Filed: 7/20/2023ACC: 0001811480-23-000005
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 174 equity positions with a total reported market value of $3.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
174
Positions
$3.02M
Total AUM (reported)
44.25M
Total Shares
Allocation by class
COM$691.8K22.9%
ACTIVEBETA US LG$351.9K11.7%
SPDR TR TACTIC$281.7K9.3%
TCW OPPORTUNIS$250.3K8.3%
GROWTH ETF$192.1K6.4%
PORTFOLIO DEVLPD$186.1K6.2%
SCHWAB FDT US LG$148.0K4.9%
Portfolio Concentration
Top 3$883.9K29.3%
4–10$822.8K27.3%
11–25$734.8K24.4%
Rest$574.8K19.1%
Top 3 weight
29.3%
Top 10 weight
56.6%
Voting Authority Distribution
Total shares with voting rights: 44.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
44.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole68
Shared0
Other106
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings174
Rows:
GOLDMAN SACHS ETF TR
SOLEShares4.03M
TypeSH
Market value$351.9K
11.67%
Sole
0.00
Shared
0.00
None
4.03M
SSGA ACTIVE ETF TR
DFNDShares6.95M
TypeSH
Market value$281.7K
9.34%
Sole
0.00
Shared
0.00
None
6.95M
FIRST TR EXCHNG TRADED FD VI
SOLEShares5.67M
TypeSH
Market value$250.3K
8.30%
Sole
0.00
Shared
0.00
None
5.67M
VANGUARD INDEX FDS
DFNDShares678.87K
TypeSH
Market value$192.1K
6.37%
Sole
0.00
Shared
0.00
None
678.87K
SPDR INDEX SHS FDS
SOLEShares5.72M
TypeSH
Market value$186.1K
6.17%
Sole
0.00
Shared
0.00
None
5.72M
SCHWAB STRATEGIC TR
SOLEShares2.57M
TypeSH
Market value$148.0K
4.91%
Sole
0.00
Shared
0.00
None
2.57M
ISHARES TR
DFNDShares192.50K
TypeSH
Market value$75.6K
2.51%
Sole
0.00
Shared
0.00
None
192.50K
WISDOMTREE TR
DFNDShares1.50M
TypeSH
Market value$75.3K
2.50%
Sole
0.00
Shared
0.00
None
1.50M
SELECT SECTOR SPDR TR
DFNDShares551.04K
TypeSH
Market value$73.1K
2.42%
Sole
0.00
Shared
0.00
None
551.04K
SELECT SECTOR SPDR TR
SOLEShares977.46K
TypeSH
Market value$72.5K
2.40%
Sole
0.00
Shared
0.00
None
977.46K
SELECT SECTOR SPDR TR
DFNDShares1.06M
TypeSH
Market value$69.1K
2.29%
Sole
0.00
Shared
0.00
None
1.06M
CAPITAL GROUP GROWTH ETF
SOLEShares2.43M
TypeSH
Market value$61.2K
2.03%
Sole
0.00
Shared
0.00
None
2.43M
APPLE INC
DFNDShares291.51K
TypeSH
Market value$56.5K
1.87%
Sole
0.00
Shared
0.00
None
291.51K
MICROSOFT CORP
SOLEShares148.58K
TypeSH
Market value$50.6K
1.68%
Sole
0.00
Shared
0.00
None
148.58K
AMAZON COM INC
SOLEShares371.10K
TypeSH
Market value$48.4K
1.60%
Sole
0.00
Shared
0.00
None
371.10K
MCKESSON CORP
DFNDShares113.10K
TypeSH
Market value$48.3K
1.60%
Sole
0.00
Shared
0.00
None
113.10K
SPDR SER TR
SOLEShares608.15K
TypeSH
Market value$46.8K
1.55%
Sole
0.00
Shared
0.00
None
608.15K
BROADCOM INC
SOLEShares53.42K
TypeSH
Market value$46.3K
1.54%
Sole
0.00
Shared
0.00
None
53.42K
OREILLY AUTOMOTIVE INC
DFNDShares48.19K
TypeSH
Market value$46.0K
1.53%
Sole
0.00
Shared
0.00
None
48.19K
MASTERCARD INCORPORATED
DFNDShares116.04K
TypeSH
Market value$45.6K
1.51%
Sole
