SHUFRO ROSE & CO LLC

PrivateCIK: 908195
Location

NEW YORK, NY

307
Positions
$1.47B
Total AUM (reported)
24.55M
Total Shares

Allocation by class

TOTAL AUM$1.47B307 positions
COM$565.97M38.5%
SMITH CORE PLUS$131.51M8.9%
IBONDS DEC 29$92.53M6.3%
COMMERCIAL REAL$79.57M5.4%
CORE S&P500 ETF$55.65M3.8%
GOLD SHS$42.46M2.9%
GOLD MINERS ETF$36.45M2.5%

Portfolio Concentration

Top 320.9%4–1023.1%11–2525.0%Rest31.1%TOP 1043.9%0%100%
Top 3$306.65M20.9%
4–10$339.54M23.1%
11–25$367.13M25.0%
Rest$456.98M31.1%

Top 3 weight

20.9%

Top 10 weight

43.9%

Voting Authority Distribution

Total shares with voting rights: 24.55M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

24.55M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole298
Shared0
Other9
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings307
Rows:

ALPS ETF TR

SOLE
SMITH CORE PLUS
Shares5.11M
TypeSH
Market value$131.51M
8.94%
Sole
0.00
Shared
0.00
None
5.11M

ISHARES TR

SOLE
IBONDS DEC 29
Shares3.98M
TypeSH
Market value$92.53M
6.29%
Sole
0.00
Shared
0.00
None
3.98M

CORNING INC

SOLE
COM
Shares607.53K
TypeSH
Market value$82.61M
5.62%
Sole
0.00
Shared
0.00
None
607.53K

DOUBLELINE ETF TRUST

SOLE
COMMERCIAL REAL
Shares1.53M
TypeSH
Market value$79.57M
5.41%
Sole
0.00
Shared
0.00
None
1.53M

ISHARES TR

SOLE
CORE S&P500 ETF
Shares85.20K
TypeSH
Market value$55.65M
3.79%
Sole
0.00
Shared
0.00
None
85.20K

APPLE INC

SOLE
COM
Shares196.06K
TypeSH
Market value$49.76M
3.38%
Sole
0.00
Shared
0.00
None
196.06K

ELI LILLY & CO

SOLE
COM
Shares44.94K
TypeSH
Market value$41.34M
2.81%
Sole
0.00
Shared
0.00
None
44.94K

MICROSOFT CORP

SOLE
COM
Shares111.24K
TypeSH
Market value$41.18M
2.80%
Sole
0.00
Shared
0.00
None
111.24K

VANECK ETF TRUST

SOLE
GOLD MINERS ETF
Shares397.24K
TypeSH
Market value$36.45M
2.48%
Sole
0.00
Shared
0.00
None
397.24K

VANGUARD INDEX FDS

SOLE
MID CAP ETF
Shares123.93K
TypeSH
Market value$35.59M
2.42%
Sole
0.00
Shared
0.00
None
123.93K

JPMORGAN CHASE & CO

SOLE
COM
Shares114K
TypeSH
Market value$33.53M
2.28%
Sole
0.00
Shared
0.00
None
114K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares69.41K
TypeSH
Market value$33.26M
2.26%
Sole
0.00
Shared
0.00
None
69.41K

ISHARES TR

SOLE
IBONDS DEC2026
Shares1.24M
TypeSH
Market value$30.15M
2.05%
Sole
0.00
Shared
0.00
None
1.24M

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares156.37K
TypeSH
Market value$30.01M
2.04%
Sole
0.00
Shared
0.00
None
156.37K

THERMO FISHER SCIENTIFIC INC

SOLE
COM
Shares57.74K
TypeSH
Market value$28.38M
1.93%
Sole
0.00
Shared
0.00
None
57.74K

SPDR GOLD TR

SOLE
GOLD SHS
Shares61.70K
TypeSH
Market value$26.55M
1.81%
Sole
0.00
Shared
0.00
None
61.70K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares42.18K
TypeSH
Market value$25.20M
1.71%
Sole
0.00
Shared
0.00
None
42.18K

TEXAS INSTRS INC

SOLE
COM
Shares123.40K
TypeSH
Market value$23.96M
1.63%
Sole
0.00
Shared
0.00
None
123.40K

COHERENT CORP

SOLE
COM
Shares99.98K
TypeSH
Market value$23.82M
1.62%
Sole
0.00
Shared
0.00
None
99.98K

AVERY DENNISON CORP

SOLE
COM
Shares120.96K
TypeSH
Market value$20.89M
1.42%
Sole
0.00
Shared
0.00
None
120.96K

INVESCO EXCH TRD SLF IDX FD

SOLE
BULSHS 2026 CB
Shares1.02M
TypeSH
Market value$19.95M
1.36%
Sole
0.00
Shared
0.00
None
1.02M

QUALCOMM INC

SOLE
COM
Shares152.51K
TypeSH
Market value$19.64M
1.34%
Sole
0.00
Shared
0.00
None
152.51K

INTERNATIONAL BUSINESS MACHS

SOLE
COM
Shares73.87K
TypeSH
Market value$17.91M
1.22%
Sole
0.00
Shared
0.00
None
73.87K

AMAZON COM INC

SOLE
COM
Shares82.13K
TypeSH
Market value$17.11M
1.16%
Sole
0.00
Shared
0.00
None
82.13K

INVESCO EXCH TRD SLF IDX FD

SOLE
INVSCO BLSH 28
Shares821.60K
TypeSH
Market value$16.78M
1.14%
Sole
0.00
Shared
0.00
None
821.60K
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