Filed: 10/26/2023ACC: 0001811480-23-000007
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $2.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
172
Positions
$2.96M
Total AUM (reported)
45.13M
Total Shares
Allocation by class
COM$677.5K22.9%
ACTIVEBETA US LG$404.0K13.7%
SPDR TR TACTIC$282.9K9.6%
TCW OPPORTUNIS$246.3K8.3%
PORTFOLIO DEVLPD$187.8K6.4%
GROWTH ETF$177.2K6.0%
SCHWAB FDT US LG$147.1K5.0%
Portfolio Concentration
Top 3$933.2K31.6%
4–10$806.7K27.3%
11–25$691.9K23.4%
Rest$524.1K17.7%
Top 3 weight
31.6%
Top 10 weight
58.9%
Voting Authority Distribution
Total shares with voting rights: 45.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
45.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole65
Shared0
Other107
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings172
Rows:
GOLDMAN SACHS ETF TR
SOLEShares4.80M
TypeSH
Market value$404.0K
13.67%
Sole
0.00
Shared
0.00
None
4.80M
SSGA ACTIVE ETF TR
DFNDShares7.32M
TypeSH
Market value$282.9K
9.57%
Sole
0.00
Shared
0.00
None
7.32M
FIRST TR EXCHNG TRADED FD VI
SOLEShares5.86M
TypeSH
Market value$246.3K
8.33%
Sole
0.00
Shared
0.00
None
5.86M
SPDR INDEX SHS FDS
SOLEShares6.06M
TypeSH
Market value$187.8K
6.35%
Sole
0.00
Shared
0.00
None
6.06M
VANGUARD INDEX FDS
DFNDShares650.57K
TypeSH
Market value$177.2K
5.99%
Sole
0.00
Shared
0.00
None
650.57K
SCHWAB STRATEGIC TR
DFNDShares2.63M
TypeSH
Market value$147.1K
4.98%
Sole
0.00
Shared
0.00
None
2.63M
WISDOMTREE TR
SOLEShares1.54M
TypeSH
Market value$77.5K
2.62%
Sole
0.00
Shared
0.00
None
1.54M
SELECT SECTOR SPDR TR
DFNDShares574.88K
TypeSH
Market value$74.0K
2.50%
Sole
0.00
Shared
0.00
None
574.88K
ISHARES TR
DFNDShares189.34K
TypeSH
Market value$72.4K
2.45%
Sole
0.00
Shared
0.00
None
189.34K
SELECT SECTOR SPDR TR
SOLEShares1.03M
TypeSH
Market value$70.8K
2.40%
Sole
0.00
Shared
0.00
None
1.03M
CAPITAL GROUP GROWTH ETF
DFNDShares2.26M
TypeSH
Market value$55.4K
1.87%
Sole
0.00
Shared
0.00
None
2.26M
APPLE INC
DFNDShares294.72K
TypeSH
Market value$50.5K
1.71%
Sole
0.00
Shared
0.00
None
294.72K
MCKESSON CORP
DFNDShares112.40K
TypeSH
Market value$48.9K
1.65%
Sole
0.00
Shared
0.00
None
112.40K
MICROSOFT CORP
SOLEShares150.26K
TypeSH
Market value$47.4K
1.61%
Sole
0.00
Shared
0.00
None
150.26K
CHEVRON CORP NEW
DFNDShares276.52K
TypeSH
Market value$46.6K
1.58%
Sole
0.00
Shared
0.00
None
276.52K
MASTERCARD INCORPORATED
DFNDShares116.22K
TypeSH
Market value$46.0K
1.56%
Sole
0.00
Shared
0.00
None
116.22K
ALPHABET INC
SOLEShares350.40K
TypeSH
Market value$45.9K
1.55%
Sole
0.00
Shared
0.00
None
350.40K
SPDR SER TR
SOLEShares624.87K
TypeSH
Market value$45.8K
1.55%
Sole
0.00
Shared
0.00
None
624.87K
AMAZON COM INC
DFNDShares358.59K
TypeSH
Market value$45.6K
1.54%
Sole
0.00
Shared
0.00
None
358.59K
METLIFE INC
DFNDShares713.81K
TypeSH
Market value$44.9K
1.52%
Sole
0.00
Shared
0.00
None
713.81K
BROADCOM INC
