
TypeSH
Market value$66.0K
1.94%
Sole
0.00
Shared
0.00
None
915.71K
CAPITAL GROUP GROWTH ETF
DFNDShares2.21M
TypeSH
Market value$62.4K
1.84%
Sole
0.00
Shared
0.00
None
2.21M
BROADCOM INC
DFNDShares51.64K
TypeSH
Market value$57.6K
1.70%
Sole
0.00
Shared
0.00
None
51.64K
APPLE INC
SOLEShares293.24K
TypeSH
Market value$56.5K
1.66%
Sole
0.00
Shared
0.00
None
293.24K
MICROSOFT CORP
DFNDShares144.70K
TypeSH
Market value$54.4K
1.60%
Sole
0.00
Shared
0.00
None
144.70K
SPDR SER TR
DFNDShares644K
TypeSH
Market value$53.9K
1.58%
Sole
0.00
Shared
0.00
None
644K
AMAZON COM INC
SOLEShares347.29K
TypeSH
Market value$52.8K
1.55%
Sole
0.00
Shared
0.00
None
347.29K
SALESFORCE INC
DFNDShares194.13K
TypeSH
Market value$51.1K
1.50%
Sole
0.00
Shared
0.00
None
194.13K
MASTERCARD INCORPORATED
DFNDShares116.09K
TypeSH
Market value$49.5K
1.46%
Sole
0.00
Shared
0.00
None
116.09K
META PLATFORMS INC
DFNDShares137.73K
TypeSH
Market value$48.8K
1.43%
Sole
0.00
Shared
0.00
None
137.73K
ALPHABET INC
DFNDShares339.54K
TypeSH
Market value$47.4K
1.40%
Sole
0.00
Shared
0.00
None
339.54K
MCKESSON CORP
SOLEShares102.15K
TypeSH
Market value$47.3K
1.39%
Sole
0.00
Shared
0.00
None
102.15K
METLIFE INC
SOLEShares714.97K
TypeSH
Market value$47.3K
1.39%
Sole
0.00
Shared
0.00
None
714.97K
THERMO FISHER SCIENTIFIC INC
DFNDShares87.43K
TypeSH
Market value$46.4K
1.36%
Sole
0.00
Shared
0.00
None
87.43K
OREILLY AUTOMOTIVE INC
DFNDShares48.84K
TypeSH
Market value$46.4K
1.36%
Sole
0.00
Shared
0.00
None
48.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 5.07M | SH | $476.0K 14.00% | 0.00 | 0.00 | 5.07M |
FIRST TR EXCHNG TRADED FD VIDFND | TCW OPPORTUNIS | 6.03M | SH | $269.2K 7.92% | 0.00 | 0.00 | 6.03M |
SSGA ACTIVE ETF TRDFND | SPDR TR TACTIC | 6.66M | SH | $268.1K 7.89% | 0.00 | 0.00 | 6.66M |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 6.24M | SH | $212.1K 6.24% | 0.00 | 0.00 | 6.24M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 654.56K | SH | $203.5K 5.99% | 0.00 | 0.00 | 654.56K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 2.72M | SH | $168.3K 4.95% | 0.00 | 0.00 | 2.72M |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 2.25M | SH | $113.2K 3.33% | 0.00 | 0.00 | 2.25M |
ISHARES TRDFND | EXPND TEC SC ETF | 184.91K | SH | $82.9K 2.44% | 0.00 | 0.00 | 184.91K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 584.01K | SH | $79.6K 2.34% | 0.00 | 0.00 | 584.01K |
ISHARES TRSOLE | CORE TOTAL USD | 1.47M | SH | $67.6K 1.99% | 0.00 | 0.00 | 1.47M |
SELECT SECTOR SPDR TRDFND | SBI CONS STPLS | 915.71K | SH | $66.0K 1.94% | 0.00 | 0.00 | 915.71K |
CAPITAL GROUP GROWTH ETFDFND | SHS CREATION UNI | 2.21M | SH | $62.4K 1.84% | 0.00 | 0.00 | 2.21M |
BROADCOM INCDFND | COM | 51.64K | SH | $57.6K 1.70% | 0.00 | 0.00 | 51.64K |
APPLE INCSOLE | COM | 293.24K | SH | $56.5K 1.66% | 0.00 | 0.00 | 293.24K |
MICROSOFT CORPDFND | COM | 144.70K | SH | $54.4K 1.60% | 0.00 | 0.00 | 144.70K |
SPDR SER TRDFND | S&P 600 SMCP GRW | 644K | SH | $53.9K 1.58% | 0.00 | 0.00 | 644K |
AMAZON COM INCSOLE | COM | 347.29K | SH | $52.8K 1.55% | 0.00 | 0.00 | 347.29K |
SALESFORCE INCDFND | COM | 194.13K | SH | $51.1K 1.50% | 0.00 | 0.00 | 194.13K |
MASTERCARD INCORPORATEDDFND | CL A | 116.09K | SH | $49.5K 1.46% | 0.00 | 0.00 | 116.09K |
META PLATFORMS INCDFND | CL A | 137.73K | SH | $48.8K 1.43% | 0.00 | 0.00 | 137.73K |
ALPHABET INCDFND | CAP STK CL A | 339.54K | SH | $47.4K 1.40% | 0.00 | 0.00 | 339.54K |
MCKESSON CORPSOLE | COM | 102.15K | SH | $47.3K 1.39% | 0.00 | 0.00 | 102.15K |
METLIFE INCSOLE | COM | 714.97K | SH | $47.3K 1.39% | 0.00 | 0.00 | 714.97K |
THERMO FISHER SCIENTIFIC INCDFND | COM | 87.43K | SH | $46.4K 1.36% | 0.00 | 0.00 | 87.43K |
OREILLY AUTOMOTIVE INCDFND | COM | 48.84K | SH | $46.4K 1.36% | 0.00 | 0.00 | 48.84K |
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