Filed: 4/20/2023ACC: 0001085146-23-001771
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 320 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
320
Positions
$1.08B
Total AUM (reported)
24.68M
Total Shares
Allocation by class
COM$530.02M49.1%
IBONDS DEC2026$66.29M6.1%
BULSHS 2026 CB$64.10M5.9%
S&P500 EQL WGT$52.77M4.9%
CL A$31.91M3.0%
TR UNIT$31.86M2.9%
HORIZON KINETICS$25.46M2.4%
Portfolio Concentration
Top 3$183.16M17.0%
4–10$222.62M20.6%
11–25$285.84M26.5%
Rest$388.91M36.0%
Top 3 weight
17.0%
Top 10 weight
37.6%
Voting Authority Distribution
Total shares with voting rights: 24.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole320
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings320
Rows:
ISHARES TR
SOLEShares2.79M
TypeSH
Market value$66.29M
6.14%
Sole
0.00
Shared
0.00
None
2.79M
INVESCO EXCH TRD SLF IDX FD
SOLEShares3.35M
TypeSH
Market value$64.10M
5.93%
Sole
0.00
Shared
0.00
None
3.35M
INVESCO EXCHANGE TRADED FD T
SOLEShares364.87K
TypeSH
Market value$52.77M
4.88%
Sole
0.00
Shared
0.00
None
364.87K
MICROSOFT CORP
SOLEShares126.32K
TypeSH
Market value$36.42M
3.37%
Sole
0.00
Shared
0.00
None
126.32K
THERMO FISHER SCIENTIFIC INC
SOLEShares60.96K
TypeSH
Market value$35.13M
3.25%
Sole
0.00
Shared
0.00
None
60.96K
CORNING INC
SOLEShares989.25K
TypeSH
Market value$34.90M
3.23%
Sole
0.00
Shared
0.00
None
989.25K
APPLE INC
SOLEShares192.18K
TypeSH
Market value$31.69M
2.93%
Sole
0.00
Shared
0.00
None
192.18K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.66M
TypeSH
Market value$31.38M
2.90%
Sole
0.00
Shared
0.00
None
1.66M
TEXAS INSTRS INC
SOLEShares148.39K
TypeSH
Market value$27.60M
2.55%
Sole
0.00
Shared
0.00
None
148.39K
AVERY DENNISON CORP
SOLEShares142.44K
TypeSH
Market value$25.49M
2.36%
Sole
0.00
Shared
0.00
None
142.44K
LISTED FD TR
SOLEShares825.59K
TypeSH
Market value$25.46M
2.36%
Sole
0.00
Shared
0.00
None
825.59K
JPMORGAN CHASE & CO
SOLEShares194.44K
TypeSH
Market value$25.34M
2.34%
Sole
0.00
Shared
0.00
None
194.44K
ETF SER SOLUTIONS
SOLEShares541.40K
TypeSH
Market value$23.36M
2.16%
Sole
0.00
Shared
0.00
None
541.40K
JOHNSON CTLS INTL PLC
SOLEShares382.94K
TypeSH
Market value$23.06M
2.13%
Sole
0.00
Shared
0.00
None
382.94K
CISCO SYS INC
SOLEShares409.78K
TypeSH
Market value$21.42M
1.98%
Sole
0.00
Shared
0.00
None
409.78K
BERKSHIRE HATHAWAY INC DEL
SOLEShares66.09K
TypeSH
Market value$20.41M
1.89%
Sole
0.00
Shared
0.00
None
66.09K
STARBUCKS CORP
SOLEShares193.60K
TypeSH
Market value$20.16M
1.87%
Sole
0.00
Shared
0.00
None
193.60K
LENNAR CORP
SOLEShares184.26K
TypeSH
Market value$19.37M
1.79%
Sole
0.00
Shared
0.00
None
184.26K
QUALCOMM INC
SOLEShares151.19K
TypeSH
Market value$19.29M
1.79%
Sole
0.00
Shared
0.00
None
151.19K
ARES CAPITAL CORP
SOLEShares962.30K
TypeSH
Market value$17.59M
1.63%
Sole
0.00
Shared
0.00
None
