Filed: 5/3/2023ACC: 0001079935-23-000001
📋 What this filing means
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 174 equity positions with a total reported market value of $2.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
174
Positions
$2.85M
Total AUM (reported)
43.03M
Total Shares
Allocation by class
COM$652.7K22.9%
ACTIVEBETA US LG$324.4K11.4%
SPDR TR TACTIC$264.0K9.3%
TCW OPPORTUNIS$245.4K8.6%
PORTFOLIO DEVLPD$178.2K6.3%
GROWTH ETF$170.5K6.0%
SCHWAB FDT US LG$131.1K4.6%
Portfolio Concentration
Top 3$833.7K29.2%
4–10$766.4K26.9%
11–25$688.8K24.2%
Rest$561.5K19.7%
Top 3 weight
29.2%
Top 10 weight
56.1%
Voting Authority Distribution
Total shares with voting rights: 43.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
43.03M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole69
Shared0
Other105
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings174
Rows:
GOLDMAN SACHS ETF TR
SOLEShares3.99M
TypeSH
Market value$324.4K
11.38%
Sole
0.00
Shared
0.00
None
3.99M
SSGA ACTIVE ETF TR
SOLEShares6.43M
TypeSH
Market value$264.0K
9.26%
Sole
0.00
Shared
0.00
None
6.43M
FIRST TR EXCHNG TRADED FD VI
DFNDShares5.45M
TypeSH
Market value$245.4K
8.61%
Sole
0.00
Shared
0.00
None
5.45M
SPDR INDEX SHS FDS
DFNDShares5.55M
TypeSH
Market value$178.2K
6.25%
Sole
0.00
Shared
0.00
None
5.55M
VANGUARD INDEX FDS
SOLEShares683.72K
TypeSH
Market value$170.5K
5.98%
Sole
0.00
Shared
0.00
None
683.72K
SCHWAB STRATEGIC TR
SOLEShares2.39M
TypeSH
Market value$131.1K
4.60%
Sole
0.00
Shared
0.00
None
2.39M
WISDOMTREE TR
DFNDShares1.47M
TypeSH
Market value$74.1K
2.60%
Sole
0.00
Shared
0.00
None
1.47M
ISHARES TR
DFNDShares211.19K
TypeSH
Market value$71.7K
2.51%
Sole
0.00
Shared
0.00
None
211.19K
SELECT SECTOR SPDR TR
SOLEShares955.03K
TypeSH
Market value$71.3K
2.50%
Sole
0.00
Shared
0.00
None
955.03K
SELECT SECTOR SPDR TR
DFNDShares536.56K
TypeSH
Market value$69.5K
2.44%
Sole
0.00
Shared
0.00
None
536.56K
SELECT SECTOR SPDR TR
SOLEShares990.08K
TypeSH
Market value$67.0K
2.35%
Sole
0.00
Shared
0.00
None
990.08K
CAPITAL GROUP GROWTH ETF
DFNDShares2.45M
TypeSH
Market value$55.1K
1.93%
Sole
0.00
Shared
0.00
None
2.45M
APPLE INC
DFNDShares329.05K
TypeSH
Market value$54.3K
1.90%
Sole
0.00
Shared
0.00
None
329.05K
MICROSOFT CORP
DFNDShares166.21K
TypeSH
Market value$47.9K
1.68%
Sole
0.00
Shared
0.00
None
166.21K
AMAZON COM INC
DFNDShares432.42K
TypeSH
Market value$44.7K
1.57%
Sole
0.00
Shared
0.00
None
432.42K
BROADCOM INC
DFNDShares68.33K
TypeSH
Market value$43.8K
1.54%
Sole
0.00
Shared
0.00
None
68.33K
ALPHABET INC
SOLEShares414.10K
TypeSH
Market value$43.0K
1.51%
Sole
0.00
Shared
0.00
None
414.10K
PROCTER AND GAMBLE CO
SOLEShares288.52K
TypeSH
Market value$42.9K
1.51%
Sole
0.00
Shared
0.00
None
288.52K
OREILLY AUTOMOTIVE INC
DFNDShares50.50K
TypeSH
Market value$42.9K
1.50%
Sole
0.00
Shared
0.00
None
50.50K
THERMO FISHER SCIENTIFIC INC
SOLEShares73.46K
TypeSH
