Filed: 10/26/2023ACC: 0001085146-23-003937
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 308 equity positions with a total reported market value of $1.06B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
308
Positions
$1.06B
Total AUM (reported)
24M
Total Shares
Allocation by class
COM$525.80M49.6%
IBONDS DEC2026$72.43M6.8%
BULSHS 2026 CB$52.80M5.0%
S&P500 EQL WGT$37.14M3.5%
HORIZON KINETICS$35.06M3.3%
TR UNIT$32.14M3.0%
TOTAL BND MRKT$29.49M2.8%
Portfolio Concentration
Top 3$164.74M15.5%
4–10$224.19M21.1%
11–25$301.25M28.4%
Rest$369.94M34.9%
Top 3 weight
15.5%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 24M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole308
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings308
Rows:
ISHARES TR
SOLEShares3.10M
TypeSH
Market value$72.43M
6.83%
Sole
0.00
Shared
0.00
None
3.10M
INVESCO EXCH TRD SLF IDX FD
SOLEShares2.81M
TypeSH
Market value$52.80M
4.98%
Sole
0.00
Shared
0.00
None
2.81M
MICROSOFT CORP
SOLEShares125.15K
TypeSH
Market value$39.51M
3.73%
Sole
0.00
Shared
0.00
None
125.15K
INVESCO EXCHANGE TRADED FD T
SOLEShares262.13K
TypeSH
Market value$37.14M
3.50%
Sole
0.00
Shared
0.00
None
262.13K
LISTED FD TR
SOLEShares1.15M
TypeSH
Market value$35.06M
3.31%
Sole
0.00
Shared
0.00
None
1.15M
APPLE INC
SOLEShares191.82K
TypeSH
Market value$32.84M
3.10%
Sole
0.00
Shared
0.00
None
191.82K
THERMO FISHER SCIENTIFIC INC
SOLEShares61.43K
TypeSH
Market value$31.09M
2.93%
Sole
0.00
Shared
0.00
None
61.43K
CORNING INC
SOLEShares984.96K
TypeSH
Market value$30.01M
2.83%
Sole
0.00
Shared
0.00
None
984.96K
VANGUARD BD INDEX FDS
SOLEShares422.67K
TypeSH
Market value$29.49M
2.78%
Sole
0.00
Shared
0.00
None
422.67K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.65M
TypeSH
Market value$28.55M
2.69%
Sole
0.00
Shared
0.00
None
1.65M
JPMORGAN CHASE & CO
SOLEShares188.67K
TypeSH
Market value$27.36M
2.58%
Sole
0.00
Shared
0.00
None
188.67K
ETF SER SOLUTIONS
SOLEShares604.75K
TypeSH
Market value$27.00M
2.55%
Sole
0.00
Shared
0.00
None
604.75K
AVERY DENNISON CORP
SOLEShares142.92K
TypeSH
Market value$26.11M
2.46%
Sole
0.00
Shared
0.00
None
142.92K
ELI LILLY & CO
SOLEShares45.59K
TypeSH
Market value$24.49M
2.31%
Sole
0.00
Shared
0.00
None
45.59K
TEXAS INSTRS INC
SOLEShares147.64K
TypeSH
Market value$23.48M
2.21%
Sole
0.00
Shared
0.00
None
147.64K
FS KKR CAP CORP
SOLEShares1.16M
TypeSH
Market value$22.78M
2.15%
Sole
0.00
Shared
0.00
None
1.16M
BERKSHIRE HATHAWAY INC DEL
SOLEShares64.19K
TypeSH
Market value$22.49M
2.12%
Sole
0.00
Shared
0.00
None
64.19K
CISCO SYS INC
SOLEShares401.25K
TypeSH
Market value$21.57M
2.03%
Sole
0.00
Shared
0.00
None
401.25K
JOHNSON CTLS INTL PLC
SOLEShares381.07K
TypeSH
Market value$20.28M
1.91%
Sole
0.00
Shared
0.00
None
381.07K
STARBUCKS CORP
SOLEShares192.59K
TypeSH
Market value$17.58M
1.66%
Sole
0.00
Shared
0.00
None
192.59K
