Filed: 1/25/2023ACC: 0001085146-23-000347
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 342 equity positions with a total reported market value of $1.19B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
342
Positions
$1.19B
Total AUM (reported)
28.20M
Total Shares
Allocation by class
COM$536.16M45.2%
IBONDS 23 TRM TS$68.77M5.8%
BULSHS 2026 CB$64.42M5.4%
IBONDS DEC2026$62.08M5.2%
S&P500 EQL WGT$53.10M4.5%
CL A$29.60M2.5%
SHS$27.63M2.3%
Portfolio Concentration
Top 3$195.27M16.5%
4–10$231.57M19.5%
11–25$309.83M26.1%
Rest$448.47M37.8%
Top 3 weight
16.5%
Top 10 weight
36.0%
Voting Authority Distribution
Total shares with voting rights: 28.20M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
28.20M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole342
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings342
Rows:
ISHARES TR
SOLEShares2.78M
TypeSH
Market value$68.77M
5.80%
Sole
0.00
Shared
0.00
None
2.78M
INVESCO EXCH TRD SLF IDX FD
SOLEShares3.40M
TypeSH
Market value$64.42M
5.44%
Sole
0.00
Shared
0.00
None
3.40M
ISHARES TR
SOLEShares2.66M
TypeSH
Market value$62.08M
5.24%
Sole
0.00
Shared
0.00
None
2.66M
INVESCO EXCHANGE TRADED FD T
SOLEShares375.91K
TypeSH
Market value$53.10M
4.48%
Sole
0.00
Shared
0.00
None
375.91K
THERMO FISHER SCIENTIFIC INC
SOLEShares64.45K
TypeSH
Market value$35.49M
2.99%
Sole
0.00
Shared
0.00
None
64.45K
CORNING INC
SOLEShares1M
TypeSH
Market value$31.96M
2.70%
Sole
0.00
Shared
0.00
None
1M
MICROSOFT CORP
SOLEShares127.77K
TypeSH
Market value$30.64M
2.59%
Sole
0.00
Shared
0.00
None
127.77K
APPLE INC
SOLEShares213.47K
TypeSH
Market value$27.74M
2.34%
Sole
0.00
Shared
0.00
None
213.47K
JPMORGAN CHASE & CO
SOLEShares197.36K
TypeSH
Market value$26.47M
2.23%
Sole
0.00
Shared
0.00
None
197.36K
AVERY DENNISON CORP
SOLEShares144.64K
TypeSH
Market value$26.18M
2.21%
Sole
0.00
Shared
0.00
None
144.64K
JOHNSON CTLS INTL PLC
SOLEShares402.39K
TypeSH
Market value$25.75M
2.17%
Sole
0.00
Shared
0.00
None
402.39K
LISTED FD TR
SOLEShares813.03K
TypeSH
Market value$25.59M
2.16%
Sole
0.00
Shared
0.00
None
813.03K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.39M
TypeSH
Market value$24.93M
2.10%
Sole
0.00
Shared
0.00
None
1.39M
TEXAS INSTRS INC
SOLEShares150.62K
TypeSH
Market value$24.89M
2.10%
Sole
0.00
Shared
0.00
None
150.62K
ISHARES TR
SOLEShares257.34K
TypeSH
Market value$21.84M
1.84%
Sole
0.00
Shared
0.00
None
257.34K
SPDR GOLD TR
SOLEShares124.23K
TypeSH
Market value$21.07M
1.78%
Sole
0.00
Shared
0.00
None
124.23K
BERKSHIRE HATHAWAY INC DEL
SOLEShares67.44K
TypeSH
Market value$20.83M
1.76%
Sole
0.00
Shared
0.00
None
67.44K
CISCO SYS INC
SOLEShares422.13K
TypeSH
Market value$20.11M
1.70%
Sole
0.00
Shared
0.00
None
422.13K
STARBUCKS CORP
SOLEShares194.91K
TypeSH
Market value$19.34M
1.63%
Sole
0.00
Shared
0.00
None
194.91K
UNITEDHEALTH GROUP INC
SOLEShares36.02K
TypeSH
