Filed: 10/13/2026ACC: 0001079935-26-000006
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 668 equity positions with a total reported market value of $5.67B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
668
Positions
$5.67B
Total AUM (reported)
72.97M
Total Shares
Allocation by class
COM$1.01B17.8%
MRNGSTR GRWT ETF$519.97M9.2%
ACTIVEBETA US LG$380.43M6.7%
EXPND TEC SC ETF$354.35M6.2%
FUNDAMENTAL US L$251.83M4.4%
EAFE VALUE ETF$222.20M3.9%
CL A$210.44M3.7%
Portfolio Concentration
Top 3$1.25B22.1%
4–10$1.29B22.7%
11–25$1.39B24.6%
Rest$1.73B30.6%
Top 3 weight
22.1%
Top 10 weight
44.9%
Voting Authority Distribution
Total shares with voting rights: 72.97M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
72.97M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole481
Shared0
Other187
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings668
Rows:
VANGUARD INDEX FDS
DFNDShares5.77M
TypeSH
Market value$519.97M
9.17%
Sole
0.00
Shared
0.00
None
5.77M
GOLDMAN SACHS ETF TR
SOLEShares2.62M
TypeSH
Market value$380.43M
6.71%
Sole
0.00
Shared
0.00
None
2.62M
ISHARES TR
SOLEShares2.10M
TypeSH
Market value$354.35M
6.25%
Sole
0.00
Shared
0.00
None
2.10M
SCHWAB STRATEGIC TR
SOLEShares8M
TypeSH
Market value$251.83M
4.44%
Sole
0.00
Shared
0.00
None
8M
ISHARES TR
SOLEShares2.81M
TypeSH
Market value$222.20M
3.92%
Sole
0.00
Shared
0.00
None
2.81M
LISTED FDS TR
SOLEShares2.93M
TypeSH
Market value$210.11M
3.70%
Sole
0.00
Shared
0.00
None
2.93M
AMERICAN CENTY ETF TR
SOLEShares2.67M
TypeSH
Market value$173.81M
3.06%
Sole
0.00
Shared
0.00
None
2.67M
SSGA ACTIVE ETF TR
DFNDShares4.10M
TypeSH
Market value$153.51M
2.71%
Sole
0.00
Shared
0.00
None
4.10M
GMO ETF TRUST
SOLEShares3.67M
TypeSH
Market value$145.58M
2.57%
Sole
0.00
Shared
0.00
None
3.67M
APPLE INC
DFNDShares398.34K
TypeSH
Market value$132.65M
2.34%
Sole
0.00
Shared
0.00
None
398.34K
MICROSOFT CORP
SOLEShares246.51K
TypeSH
Market value$126.43M
2.23%
Sole
0.00
Shared
0.00
None
246.51K
AMAZON COM INC
DFNDShares448.65K
TypeSH
Market value$111.78M
1.97%
Sole
0.00
Shared
0.00
None
448.65K
ALPHABET INC
DFNDShares320.71K
TypeSH
Market value$110.35M
1.95%
Sole
0.00
Shared
0.00
None
320.71K
BROADCOM INC
SOLEShares296.36K
TypeSH
Market value$104.08M
1.84%
Sole
0.00
Shared
0.00
None
296.36K
SELECT SECTOR SPDR TR
SOLEShares1.93M
TypeSH
Market value$103.24M
1.82%
Sole
0.00
Shared
0.00
None
1.93M
CAPITAL GROUP GROWTH ETF
SOLEShares2.15M
TypeSH
Market value$101.88M
1.80%
Sole
0.00
Shared
0.00
None
2.15M
META PLATFORMS INC
DFNDShares136.84K
TypeSH
Market value$99.23M
1.75%
Sole
0.00
Shared
0.00
None
136.84K
CAPITAL GRP FIXED INCM ETF T
SOLEShares3.70M
TypeSH
Market value$96.99M
1.71%
Sole
0.00
Shared
0.00
None
3.70M
NVIDIA CORPORATION
DFNDShares397.73K
TypeSH
Market value$90.83M
1.60%
Sole
0.00
Shared
0.00
None
397.73K
SELECT SECTOR SPDR TR
DFNDShares803.88K
TypeSH
Market value$89.21M
1.57%
Sole
0.00
