SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

Filed: 4/15/2026ACC: 0001079935-26-000003

📋 What this filing means

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 646 equity positions with a total reported market value of $4.94B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

646

Positions

$4.94B

Total AUM (reported)

62.89M

Total Shares

Allocation by class

COM$938.11M19.0%

GROWTH ETF$432.17M8.8%

ACTIVEBETA US LG$388.39M7.9%

FUNDAMENTAL US L$234.65M4.8%

STATE STREET DOU$224.26M4.5%

EXPND TEC SC ETF$220.20M4.5%

SPDR GLD MINIS$218.15M4.4%

Portfolio Concentration

Top 3$1.06B21.4%

4–10$1.18B23.9%

11–25$1.10B22.2%

Rest$1.60B32.5%

Top 3 weight

21.4%

Top 10 weight

45.3%

Voting Authority Distribution

Total shares with voting rights: 62.89M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

62.89M

% of voting shares100.0%

Investment Discretion (by position count)

Sole484

Shared0

Other162

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings646

Rows:

VANGUARD INDEX FDS

DFND

GROWTH ETF

Shares989.42K

TypeSH

Market value$432.17M

8.75%

Sole

0.00

Shared

0.00

None

989.42K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares3.10M

TypeSH

Market value$388.39M

7.86%

Sole

0.00

Shared

0.00

None

3.10M

SCHWAB STRATEGIC TR

DFND

FUNDAMENTAL US L

Shares8.43M

TypeSH

Market value$234.65M

4.75%

Sole

0.00

Shared

0.00

None

8.43M

SSGA ACTIVE ETF TR

SOLE

STATE STREET DOU

Shares5.64M

TypeSH

Market value$224.26M

4.54%

Sole

0.00

Shared

0.00

None

5.64M

ISHARES TR

SOLE

EXPND TEC SC ETF

Shares1.86M

TypeSH

Market value$220.20M

4.46%

Sole

0.00

Shared

0.00

None

1.86M

WORLD GOLD TR

DFND

SPDR GLD MINIS

Shares2.35M

TypeSH

Market value$218.15M

4.42%

Sole

0.00

Shared

0.00

None

2.35M

ISHARES TR

DFND

EAFE VALUE ETF

Shares2.18M

TypeSH

Market value$161.77M

3.28%

Sole

0.00

Shared

0.00

None

2.18M

AMERICAN CENTY ETF TR

SOLE

EMERGING MKT VAL

Shares2.59M

TypeSH

Market value$155.10M

3.14%

Sole

0.00

Shared

0.00

None

2.59M

AMAZON COM INC

DFND

COM

Shares487.35K

TypeSH

Market value$101.50M

2.06%

Sole

0.00

Shared

0.00

None

487.35K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares2.49M

TypeSH

Market value$100.13M

2.03%

Sole

0.00

Shared

0.00

None

2.49M

ALPHABET INC

DFND

CAP STK CL A

Shares341.53K

TypeSH

Market value$98.21M

1.99%

Sole

0.00

Shared

0.00

None

341.53K

GMO ETF TRUST

SOLE

GMO INTL VALUE

Shares2.64M

TypeSH

Market value$95.75M

1.94%

Sole

0.00

Shared

0.00

None

2.64M

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares1.84M

TypeSH

Market value$90.75M

1.84%

Sole

0.00

Shared

0.00

None

1.84M

APPLE INC

DFND

COM

Shares352.09K

TypeSH

Market value$89.36M

1.81%

Sole

0.00

Shared

0.00

None

352.09K

MICROSOFT CORP

SOLE

COM

Shares240.43K

TypeSH

Market value$89.00M

1.80%

Sole

0.00

Shared

0.00

None