DFNDShares53.86K
TypeSH
Market value$44.7K
1.51%
Sole
0.00
Shared
0.00
None
53.86K
OREILLY AUTOMOTIVE INC
DFNDShares49.02K
TypeSH
Market value$44.6K
1.51%
Sole
0.00
Shared
0.00
None
49.02K
PROCTER AND GAMBLE CO
DFNDShares299.38K
TypeSH
Market value$43.7K
1.48%
Sole
0.00
Shared
0.00
None
299.38K
THERMO FISHER SCIENTIFIC INC
DFNDShares81.57K
TypeSH
Market value$41.3K
1.40%
Sole
0.00
Shared
0.00
None
81.57K
DEERE & CO
DFNDShares107.91K
TypeSH
Market value$40.7K
1.38%
Sole
0.00
Shared
0.00
None
107.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 4.80M | SH | $404.0K 13.67% | 0.00 | 0.00 | 4.80M |
SSGA ACTIVE ETF TRDFND | SPDR TR TACTIC | 7.32M | SH | $282.9K 9.57% | 0.00 | 0.00 | 7.32M |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 5.86M | SH | $246.3K 8.33% | 0.00 | 0.00 | 5.86M |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 6.06M | SH | $187.8K 6.35% | 0.00 | 0.00 | 6.06M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 650.57K | SH | $177.2K 5.99% | 0.00 | 0.00 | 650.57K |
SCHWAB STRATEGIC TRDFND | SCHWAB FDT US LG | 2.63M | SH | $147.1K 4.98% | 0.00 | 0.00 | 2.63M |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.54M | SH | $77.5K 2.62% | 0.00 | 0.00 | 1.54M |
SELECT SECTOR SPDR TRDFND | SBI HEALTHCARE | 574.88K | SH | $74.0K 2.50% | 0.00 | 0.00 | 574.88K |
ISHARES TRDFND | EXPND TEC SC ETF | 189.34K | SH | $72.4K 2.45% | 0.00 | 0.00 | 189.34K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 1.03M | SH | $70.8K 2.40% | 0.00 | 0.00 | 1.03M |
CAPITAL GROUP GROWTH ETFDFND | SHS CREATION UNI | 2.26M | SH | $55.4K 1.87% | 0.00 | 0.00 | 2.26M |
APPLE INCDFND | COM | 294.72K | SH | $50.5K 1.71% | 0.00 | 0.00 | 294.72K |
MCKESSON CORPDFND | COM | 112.40K | SH | $48.9K 1.65% | 0.00 | 0.00 | 112.40K |
MICROSOFT CORPSOLE | COM | 150.26K | SH | $47.4K 1.61% | 0.00 | 0.00 | 150.26K |
CHEVRON CORP NEWDFND | COM | 276.52K | SH | $46.6K 1.58% | 0.00 | 0.00 | 276.52K |
MASTERCARD INCORPORATEDDFND | CL A | 116.22K | SH | $46.0K 1.56% | 0.00 | 0.00 | 116.22K |
ALPHABET INCSOLE | CAP STK CL A | 350.40K | SH | $45.9K 1.55% | 0.00 | 0.00 | 350.40K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 624.87K | SH | $45.8K 1.55% | 0.00 | 0.00 | 624.87K |
AMAZON COM INCDFND | COM | 358.59K | SH | $45.6K 1.54% | 0.00 | 0.00 | 358.59K |
METLIFE INCDFND | COM | 713.81K | SH | $44.9K 1.52% | 0.00 | 0.00 | 713.81K |
BROADCOM INCDFND | COM | 53.86K | SH | $44.7K 1.51% | 0.00 | 0.00 | 53.86K |
OREILLY AUTOMOTIVE INCDFND | COM | 49.02K | SH | $44.6K 1.51% | 0.00 | 0.00 | 49.02K |
PROCTER AND GAMBLE CODFND | COM | 299.38K | SH | $43.7K 1.48% | 0.00 | 0.00 | 299.38K |
THERMO FISHER SCIENTIFIC INCDFND | COM | 81.57K | SH | $41.3K 1.40% | 0.00 | 0.00 | 81.57K |
DEERE & CODFND | COM | 107.91K | SH | $40.7K 1.38% | 0.00 | 0.00 | 107.91K |
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