962.30K
LILLY ELI & CO
SOLEShares46K
TypeSH
Market value$15.80M
1.46%
Sole
0.00
Shared
0.00
None
46K
INTEL CORP
SOLEShares436.59K
TypeSH
Market value$14.26M
1.32%
Sole
0.00
Shared
0.00
None
436.59K
ISHARES TR
SOLEShares267.97K
TypeSH
Market value$13.54M
1.25%
Sole
0.00
Shared
0.00
None
267.97K
ISHARES TR
SOLEShares108.78K
TypeSH
Market value$13.50M
1.25%
Sole
0.00
Shared
0.00
None
108.78K
SPDR GOLD TR
SOLEShares72.49K
TypeSH
Market value$13.28M
1.23%
Sole
0.00
Shared
0.00
None
72.49K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS DEC2026 | 2.79M | SH | $66.29M 6.14% | 0.00 | 0.00 | 2.79M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 3.35M | SH | $64.10M 5.93% | 0.00 | 0.00 | 3.35M |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 364.87K | SH | $52.77M 4.88% | 0.00 | 0.00 | 364.87K |
MICROSOFT CORPSOLE | COM | 126.32K | SH | $36.42M 3.37% | 0.00 | 0.00 | 126.32K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 60.96K | SH | $35.13M 3.25% | 0.00 | 0.00 | 60.96K |
CORNING INCSOLE | COM | 989.25K | SH | $34.90M 3.23% | 0.00 | 0.00 | 989.25K |
APPLE INCSOLE | COM | 192.18K | SH | $31.69M 2.93% | 0.00 | 0.00 | 192.18K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.66M | SH | $31.38M 2.90% | 0.00 | 0.00 | 1.66M |
TEXAS INSTRS INCSOLE | COM | 148.39K | SH | $27.60M 2.55% | 0.00 | 0.00 | 148.39K |
AVERY DENNISON CORPSOLE | COM | 142.44K | SH | $25.49M 2.36% | 0.00 | 0.00 | 142.44K |
LISTED FD TRSOLE | HORIZON KINETICS | 825.59K | SH | $25.46M 2.36% | 0.00 | 0.00 | 825.59K |
JPMORGAN CHASE & COSOLE | COM | 194.44K | SH | $25.34M 2.34% | 0.00 | 0.00 | 194.44K |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 541.40K | SH | $23.36M 2.16% | 0.00 | 0.00 | 541.40K |
JOHNSON CTLS INTL PLCSOLE | SHS | 382.94K | SH | $23.06M 2.13% | 0.00 | 0.00 | 382.94K |
CISCO SYS INCSOLE | COM | 409.78K | SH | $21.42M 1.98% | 0.00 | 0.00 | 409.78K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 66.09K | SH | $20.41M 1.89% | 0.00 | 0.00 | 66.09K |
STARBUCKS CORPSOLE | COM | 193.60K | SH | $20.16M 1.87% | 0.00 | 0.00 | 193.60K |
LENNAR CORPSOLE | CL A | 184.26K | SH | $19.37M 1.79% | 0.00 | 0.00 | 184.26K |
QUALCOMM INCSOLE | COM | 151.19K | SH | $19.29M 1.79% | 0.00 | 0.00 | 151.19K |
ARES CAPITAL CORPSOLE | COM | 962.30K | SH | $17.59M 1.63% | 0.00 | 0.00 | 962.30K |
LILLY ELI & COSOLE | COM | 46K | SH | $15.80M 1.46% | 0.00 | 0.00 | 46K |
INTEL CORPSOLE | COM | 436.59K | SH | $14.26M 1.32% | 0.00 | 0.00 | 436.59K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 267.97K | SH | $13.54M 1.25% | 0.00 | 0.00 | 267.97K |
ISHARES TRSOLE | MSCI USA QLT FCT | 108.78K | SH | $13.50M 1.25% | 0.00 | 0.00 | 108.78K |
SPDR GOLD TRSOLE | GOLD SHS | 72.49K | SH | $13.28M 1.23% | 0.00 | 0.00 | 72.49K |
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