240.43K

MCKESSON CORP

DFND

COM

Shares102.08K

TypeSH

Market value$88.34M

1.79%

Sole

0.00

Shared

0.00

None

102.08K

META PLATFORMS INC

DFND

CL A

Shares127.91K

TypeSH

Market value$73.18M

1.48%

Sole

0.00

Shared

0.00

None

127.91K

MASTERCARD INCORPORATED

DFND

CL A

Shares143.78K

TypeSH

Market value$71.84M

1.45%

Sole

0.00

Shared

0.00

None

143.78K

BROADCOM INC

DFND

COM

Shares223.09K

TypeSH

Market value$69.05M

1.40%

Sole

0.00

Shared

0.00

None

223.09K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares326.95K

TypeSH

Market value$64.15M

1.30%

Sole

0.00

Shared

0.00

None

326.95K

WALMART INC

DFND

COM

Shares484.14K

TypeSH

Market value$60.17M

1.22%

Sole

0.00

Shared

0.00

None

484.14K

SELECT SECTOR SPDR TR

SOLE

STATE STREET HEA

Shares382.86K

TypeSH

Market value$56.13M

1.14%

Sole

0.00

Shared

0.00

None

382.86K

ELI LILLY & CO

SOLE

COM

Shares57.26K

TypeSH

Market value$52.66M

1.07%

Sole

0.00

Shared

0.00

None

57.26K

OLD DOMINION FREIGHT LINE IN

DFND

COM

Shares264.09K

TypeSH

Market value$51.60M

1.04%

Sole

0.00

Shared

0.00

None

264.09K

CITIGROUP INC

SOLE

COM NEW

Shares419.86K

TypeSH

Market value$47.62M

0.96%

Sole

0.00

Shared

0.00

None

419.86K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSDFND	GROWTH ETF	989.42K	SH	$432.17M 8.75%	989.42K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	3.10M	SH	$388.39M 7.86%	3.10M
SCHWAB STRATEGIC TRDFND	FUNDAMENTAL US L	8.43M	SH	$234.65M 4.75%	8.43M
SSGA ACTIVE ETF TRSOLE	STATE STREET DOU	5.64M	SH	$224.26M 4.54%	5.64M
ISHARES TRSOLE	EXPND TEC SC ETF	1.86M	SH	$220.20M 4.46%	1.86M
WORLD GOLD TRDFND	SPDR GLD MINIS	2.35M	SH	$218.15M 4.42%	2.35M
ISHARES TRDFND	EAFE VALUE ETF	2.18M	SH	$161.77M 3.28%	2.18M
AMERICAN CENTY ETF TRSOLE	EMERGING MKT VAL	2.59M	SH	$155.10M 3.14%	2.59M
AMAZON COM INCDFND	COM	487.35K	SH	$101.50M 2.06%	487.35K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	2.49M	SH	$100.13M 2.03%	2.49M
ALPHABET INCDFND	CAP STK CL A	341.53K	SH	$98.21M 1.99%	341.53K
GMO ETF TRUSTSOLE	GMO INTL VALUE	2.64M	SH	$95.75M 1.94%	2.64M
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	1.84M	SH	$90.75M 1.84%	1.84M
APPLE INCDFND	COM	352.09K	SH	$89.36M 1.81%	352.09K
MICROSOFT CORPSOLE	COM	240.43K	SH	$89.00M 1.80%	240.43K
MCKESSON CORPDFND	COM	102.08K	SH	$88.34M 1.79%	102.08K
META PLATFORMS INCDFND	CL A	127.91K	SH	$73.18M 1.48%	127.91K
MASTERCARD INCORPORATEDDFND	CL A	143.78K	SH	$71.84M 1.45%	143.78K
BROADCOM INCDFND	COM	223.09K	SH	$69.05M 1.40%	223.09K
VANGUARD INDEX FDSSOLE	VALUE ETF	326.95K	SH	$64.15M 1.30%	326.95K
WALMART INCDFND	COM	484.14K	SH	$60.17M 1.22%	484.14K
SELECT SECTOR SPDR TRSOLE	STATE STREET HEA	382.86K	SH	$56.13M 1.14%	382.86K
ELI LILLY & COSOLE	COM	57.26K	SH	$52.66M 1.07%	57.26K
OLD DOMINION FREIGHT LINE INDFND	COM	264.09K	SH	$51.60M 1.04%	264.09K
CITIGROUP INCSOLE	COM NEW	419.86K	SH	$47.62M 0.96%	419.86K

Page 1 of 26

…