Filed: 8/3/2023ACC: 0001085146-23-003010
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 317 equity positions with a total reported market value of $1.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
317
Positions
$1.09B
Total AUM (reported)
23.86M
Total Shares
Allocation by class
COM$552.72M50.5%
IBONDS DEC2026$70.41M6.4%
BULSHS 2026 CB$53.93M4.9%
S&P500 EQL WGT$39.71M3.6%
HORIZON KINETICS$32.87M3.0%
TR UNIT$29.48M2.7%
TOTAL BND MRKT$28.88M2.6%
Portfolio Concentration
Top 3$167.21M15.3%
4–10$234.56M21.4%
11–25$310.98M28.4%
Rest$382.16M34.9%
Top 3 weight
15.3%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 23.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole317
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings317
Rows:
ISHARES TR
SOLEShares3M
TypeSH
Market value$70.41M
6.43%
Sole
0.00
Shared
0.00
None
3M
INVESCO EXCH TRD SLF IDX FD
SOLEShares2.85M
TypeSH
Market value$53.93M
4.93%
Sole
0.00
Shared
0.00
None
2.85M
MICROSOFT CORP
SOLEShares125.89K
TypeSH
Market value$42.87M
3.92%
Sole
0.00
Shared
0.00
None
125.89K
INVESCO EXCHANGE TRADED FD T
SOLEShares265.34K
TypeSH
Market value$39.71M
3.63%
Sole
0.00
Shared
0.00
None
265.34K
APPLE INC
SOLEShares192.82K
TypeSH
Market value$37.40M
3.42%
Sole
0.00
Shared
0.00
None
192.82K
CORNING INC
SOLEShares991.16K
TypeSH
Market value$34.73M
3.17%
Sole
0.00
Shared
0.00
None
991.16K
LISTED FD TR
SOLEShares1.08M
TypeSH
Market value$32.87M
3.00%
Sole
0.00
Shared
0.00
None
1.08M
THERMO FISHER SCIENTIFIC INC
SOLEShares61.13K
TypeSH
Market value$31.90M
2.91%
Sole
0.00
Shared
0.00
None
61.13K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.61M
TypeSH
Market value$29.08M
2.66%
Sole
0.00
Shared
0.00
None
1.61M
VANGUARD BD INDEX FDS
SOLEShares397.29K
TypeSH
Market value$28.88M
2.64%
Sole
0.00
Shared
0.00
None
397.29K
JPMORGAN CHASE & CO
SOLEShares192.08K
TypeSH
Market value$27.94M
2.55%
Sole
0.00
Shared
0.00
None
192.08K
TEXAS INSTRS INC
SOLEShares148.70K
TypeSH
Market value$26.77M
2.44%
Sole
0.00
Shared
0.00
None
148.70K
JOHNSON CTLS INTL PLC
SOLEShares383.02K
TypeSH
Market value$26.10M
2.38%
Sole
0.00
Shared
0.00
None
383.02K
ETF SER SOLUTIONS
SOLEShares553.90K
TypeSH
Market value$25.07M
2.29%
Sole
0.00
Shared
0.00
None
553.90K
AVERY DENNISON CORP
SOLEShares143.82K
TypeSH
Market value$24.71M
2.26%
Sole
0.00
Shared
0.00
None
143.82K
BERKSHIRE HATHAWAY INC DEL
SOLEShares64.61K
TypeSH
Market value$22.03M
2.01%
Sole
0.00
Shared
0.00
None
64.61K
LILLY ELI & CO
SOLEShares45.59K
TypeSH
Market value$21.38M
1.95%
Sole
0.00
Shared
0.00
None
45.59K
FS KKR CAP CORP
SOLEShares1.11M
TypeSH
Market value$21.29M
1.94%
Sole
0.00
Shared
0.00
None
1.11M
CISCO SYS INC
SOLEShares409.93K
TypeSH
Market value$21.21M
1.94%
Sole
0.00
Shared
0.00
None
409.93K
STARBUCKS CORP
SOLEShares193.69K
TypeSH
Market value$19.19M
1.75%
Sole
0.00
Shared
0.00
