Filed: 10/20/2022ACC: 0001811480-22-000008
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 161 equity positions with a total reported market value of $2.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
161
Positions
$2.13M
Total AUM (reported)
31.34M
Total Shares
Allocation by class
COM$554.2K26.1%
ACTIVEBETA US LG$275.1K12.9%
TCW OPPORTUNIS$215.7K10.1%
PORTFOLIO DEVLPD$140.6K6.6%
MSCI USA VALUE$127.5K6.0%
GROWTH ETF$121.3K5.7%
SBI HEALTHCARE$64.7K3.0%
Portfolio Concentration
Top 3$631.4K29.7%
4–10$548.9K25.8%
11–25$555.4K26.1%
Rest$391.2K18.4%
Top 3 weight
29.7%
Top 10 weight
55.5%
Voting Authority Distribution
Total shares with voting rights: 31.34M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
31.34M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole70
Shared0
Other91
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings161
Rows:
GOLDMAN SACHS ETF TR
DFNDShares3.87M
TypeSH
Market value$275.1K
12.93%
Sole
0.00
Shared
0.00
None
3.87M
FIRST TR EXCHNG TRADED FD VI
DFNDShares4.95M
TypeSH
Market value$215.7K
10.14%
Sole
0.00
Shared
0.00
None
4.95M
SPDR INDEX SHS FDS
DFNDShares5.45M
TypeSH
Market value$140.6K
6.61%
Sole
0.00
Shared
0.00
None
5.45M
ISHARES TR
DFNDShares1.56M
TypeSH
Market value$127.5K
6.00%
Sole
0.00
Shared
0.00
None
1.56M
VANGUARD INDEX FDS
SOLEShares566.94K
TypeSH
Market value$121.3K
5.70%
Sole
0.00
Shared
0.00
None
566.94K
SELECT SECTOR SPDR TR
DFNDShares533.93K
TypeSH
Market value$64.7K
3.04%
Sole
0.00
Shared
0.00
None
533.93K
SELECT SECTOR SPDR TR
DFNDShares740.69K
TypeSH
Market value$61.4K
2.88%
Sole
0.00
Shared
0.00
None
740.69K
SELECT SECTOR SPDR TR
SOLEShares909.05K
TypeSH
Market value$60.7K
2.85%
Sole
0.00
Shared
0.00
None
909.05K
WISDOMTREE TR
SOLEShares1.17M
TypeSH
Market value$59.0K
2.77%
Sole
0.00
Shared
0.00
None
1.17M
ISHARES TR
DFNDShares196.69K
TypeSH
Market value$54.4K
2.56%
Sole
0.00
Shared
0.00
None
196.69K
APPLE INC
SOLEShares311.83K
TypeSH
Market value$43.1K
2.03%
Sole
0.00
Shared
0.00
None
311.83K
MCKESSON CORP
DFNDShares119.45K
TypeSH
Market value$40.6K
1.91%
Sole
0.00
Shared
0.00
None
119.45K
OREILLY AUTOMOTIVE INC
SOLEShares57.53K
TypeSH
Market value$40.5K
1.90%
Sole
0.00
Shared
0.00
None
57.53K
MICROSOFT CORP
DFNDShares159.44K
TypeSH
Market value$37.1K
1.75%
Sole
0.00
Shared
0.00
None
159.44K
SPDR SER TR
SOLEShares545.03K
TypeSH
Market value$37.1K
1.75%
Sole
0.00
Shared
0.00
None
545.03K
THERMO FISHER SCIENTIFIC INC
SOLEShares73.05K
TypeSH
Market value$37.0K
1.74%
Sole
0.00
Shared
0.00
None
73.05K
CHEVRON CORP NEW
DFNDShares255.60K
TypeSH
Market value$36.7K
1.73%
Sole
0.00
Shared
0.00
None
255.60K
NEXTERA ENERGY INC
SOLEShares467.29K
TypeSH
Market value$36.6K
1.72%
Sole
0.00
Shared
0.00
None
467.29K
METLIFE INC
SOLEShares602.52K
TypeSH
Market value$36.6K
1.72%
Sole
0.00
Shared
0.00
None
602.52K
DEERE & CO
DFNDShares109.24K
TypeSH
Market value$36.5K
1.71%
Sole
0.00
