SHUM FINANCIAL GROUP, INC.

PrivateCIK: 2044675

Location

ALAMEDA, CA

Positions

$141.43M

Total AUM (reported)

1.38M

Total Shares

Allocation by class

COM$65.12M46.0%

STATE STREET SPD$24.53M17.3%

EAFE VALUE ETF$11.16M7.9%

MSCI USA QLT FCT$5.87M4.2%

10+ YR INVST GRD$4.95M3.5%

MSCI INTL QUALTY$3.98M2.8%

CAP STK CL A$2.75M1.9%

Portfolio Concentration

Top 3$29.37M20.8%

4–10$29.44M20.8%

11–25$37.55M26.6%

Rest$45.06M31.9%

Top 3 weight

20.8%

Top 10 weight

41.6%

Voting Authority Distribution

Total shares with voting rights: 1.38M

Sole

Full voting authority

78.68K

% of voting shares5.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.30M

% of voting shares94.3%

Investment Discretion (by position count)

Sole93

Shared0

Other0

Dominant voting typeNone · 94.3% of voting shares

Institutional Holdings93

Rows:

APPLE INC

SOLE

COM

Shares48.60K

TypeSH

Market value$12.33M

8.72%

Sole

18.03K

Shared

0.00

None

30.57K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares150.16K

TypeSH

Market value$11.16M

7.89%

Sole

4.15K

Shared

0.00

None

146.02K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares30.61K

TypeSH

Market value$5.87M

4.15%

Sole

1.10K

Shared

0.00

None

29.51K

ISHARES TR

SOLE

10+ YR INVST GRD

Shares99.67K

TypeSH

Market value$4.95M

3.50%

Sole

3.61K

Shared

0.00

None

96.06K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares96.27K

TypeSH

Market value$4.65M

3.29%

Sole

2.31K

Shared

0.00

None

93.95K

MICROSOFT CORP

SOLE

COM

Shares12.37K

TypeSH

Market value$4.58M

3.24%

Sole

1.66K

Shared

0.00

None

10.70K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares86.18K

TypeSH

Market value$3.98M

2.82%

Sole

5.74K

Shared

0.00

None

80.44K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares26.20K

TypeSH

Market value$3.82M

2.70%

Sole

749.00

Shared

0.00

None

25.45K

NVIDIA CORPORATION

SOLE

COM

Shares21.45K

TypeSH

Market value$3.74M

2.65%

Sole

2.75K

Shared

0.00

None

18.71K

SPDR INDEX SHS FDS

SOLE

STATE STREET SPD

Shares79.26K

TypeSH

Market value$3.72M

2.63%

Sole

3.95K

Shared

0.00

None

75.30K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares63.78K

TypeSH

Market value$3.61M

2.55%

Sole

4.61K

Shared

0.00

None

59.16K

JPMORGAN CHASE & CO

SOLE

COM

Shares10.39K

TypeSH

Market value$3.06M

2.16%

Sole

86.00

Shared

0.00

None

10.30K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares29.35K

TypeSH

Market value$2.87M

2.03%

Sole

1.67K

Shared

0.00

None

27.68K

JOHNSON & JOHNSON

SOLE

COM

Shares11.64K

TypeSH

Market value$2.84M

2.01%

Sole

336.00

Shared

0.00

None

11.30K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares47.57K

TypeSH

Market value$2.82M

1.99%

Sole

1.66K

Shared

0.00

None

45.91K

WALMART INC

SOLE

COM

Shares22.27K

TypeSH

Market value$2.77M

1.96%

Sole

761.00

Shared

0.00

None

21.51K

ALPHABET INC

