Filed: 1/11/2023ACC: 0001811480-23-000002
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 180 equity positions with a total reported market value of $2.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
180
Positions
$2.78M
Total AUM (reported)
41.96M
Total Shares
Allocation by class
COM$606.7K21.8%
ACTIVEBETA US LG$290.6K10.5%
TCW OPPORTUNIS$227.7K8.2%
SPDR TR TACTIC$209.1K7.5%
PORTFOLIO DEVLPD$156.0K5.6%
MSCI USA VALUE$143.3K5.2%
GROWTH ETF$130.4K4.7%
Portfolio Concentration
Top 3$727.4K26.2%
4–10$761.3K27.4%
11–25$661.5K23.8%
Rest$630.0K22.7%
Top 3 weight
26.2%
Top 10 weight
53.5%
Voting Authority Distribution
Total shares with voting rights: 41.96M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
41.96M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole72
Shared0
Other108
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings180
Rows:
GOLDMAN SACHS ETF TR
SOLEShares3.82M
TypeSH
Market value$290.6K
10.45%
Sole
0.00
Shared
0.00
None
3.82M
FIRST TR EXCHNG TRADED FD VI
DFNDShares5.18M
TypeSH
Market value$227.7K
8.19%
Sole
0.00
Shared
0.00
None
5.18M
SSGA ACTIVE ETF TR
SOLEShares5.22M
TypeSH
Market value$209.1K
7.52%
Sole
0.00
Shared
0.00
None
5.22M
SPDR INDEX SHS FDS
DFNDShares5.25M
TypeSH
Market value$156.0K
5.61%
Sole
0.00
Shared
0.00
None
5.25M
ISHARES TR
DFNDShares1.57M
TypeSH
Market value$143.3K
5.16%
Sole
0.00
Shared
0.00
None
1.57M
VANGUARD INDEX FDS
DFNDShares612.02K
TypeSH
Market value$130.4K
4.69%
Sole
0.00
Shared
0.00
None
612.02K
WISDOMTREE TR
DFNDShares2.21M
TypeSH
Market value$111.3K
4.00%
Sole
0.00
Shared
0.00
None
2.21M
ISHARES TR
SOLEShares803.68K
TypeSH
Market value$78.0K
2.80%
Sole
0.00
Shared
0.00
None
803.68K
SELECT SECTOR SPDR TR
DFNDShares725.70K
TypeSH
Market value$71.3K
2.56%
Sole
0.00
Shared
0.00
None
725.70K
SELECT SECTOR SPDR TR
DFNDShares522.65K
TypeSH
Market value$71.0K
2.55%
Sole
0.00
Shared
0.00
None
522.65K
SELECT SECTOR SPDR TR
SOLEShares910.01K
TypeSH
Market value$67.8K
2.44%
Sole
0.00
Shared
0.00
None
910.01K
ISHARES TR
DFNDShares204.56K
TypeSH
Market value$57.3K
2.06%
Sole
0.00
Shared
0.00
None
204.56K
CAPITAL GROUP GROWTH ETF
DFNDShares2.22M
TypeSH
Market value$44.3K
1.59%
Sole
0.00
Shared
0.00
None
2.22M
BROADCOM INC
DFNDShares78.22K
TypeSH
Market value$43.7K
1.57%
Sole
0.00
Shared
0.00
None
78.22K
DEERE & CO
DFNDShares99.55K
TypeSH
Market value$42.7K
1.54%
Sole
0.00
Shared
0.00
None
99.55K
PROCTER AND GAMBLE CO
SOLEShares278.55K
TypeSH
Market value$42.2K
1.52%
Sole
0.00
Shared
0.00
None
278.55K
MASTERCARD INCORPORATED
DFNDShares121.07K
TypeSH
Market value$42.1K
1.51%
Sole
0.00
Shared
0.00
None
121.07K
OREILLY AUTOMOTIVE INC
DFNDShares49.33K
TypeSH
Market value$41.6K
1.50%
Sole
0.00
Shared
0.00
None
49.33K
APPLE INC
DFNDShares315.13K
TypeSH
Market value$40.9K
1.47%
Sole
0.00
Shared
0.00
None
315.13K
THERMO FISHER SCIENTIFIC INC
DFNDShares73.82K
TypeSH
Market value$40.6K
1.46%
Sole