Market value$19.10M
1.61%
Sole
0.00
Shared
0.00
None
36.02K
ETF SER SOLUTIONS
SOLEShares454.34K
TypeSH
Market value$18.54M
1.56%
Sole
0.00
Shared
0.00
None
454.34K
ARES CAPITAL CORP
SOLEShares936.27K
TypeSH
Market value$17.29M
1.46%
Sole
0.00
Shared
0.00
None
936.27K
LILLY ELI & CO
SOLEShares46.37K
TypeSH
Market value$16.96M
1.43%
Sole
0.00
Shared
0.00
None
46.37K
LENNAR CORP
SOLEShares187.35K
TypeSH
Market value$16.96M
1.43%
Sole
0.00
Shared
0.00
None
187.35K
QUALCOMM INC
SOLEShares151.25K
TypeSH
Market value$16.63M
1.40%
Sole
0.00
Shared
0.00
None
151.25K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS 23 TRM TS | 2.78M | SH | $68.77M 5.80% | 0.00 | 0.00 | 2.78M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 3.40M | SH | $64.42M 5.44% | 0.00 | 0.00 | 3.40M |
ISHARES TRSOLE | IBONDS DEC2026 | 2.66M | SH | $62.08M 5.24% | 0.00 | 0.00 | 2.66M |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 375.91K | SH | $53.10M 4.48% | 0.00 | 0.00 | 375.91K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 64.45K | SH | $35.49M 2.99% | 0.00 | 0.00 | 64.45K |
CORNING INCSOLE | COM | 1M | SH | $31.96M 2.70% | 0.00 | 0.00 | 1M |
MICROSOFT CORPSOLE | COM | 127.77K | SH | $30.64M 2.59% | 0.00 | 0.00 | 127.77K |
APPLE INCSOLE | COM | 213.47K | SH | $27.74M 2.34% | 0.00 | 0.00 | 213.47K |
JPMORGAN CHASE & COSOLE | COM | 197.36K | SH | $26.47M 2.23% | 0.00 | 0.00 | 197.36K |
AVERY DENNISON CORPSOLE | COM | 144.64K | SH | $26.18M 2.21% | 0.00 | 0.00 | 144.64K |
JOHNSON CTLS INTL PLCSOLE | SHS | 402.39K | SH | $25.75M 2.17% | 0.00 | 0.00 | 402.39K |
LISTED FD TRSOLE | HORIZON KINETICS | 813.03K | SH | $25.59M 2.16% | 0.00 | 0.00 | 813.03K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.39M | SH | $24.93M 2.10% | 0.00 | 0.00 | 1.39M |
TEXAS INSTRS INCSOLE | COM | 150.62K | SH | $24.89M 2.10% | 0.00 | 0.00 | 150.62K |
ISHARES TRSOLE | MSCI ACWI ETF | 257.34K | SH | $21.84M 1.84% | 0.00 | 0.00 | 257.34K |
SPDR GOLD TRSOLE | GOLD SHS | 124.23K | SH | $21.07M 1.78% | 0.00 | 0.00 | 124.23K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 67.44K | SH | $20.83M 1.76% | 0.00 | 0.00 | 67.44K |
CISCO SYS INCSOLE | COM | 422.13K | SH | $20.11M 1.70% | 0.00 | 0.00 | 422.13K |
STARBUCKS CORPSOLE | COM | 194.91K | SH | $19.34M 1.63% | 0.00 | 0.00 | 194.91K |
UNITEDHEALTH GROUP INCSOLE | COM | 36.02K | SH | $19.10M 1.61% | 0.00 | 0.00 | 36.02K |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 454.34K | SH | $18.54M 1.56% | 0.00 | 0.00 | 454.34K |
ARES CAPITAL CORPSOLE | COM | 936.27K | SH | $17.29M 1.46% | 0.00 | 0.00 | 936.27K |
LILLY ELI & COSOLE | COM | 46.37K | SH | $16.96M 1.43% | 0.00 | 0.00 | 46.37K |
LENNAR CORPSOLE | CL A | 187.35K | SH | $16.96M 1.43% | 0.00 | 0.00 | 187.35K |
QUALCOMM INCSOLE | COM | 151.25K | SH | $16.63M 1.40% | 0.00 | 0.00 | 151.25K |
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