0.00
Shared
0.00
None
116.04K
PROCTER AND GAMBLE CO
DFNDShares292.18K
TypeSH
Market value$44.3K
1.47%
Sole
0.00
Shared
0.00
None
292.18K
ALPHABET INC
DFNDShares368.95K
TypeSH
Market value$44.2K
1.46%
Sole
0.00
Shared
0.00
None
368.95K
METLIFE INC
DFNDShares768.32K
TypeSH
Market value$43.4K
1.44%
Sole
0.00
Shared
0.00
None
768.32K
DEERE & CO
DFNDShares104.78K
TypeSH
Market value$42.5K
1.41%
Sole
0.00
Shared
0.00
None
104.78K
CHEVRON CORP NEW
SOLEShares263.44K
TypeSH
Market value$41.5K
1.37%
Sole
0.00
Shared
0.00
None
263.44K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 4.03M | SH | $351.9K 11.67% | 0.00 | 0.00 | 4.03M |
SSGA ACTIVE ETF TRDFND | SPDR TR TACTIC | 6.95M | SH | $281.7K 9.34% | 0.00 | 0.00 | 6.95M |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 5.67M | SH | $250.3K 8.30% | 0.00 | 0.00 | 5.67M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 678.87K | SH | $192.1K 6.37% | 0.00 | 0.00 | 678.87K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 5.72M | SH | $186.1K 6.17% | 0.00 | 0.00 | 5.72M |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 2.57M | SH | $148.0K 4.91% | 0.00 | 0.00 | 2.57M |
ISHARES TRDFND | EXPND TEC SC ETF | 192.50K | SH | $75.6K 2.51% | 0.00 | 0.00 | 192.50K |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 1.50M | SH | $75.3K 2.50% | 0.00 | 0.00 | 1.50M |
SELECT SECTOR SPDR TRDFND | SBI HEALTHCARE | 551.04K | SH | $73.1K 2.42% | 0.00 | 0.00 | 551.04K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 977.46K | SH | $72.5K 2.40% | 0.00 | 0.00 | 977.46K |
SELECT SECTOR SPDR TRDFND | SBI INT-UTILS | 1.06M | SH | $69.1K 2.29% | 0.00 | 0.00 | 1.06M |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 2.43M | SH | $61.2K 2.03% | 0.00 | 0.00 | 2.43M |
APPLE INCDFND | COM | 291.51K | SH | $56.5K 1.87% | 0.00 | 0.00 | 291.51K |
MICROSOFT CORPSOLE | COM | 148.58K | SH | $50.6K 1.68% | 0.00 | 0.00 | 148.58K |
AMAZON COM INCSOLE | COM | 371.10K | SH | $48.4K 1.60% | 0.00 | 0.00 | 371.10K |
MCKESSON CORPDFND | COM | 113.10K | SH | $48.3K 1.60% | 0.00 | 0.00 | 113.10K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 608.15K | SH | $46.8K 1.55% | 0.00 | 0.00 | 608.15K |
BROADCOM INCSOLE | COM | 53.42K | SH | $46.3K 1.54% | 0.00 | 0.00 | 53.42K |
OREILLY AUTOMOTIVE INCDFND | COM | 48.19K | SH | $46.0K 1.53% | 0.00 | 0.00 | 48.19K |
MASTERCARD INCORPORATEDDFND | CL A | 116.04K | SH | $45.6K 1.51% | 0.00 | 0.00 | 116.04K |
PROCTER AND GAMBLE CODFND | COM | 292.18K | SH | $44.3K 1.47% | 0.00 | 0.00 | 292.18K |
ALPHABET INCDFND | CAP STK CL A | 368.95K | SH | $44.2K 1.46% | 0.00 | 0.00 | 368.95K |
METLIFE INCDFND | COM | 768.32K | SH | $43.4K 1.44% | 0.00 | 0.00 | 768.32K |
DEERE & CODFND | COM | 104.78K | SH | $42.5K 1.41% | 0.00 | 0.00 | 104.78K |
CHEVRON CORP NEWSOLE | COM | 263.44K | SH | $41.5K 1.37% | 0.00 | 0.00 | 263.44K |
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