QUALCOMM INC
SOLEShares151.35K
TypeSH
Market value$16.81M
1.59%
Sole
0.00
Shared
0.00
None
151.35K
BORGWARNER INC
SOLEShares352.56K
TypeSH
Market value$14.23M
1.34%
Sole
0.00
Shared
0.00
None
352.56K
ISHARES TR
SOLEShares267.68K
TypeSH
Market value$13.34M
1.26%
Sole
0.00
Shared
0.00
None
267.68K
SPDR GOLD TR
SOLEShares69.72K
TypeSH
Market value$11.95M
1.13%
Sole
0.00
Shared
0.00
None
69.72K
VANGUARD INDEX FDS
SOLEShares56.66K
TypeSH
Market value$11.80M
1.11%
Sole
0.00
Shared
0.00
None
56.66K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS DEC2026 | 3.10M | SH | $72.43M 6.83% | 0.00 | 0.00 | 3.10M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 2.81M | SH | $52.80M 4.98% | 0.00 | 0.00 | 2.81M |
MICROSOFT CORPSOLE | COM | 125.15K | SH | $39.51M 3.73% | 0.00 | 0.00 | 125.15K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 262.13K | SH | $37.14M 3.50% | 0.00 | 0.00 | 262.13K |
LISTED FD TRSOLE | HORIZON KINETICS | 1.15M | SH | $35.06M 3.31% | 0.00 | 0.00 | 1.15M |
APPLE INCSOLE | COM | 191.82K | SH | $32.84M 3.10% | 0.00 | 0.00 | 191.82K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 61.43K | SH | $31.09M 2.93% | 0.00 | 0.00 | 61.43K |
CORNING INCSOLE | COM | 984.96K | SH | $30.01M 2.83% | 0.00 | 0.00 | 984.96K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 422.67K | SH | $29.49M 2.78% | 0.00 | 0.00 | 422.67K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.65M | SH | $28.55M 2.69% | 0.00 | 0.00 | 1.65M |
JPMORGAN CHASE & COSOLE | COM | 188.67K | SH | $27.36M 2.58% | 0.00 | 0.00 | 188.67K |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 604.75K | SH | $27.00M 2.55% | 0.00 | 0.00 | 604.75K |
AVERY DENNISON CORPSOLE | COM | 142.92K | SH | $26.11M 2.46% | 0.00 | 0.00 | 142.92K |
ELI LILLY & COSOLE | COM | 45.59K | SH | $24.49M 2.31% | 0.00 | 0.00 | 45.59K |
TEXAS INSTRS INCSOLE | COM | 147.64K | SH | $23.48M 2.21% | 0.00 | 0.00 | 147.64K |
FS KKR CAP CORPSOLE | COM | 1.16M | SH | $22.78M 2.15% | 0.00 | 0.00 | 1.16M |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 64.19K | SH | $22.49M 2.12% | 0.00 | 0.00 | 64.19K |
CISCO SYS INCSOLE | COM | 401.25K | SH | $21.57M 2.03% | 0.00 | 0.00 | 401.25K |
JOHNSON CTLS INTL PLCSOLE | SHS | 381.07K | SH | $20.28M 1.91% | 0.00 | 0.00 | 381.07K |
STARBUCKS CORPSOLE | COM | 192.59K | SH | $17.58M 1.66% | 0.00 | 0.00 | 192.59K |
QUALCOMM INCSOLE | COM | 151.35K | SH | $16.81M 1.59% | 0.00 | 0.00 | 151.35K |
BORGWARNER INCSOLE | COM | 352.56K | SH | $14.23M 1.34% | 0.00 | 0.00 | 352.56K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 267.68K | SH | $13.34M 1.26% | 0.00 | 0.00 | 267.68K |
SPDR GOLD TRSOLE | GOLD SHS | 69.72K | SH | $11.95M 1.13% | 0.00 | 0.00 | 69.72K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 56.66K | SH | $11.80M 1.11% | 0.00 | 0.00 | 56.66K |
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