Market value$42.3K
1.49%
Sole
0.00
Shared
0.00
None
73.46K
SPDR SER TR
DFNDShares573.77K
TypeSH
Market value$42.3K
1.48%
Sole
0.00
Shared
0.00
None
573.77K
MASTERCARD INCORPORATED
DFNDShares114.63K
TypeSH
Market value$41.7K
1.46%
Sole
0.00
Shared
0.00
None
114.63K
DEERE & CO
DFNDShares100.09K
TypeSH
Market value$41.3K
1.45%
Sole
0.00
Shared
0.00
None
100.09K
MCKESSON CORP
SOLEShares112.18K
TypeSH
Market value$39.9K
1.40%
Sole
0.00
Shared
0.00
None
112.18K
CHEVRON CORP NEW
DFNDShares243.36K
TypeSH
Market value$39.7K
1.39%
Sole
0.00
Shared
0.00
None
243.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 3.99M | SH | $324.4K 11.38% | 0.00 | 0.00 | 3.99M |
SSGA ACTIVE ETF TRSOLE | SPDR TR TACTIC | 6.43M | SH | $264.0K 9.26% | 0.00 | 0.00 | 6.43M |
FIRST TR EXCHNG TRADED FD VIDFND | TCW OPPORTUNIS | 5.45M | SH | $245.4K 8.61% | 0.00 | 0.00 | 5.45M |
SPDR INDEX SHS FDSDFND | PORTFOLIO DEVLPD | 5.55M | SH | $178.2K 6.25% | 0.00 | 0.00 | 5.55M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 683.72K | SH | $170.5K 5.98% | 0.00 | 0.00 | 683.72K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 2.39M | SH | $131.1K 4.60% | 0.00 | 0.00 | 2.39M |
WISDOMTREE TRDFND | FLOATNG RAT TREA | 1.47M | SH | $74.1K 2.60% | 0.00 | 0.00 | 1.47M |
ISHARES TRDFND | EXPND TEC SC ETF | 211.19K | SH | $71.7K 2.51% | 0.00 | 0.00 | 211.19K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 955.03K | SH | $71.3K 2.50% | 0.00 | 0.00 | 955.03K |
SELECT SECTOR SPDR TRDFND | SBI HEALTHCARE | 536.56K | SH | $69.5K 2.44% | 0.00 | 0.00 | 536.56K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 990.08K | SH | $67.0K 2.35% | 0.00 | 0.00 | 990.08K |
CAPITAL GROUP GROWTH ETFDFND | SHS CREATION UNI | 2.45M | SH | $55.1K 1.93% | 0.00 | 0.00 | 2.45M |
APPLE INCDFND | COM | 329.05K | SH | $54.3K 1.90% | 0.00 | 0.00 | 329.05K |
MICROSOFT CORPDFND | COM | 166.21K | SH | $47.9K 1.68% | 0.00 | 0.00 | 166.21K |
AMAZON COM INCDFND | COM | 432.42K | SH | $44.7K 1.57% | 0.00 | 0.00 | 432.42K |
BROADCOM INCDFND | COM | 68.33K | SH | $43.8K 1.54% | 0.00 | 0.00 | 68.33K |
ALPHABET INCSOLE | CAP STK CL A | 414.10K | SH | $43.0K 1.51% | 0.00 | 0.00 | 414.10K |
PROCTER AND GAMBLE COSOLE | COM | 288.52K | SH | $42.9K 1.51% | 0.00 | 0.00 | 288.52K |
OREILLY AUTOMOTIVE INCDFND | COM | 50.50K | SH | $42.9K 1.50% | 0.00 | 0.00 | 50.50K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 73.46K | SH | $42.3K 1.49% | 0.00 | 0.00 | 73.46K |
SPDR SER TRDFND | S&P 600 SMCP GRW | 573.77K | SH | $42.3K 1.48% | 0.00 | 0.00 | 573.77K |
MASTERCARD INCORPORATEDDFND | CL A | 114.63K | SH | $41.7K 1.46% | 0.00 | 0.00 | 114.63K |
DEERE & CODFND | COM | 100.09K | SH | $41.3K 1.45% | 0.00 | 0.00 | 100.09K |
MCKESSON CORPSOLE | COM | 112.18K | SH | $39.9K 1.40% | 0.00 | 0.00 | 112.18K |
CHEVRON CORP NEWDFND | COM | 243.36K | SH | $39.7K 1.39% | 0.00 | 0.00 | 243.36K |
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