0.00
Shared
0.00
None
73.82K
SPDR SER TR
SOLEShares557.07K
TypeSH
Market value$40.2K
1.45%
Sole
0.00
Shared
0.00
None
557.07K
CHEVRON CORP NEW
DFNDShares222.35K
TypeSH
Market value$39.9K
1.44%
Sole
0.00
Shared
0.00
None
222.35K
NEXTERA ENERGY INC
SOLEShares476.54K
TypeSH
Market value$39.8K
1.43%
Sole
0.00
Shared
0.00
None
476.54K
MICROSOFT CORP
DFNDShares162.95K
TypeSH
Market value$39.1K
1.41%
Sole
0.00
Shared
0.00
None
162.95K
MORGAN STANLEY
SOLEShares459.10K
TypeSH
Market value$39.0K
1.40%
Sole
0.00
Shared
0.00
None
459.10K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 3.82M | SH | $290.6K 10.45% | 0.00 | 0.00 | 3.82M |
FIRST TR EXCHNG TRADED FD VIDFND | TCW OPPORTUNIS | 5.18M | SH | $227.7K 8.19% | 0.00 | 0.00 | 5.18M |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 5.22M | SH | $209.1K 7.52% | 0.00 | 0.00 | 5.22M |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 5.25M | SH | $156.0K 5.61% | 0.00 | 0.00 | 5.25M |
ISHARES TRDFND | MSCI USA VALUE | 1.57M | SH | $143.3K 5.16% | 0.00 | 0.00 | 1.57M |
VANGUARD INDEX FDSDFND | GROWTH ETF | 612.02K | SH | $130.4K 4.69% | 0.00 | 0.00 | 612.02K |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 2.21M | SH | $111.3K 4.00% | 0.00 | 0.00 | 2.21M |
ISHARES TRSOLE | CORE US AGGBD ET | 803.68K | SH | $78.0K 2.80% | 0.00 | 0.00 | 803.68K |
SELECT SECTOR SPDR TRDFND | SBI INT-INDS | 725.70K | SH | $71.3K 2.56% | 0.00 | 0.00 | 725.70K |
SELECT SECTOR SPDR TRDFND | SBI HEALTHCARE | 522.65K | SH | $71.0K 2.55% | 0.00 | 0.00 | 522.65K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 910.01K | SH | $67.8K 2.44% | 0.00 | 0.00 | 910.01K |
ISHARES TRDFND | EXPND TEC SC ETF | 204.56K | SH | $57.3K 2.06% | 0.00 | 0.00 | 204.56K |
CAPITAL GROUP GROWTH ETFDFND | SHS CREATION UNI | 2.22M | SH | $44.3K 1.59% | 0.00 | 0.00 | 2.22M |
BROADCOM INCDFND | COM | 78.22K | SH | $43.7K 1.57% | 0.00 | 0.00 | 78.22K |
DEERE & CODFND | COM | 99.55K | SH | $42.7K 1.54% | 0.00 | 0.00 | 99.55K |
PROCTER AND GAMBLE COSOLE | COM | 278.55K | SH | $42.2K 1.52% | 0.00 | 0.00 | 278.55K |
MASTERCARD INCORPORATEDDFND | CL A | 121.07K | SH | $42.1K 1.51% | 0.00 | 0.00 | 121.07K |
OREILLY AUTOMOTIVE INCDFND | COM | 49.33K | SH | $41.6K 1.50% | 0.00 | 0.00 | 49.33K |
APPLE INCDFND | COM | 315.13K | SH | $40.9K 1.47% | 0.00 | 0.00 | 315.13K |
THERMO FISHER SCIENTIFIC INCDFND | COM | 73.82K | SH | $40.6K 1.46% | 0.00 | 0.00 | 73.82K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 557.07K | SH | $40.2K 1.45% | 0.00 | 0.00 | 557.07K |
CHEVRON CORP NEWDFND | COM | 222.35K | SH | $39.9K 1.44% | 0.00 | 0.00 | 222.35K |
NEXTERA ENERGY INCSOLE | COM | 476.54K | SH | $39.8K 1.43% | 0.00 | 0.00 | 476.54K |
MICROSOFT CORPDFND | COM | 162.95K | SH | $39.1K 1.41% | 0.00 | 0.00 | 162.95K |
MORGAN STANLEYSOLE | COM NEW | 459.10K | SH | $39.0K 1.40% | 0.00 | 0.00 | 459.10K |
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