Shared
0.00
None
109.24K
MORGAN STANLEY
SOLEShares458.01K
TypeSH
Market value$36.2K
1.70%
Sole
0.00
Shared
0.00
None
458.01K
AMAZON COM INC
SOLEShares311.69K
TypeSH
Market value$35.2K
1.66%
Sole
0.00
Shared
0.00
None
311.69K
PROCTER AND GAMBLE CO
DFNDShares274.92K
TypeSH
Market value$34.7K
1.63%
Sole
0.00
Shared
0.00
None
274.92K
MASTERCARD INCORPORATED
SOLEShares120.50K
TypeSH
Market value$34.3K
1.61%
Sole
0.00
Shared
0.00
None
120.50K
BROADCOM INC
SOLEShares74.55K
TypeSH
Market value$33.1K
1.56%
Sole
0.00
Shared
0.00
None
74.55K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRDFND | ACTIVEBETA US LG | 3.87M | SH | $275.1K 12.93% | 0.00 | 0.00 | 3.87M |
FIRST TR EXCHNG TRADED FD VIDFND | TCW OPPORTUNIS | 4.95M | SH | $215.7K 10.14% | 0.00 | 0.00 | 4.95M |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 5.45M | SH | $140.6K 6.61% | 0.00 | 0.00 | 5.45M |
ISHARES TRDFND | MSCI USA VALUE | 1.56M | SH | $127.5K 6.00% | 0.00 | 0.00 | 1.56M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 566.94K | SH | $121.3K 5.70% | 0.00 | 0.00 | 566.94K |
SELECT SECTOR SPDR TRDFND | SBI HEALTHCARE | 533.93K | SH | $64.7K 3.04% | 0.00 | 0.00 | 533.93K |
SELECT SECTOR SPDR TRDFND | SBI INT-INDS | 740.69K | SH | $61.4K 2.88% | 0.00 | 0.00 | 740.69K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 909.05K | SH | $60.7K 2.85% | 0.00 | 0.00 | 909.05K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 1.17M | SH | $59.0K 2.77% | 0.00 | 0.00 | 1.17M |
ISHARES TRDFND | EXPND TEC SC ETF | 196.69K | SH | $54.4K 2.56% | 0.00 | 0.00 | 196.69K |
APPLE INCSOLE | COM | 311.83K | SH | $43.1K 2.03% | 0.00 | 0.00 | 311.83K |
MCKESSON CORPDFND | COM | 119.45K | SH | $40.6K 1.91% | 0.00 | 0.00 | 119.45K |
OREILLY AUTOMOTIVE INCSOLE | COM | 57.53K | SH | $40.5K 1.90% | 0.00 | 0.00 | 57.53K |
MICROSOFT CORPDFND | COM | 159.44K | SH | $37.1K 1.75% | 0.00 | 0.00 | 159.44K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 545.03K | SH | $37.1K 1.75% | 0.00 | 0.00 | 545.03K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 73.05K | SH | $37.0K 1.74% | 0.00 | 0.00 | 73.05K |
CHEVRON CORP NEWDFND | COM | 255.60K | SH | $36.7K 1.73% | 0.00 | 0.00 | 255.60K |
NEXTERA ENERGY INCSOLE | COM | 467.29K | SH | $36.6K 1.72% | 0.00 | 0.00 | 467.29K |
METLIFE INCSOLE | COM | 602.52K | SH | $36.6K 1.72% | 0.00 | 0.00 | 602.52K |
DEERE & CODFND | COM | 109.24K | SH | $36.5K 1.71% | 0.00 | 0.00 | 109.24K |
MORGAN STANLEYSOLE | COM NEW | 458.01K | SH | $36.2K 1.70% | 0.00 | 0.00 | 458.01K |
AMAZON COM INCSOLE | COM | 311.69K | SH | $35.2K 1.66% | 0.00 | 0.00 | 311.69K |
PROCTER AND GAMBLE CODFND | COM | 274.92K | SH | $34.7K 1.63% | 0.00 | 0.00 | 274.92K |
MASTERCARD INCORPORATEDSOLE | CL A | 120.50K | SH | $34.3K 1.61% | 0.00 | 0.00 | 120.50K |
BROADCOM INCSOLE | COM | 74.55K | SH | $33.1K 1.56% | 0.00 | 0.00 | 74.55K |
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