SOLE

CAP STK CL A

Shares9.56K

TypeSH

Market value$2.75M

1.94%

Sole

563.00

Shared

0.00

None

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares23.90K

TypeSH

Market value$2.66M

1.88%

Sole

1.52K

Shared

0.00

None

22.39K

AMAZON COM INC

SOLE

COM

Shares12.29K

TypeSH

Market value$2.56M

1.81%

Sole

700.00

Shared

0.00

None

11.59K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares29.26K

TypeSH

Market value$2.49M

1.76%

Sole

1.78K

Shared

0.00

None

27.49K

BLACKROCK INC

SOLE

COM

Shares2.18K

TypeSH

Market value$2.10M

1.48%

Sole

53.00

Shared

0.00

None

2.13K

HOME DEPOT INC

SOLE

COM

Shares6.17K

TypeSH

Market value$2.03M

1.43%

Sole

9.00

Shared

0.00

None

6.16K

ISHARES TR

SOLE

GLOBAL TECH ETF

Shares18.89K

TypeSH

Market value$1.89M

1.34%

Sole

181.00

Shared

0.00

None

18.71K

COSTCO WHOLESALE CORPORATION

SOLE

COM

Shares1.66K

TypeSH

Market value$1.65M

1.17%

Sole

42.00

Shared

0.00

None

1.62K

SELECT SECTOR SPDR TR

SOLE

STATE STREET UTI

Shares31.68K

TypeSH

Market value$1.45M

1.03%

Sole

524.00

Shared

0.00

None

31.16K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	48.60K	SH	$12.33M 8.72%	18.03K	30.57K
ISHARES TRSOLE	EAFE VALUE ETF	150.16K	SH	$11.16M 7.89%	4.15K	146.02K
ISHARES TRSOLE	MSCI USA QLT FCT	30.61K	SH	$5.87M 4.15%	1.10K	29.51K
ISHARES TRSOLE	10+ YR INVST GRD	99.67K	SH	$4.95M 3.50%	3.61K	96.06K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	96.27K	SH	$4.65M 3.29%	2.31K	93.95K
MICROSOFT CORPSOLE	COM	12.37K	SH	$4.58M 3.24%	1.66K	10.70K
ISHARES TRSOLE	MSCI INTL QUALTY	86.18K	SH	$3.98M 2.82%	5.74K	80.44K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	26.20K	SH	$3.82M 2.70%	749.00	25.45K
NVIDIA CORPORATIONSOLE	COM	21.45K	SH	$3.74M 2.65%	2.75K	18.71K
SPDR INDEX SHS FDSSOLE	STATE STREET SPD	79.26K	SH	$3.72M 2.63%	3.95K	75.30K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	63.78K	SH	$3.61M 2.55%	4.61K	59.16K
JPMORGAN CHASE & COSOLE	COM	10.39K	SH	$3.06M 2.16%	86.00	10.30K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	29.35K	SH	$2.87M 2.03%	1.67K	27.68K
JOHNSON & JOHNSONSOLE	COM	11.64K	SH	$2.84M 2.01%	336.00	11.30K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	47.57K	SH	$2.82M 1.99%	1.66K	45.91K
WALMART INCSOLE	COM	22.27K	SH	$2.77M 1.96%	761.00	21.51K
ALPHABET INCSOLE	CAP STK CL A	9.56K	SH	$2.75M 1.94%	563.00	9K
ISHARES TRSOLE	EAFE GRWTH ETF	23.90K	SH	$2.66M 1.88%	1.52K	22.39K
AMAZON COM INCSOLE	COM	12.29K	SH	$2.56M 1.81%	700.00	11.59K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	29.26K	SH	$2.49M 1.76%	1.78K	27.49K
BLACKROCK INCSOLE	COM	2.18K	SH	$2.10M 1.48%	53.00	2.13K
HOME DEPOT INCSOLE	COM	6.17K	SH	$2.03M 1.43%	9.00	6.16K
ISHARES TRSOLE	GLOBAL TECH ETF	18.89K	SH	$1.89M 1.34%	181.00	18.71K
COSTCO WHOLESALE CORPORATIONSOLE	COM	1.66K	SH	$1.65M 1.17%	42.00	1.62K
SELECT SECTOR SPDR TRSOLE	STATE STREET UTI	31.68K	SH	$1.45M 1.03%	524.00	31.16K

Page 1 of 4