None
193.69K
QUALCOMM INC
SOLEShares152.61K
TypeSH
Market value$18.17M
1.66%
Sole
0.00
Shared
0.00
None
152.61K
BORGWARNER INC
SOLEShares340.12K
TypeSH
Market value$16.64M
1.52%
Sole
0.00
Shared
0.00
None
340.12K
ISHARES TR
SOLEShares107.29K
TypeSH
Market value$14.47M
1.32%
Sole
0.00
Shared
0.00
None
107.29K
ISHARES TR
SOLEShares262.08K
TypeSH
Market value$13.15M
1.20%
Sole
0.00
Shared
0.00
None
262.08K
SPDR GOLD TR
SOLEShares72.17K
TypeSH
Market value$12.87M
1.18%
Sole
0.00
Shared
0.00
None
72.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS DEC2026 | 3M | SH | $70.41M 6.43% | 0.00 | 0.00 | 3M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 2.85M | SH | $53.93M 4.93% | 0.00 | 0.00 | 2.85M |
MICROSOFT CORPSOLE | COM | 125.89K | SH | $42.87M 3.92% | 0.00 | 0.00 | 125.89K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 265.34K | SH | $39.71M 3.63% | 0.00 | 0.00 | 265.34K |
APPLE INCSOLE | COM | 192.82K | SH | $37.40M 3.42% | 0.00 | 0.00 | 192.82K |
CORNING INCSOLE | COM | 991.16K | SH | $34.73M 3.17% | 0.00 | 0.00 | 991.16K |
LISTED FD TRSOLE | HORIZON KINETICS | 1.08M | SH | $32.87M 3.00% | 0.00 | 0.00 | 1.08M |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 61.13K | SH | $31.90M 2.91% | 0.00 | 0.00 | 61.13K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.61M | SH | $29.08M 2.66% | 0.00 | 0.00 | 1.61M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 397.29K | SH | $28.88M 2.64% | 0.00 | 0.00 | 397.29K |
JPMORGAN CHASE & COSOLE | COM | 192.08K | SH | $27.94M 2.55% | 0.00 | 0.00 | 192.08K |
TEXAS INSTRS INCSOLE | COM | 148.70K | SH | $26.77M 2.44% | 0.00 | 0.00 | 148.70K |
JOHNSON CTLS INTL PLCSOLE | SHS | 383.02K | SH | $26.10M 2.38% | 0.00 | 0.00 | 383.02K |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 553.90K | SH | $25.07M 2.29% | 0.00 | 0.00 | 553.90K |
AVERY DENNISON CORPSOLE | COM | 143.82K | SH | $24.71M 2.26% | 0.00 | 0.00 | 143.82K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 64.61K | SH | $22.03M 2.01% | 0.00 | 0.00 | 64.61K |
LILLY ELI & COSOLE | COM | 45.59K | SH | $21.38M 1.95% | 0.00 | 0.00 | 45.59K |
FS KKR CAP CORPSOLE | COM | 1.11M | SH | $21.29M 1.94% | 0.00 | 0.00 | 1.11M |
CISCO SYS INCSOLE | COM | 409.93K | SH | $21.21M 1.94% | 0.00 | 0.00 | 409.93K |
STARBUCKS CORPSOLE | COM | 193.69K | SH | $19.19M 1.75% | 0.00 | 0.00 | 193.69K |
QUALCOMM INCSOLE | COM | 152.61K | SH | $18.17M 1.66% | 0.00 | 0.00 | 152.61K |
BORGWARNER INCSOLE | COM | 340.12K | SH | $16.64M 1.52% | 0.00 | 0.00 | 340.12K |
ISHARES TRSOLE | MSCI USA QLT FCT | 107.29K | SH | $14.47M 1.32% | 0.00 | 0.00 | 107.29K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 262.08K | SH | $13.15M 1.20% | 0.00 | 0.00 | 262.08K |
SPDR GOLD TRSOLE | GOLD SHS | 72.17K | SH | $12.87M 1.18% | 0.00 | 0.00 | 72.17K |
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