Shared
0.00
None
803.88K
ARISTA NETWORKS INC
SOLEShares407.03K
TypeSH
Market value$82.87M
1.46%
Sole
0.00
Shared
0.00
None
407.03K
AMPHENOL CORP
DFNDShares982.43K
TypeSH
Market value$82.82M
1.46%
Sole
0.00
Shared
0.00
None
982.43K
CITIGROUP INC
DFNDShares523.03K
TypeSH
Market value$67.72M
1.19%
Sole
0.00
Shared
0.00
None
523.03K
ELI LILLY & CO
SOLEShares58.23K
TypeSH
Market value$67.38M
1.19%
Sole
0.00
Shared
0.00
None
58.23K
VERTIV HOLDINGS CO
DFNDShares241.54K
TypeSH
Market value$58.29M
1.03%
Sole
0.00
Shared
0.00
None
241.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | MRNGSTR GRWT ETF | 5.77M | SH | $519.97M 9.17% | 0.00 | 0.00 | 5.77M |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 2.62M | SH | $380.43M 6.71% | 0.00 | 0.00 | 2.62M |
ISHARES TRSOLE | EXPND TEC SC ETF | 2.10M | SH | $354.35M 6.25% | 0.00 | 0.00 | 2.10M |
SCHWAB STRATEGIC TRSOLE | FUNDAMENTAL US L | 8M | SH | $251.83M 4.44% | 0.00 | 0.00 | 8M |
ISHARES TRSOLE | EAFE VALUE ETF | 2.81M | SH | $222.20M 3.92% | 0.00 | 0.00 | 2.81M |
LISTED FDS TRSOLE | ROUN MA SEVE ETF | 2.93M | SH | $210.11M 3.70% | 0.00 | 0.00 | 2.93M |
AMERICAN CENTY ETF TRSOLE | EMERGING MKT VAL | 2.67M | SH | $173.81M 3.06% | 0.00 | 0.00 | 2.67M |
SSGA ACTIVE ETF TRDFND | ST STR TOTAL ETF | 4.10M | SH | $153.51M 2.71% | 0.00 | 0.00 | 4.10M |
GMO ETF TRUSTSOLE | GMO INTL VALUE | 3.67M | SH | $145.58M 2.57% | 0.00 | 0.00 | 3.67M |
APPLE INCDFND | COM | 398.34K | SH | $132.65M 2.34% | 0.00 | 0.00 | 398.34K |
MICROSOFT CORPSOLE | COM | 246.51K | SH | $126.43M 2.23% | 0.00 | 0.00 | 246.51K |
AMAZON COM INCDFND | COM | 448.65K | SH | $111.78M 1.97% | 0.00 | 0.00 | 448.65K |
ALPHABET INCDFND | CAP STK CL A | 320.71K | SH | $110.35M 1.95% | 0.00 | 0.00 | 320.71K |
BROADCOM INCSOLE | COM | 296.36K | SH | $104.08M 1.84% | 0.00 | 0.00 | 296.36K |
SELECT SECTOR SPDR TRSOLE | ST STR FINL ETF | 1.93M | SH | $103.24M 1.82% | 0.00 | 0.00 | 1.93M |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREAT UNIT | 2.15M | SH | $101.88M 1.80% | 0.00 | 0.00 | 2.15M |
META PLATFORMS INCDFND | CL A | 136.84K | SH | $99.23M 1.75% | 0.00 | 0.00 | 136.84K |
CAPITAL GRP FIXED INCM ETF TSOLE | US MULTI-SECTOR | 3.70M | SH | $96.99M 1.71% | 0.00 | 0.00 | 3.70M |
NVIDIA CORPORATIONDFND | COM | 397.73K | SH | $90.83M 1.60% | 0.00 | 0.00 | 397.73K |
SELECT SECTOR SPDR TRDFND | ST STR SVC ETF | 803.88K | SH | $89.21M 1.57% | 0.00 | 0.00 | 803.88K |
ARISTA NETWORKS INCSOLE | COM SHS | 407.03K | SH | $82.87M 1.46% | 0.00 | 0.00 | 407.03K |
AMPHENOL CORPDFND | CL A | 982.43K | SH | $82.82M 1.46% | 0.00 | 0.00 | 982.43K |
CITIGROUP INCDFND | COM NEW | 523.03K | SH | $67.72M 1.19% | 0.00 | 0.00 | 523.03K |
ELI LILLY & COSOLE | COM | 58.23K | SH | $67.38M 1.19% | 0.00 | 0.00 | 58.23K |
VERTIV HOLDINGS CODFND | COM CL A | 241.54K | SH | $58.29M 1.03% | 0.00 | 0.00 | 241.54K |
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