Filed: 10/24/2022ACC: 0001085146-22-003579
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 333 equity positions with a total reported market value of $1.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
333
Positions
$1.00M
Total AUM (reported)
25.07M
Total Shares
Allocation by class
COM$510.4K51.0%
IBONDS DEC2026$124.5K12.4%
S&P500 EQL WGT$41.3K4.1%
TR UNIT$29.1K2.9%
CL A$27.2K2.7%
HORIZON KINETICS$22.3K2.2%
SHS$21.1K2.1%
Portfolio Concentration
Top 3$198.5K19.8%
4–10$187.5K18.7%
11–25$247.6K24.7%
Rest$367.6K36.7%
Top 3 weight
19.8%
Top 10 weight
38.6%
Voting Authority Distribution
Total shares with voting rights: 25.07M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
25.07M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole333
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings333
Rows:
ISHARES TR
SOLEShares5.39M
TypeSH
Market value$124.5K
12.44%
Sole
0.00
Shared
0.00
None
5.39M
INVESCO EXCHANGE TRADED FD T
SOLEShares324.09K
TypeSH
Market value$41.3K
4.12%
Sole
0.00
Shared
0.00
None
324.09K
THERMO FISHER SCIENTIFIC INC
SOLEShares64.49K
TypeSH
Market value$32.7K
3.27%
Sole
0.00
Shared
0.00
None
64.49K
MICROSOFT CORP
SOLEShares130.62K
TypeSH
Market value$30.4K
3.04%
Sole
0.00
Shared
0.00
None
130.62K
CORNING INC
SOLEShares1.02M
TypeSH
Market value$29.6K
2.96%
Sole
0.00
Shared
0.00
None
1.02M
APPLE INC
SOLEShares214.01K
TypeSH
Market value$29.6K
2.95%
Sole
0.00
Shared
0.00
None
214.01K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.84M
TypeSH
Market value$28.6K
2.86%
Sole
0.00
Shared
0.00
None
1.84M
AVERY DENNISON CORP
SOLEShares145.62K
TypeSH
Market value$23.7K
2.37%
Sole
0.00
Shared
0.00
None
145.62K
TEXAS INSTRS INC
SOLEShares150.43K
TypeSH
Market value$23.3K
2.33%
Sole
0.00
Shared
0.00
None
150.43K
LISTED FD TR
SOLEShares801.86K
TypeSH
Market value$22.3K
2.23%
Sole
0.00
Shared
0.00
None
801.86K
JPMORGAN CHASE & CO
SOLEShares196.70K
TypeSH
Market value$20.6K
2.05%
Sole
0.00
Shared
0.00
None
196.70K
JOHNSON CTLS INTL PLC
SOLEShares405.11K
TypeSH
Market value$19.9K
1.99%
Sole
0.00
Shared
0.00
None
405.11K
UNITEDHEALTH GROUP INC
SOLEShares39.09K
TypeSH
Market value$19.7K
1.97%
Sole
0.00
Shared
0.00
None
39.09K
BERKSHIRE HATHAWAY INC DEL
SOLEShares70.19K
TypeSH
Market value$18.7K
1.87%
Sole
0.00
Shared
0.00
None
70.19K
ISHARES TR
SOLEShares353.40K
TypeSH
Market value$17.4K
1.74%
Sole
0.00
Shared
0.00
None
353.40K
STARBUCKS CORP
SOLEShares203.82K
TypeSH
Market value$17.2K
1.72%
Sole
0.00
Shared
0.00
None
203.82K
CISCO SYS INC
SOLEShares422.92K
TypeSH
Market value$16.9K
1.69%
Sole
0.00
Shared
0.00
None
422.92K
QUALCOMM INC
SOLEShares148.97K
TypeSH
Market value$16.8K
1.68%
Sole
0.00
Shared
0.00
None
148.97K
ARES CAPITAL CORP
SOLEShares932.04K
TypeSH
Market value$15.7K
1.57%
Sole
0.00
Shared
0.00
None
932.04K
INTEL CORP
SOLEShares603.25K
TypeSH
Market value$15.5K
1.55%
Sole
0.00
Shared
0.00
None
603.25K
LILLY ELI & CO
SOLEShares46.36K
TypeSH
Market value$15.0K
1.50%
Sole
0.00
Shared
0.00
None
46.36K
LENNAR CORP
SOLEShares196.52K
TypeSH
Market value$14.7K
1.46%
Sole
0.00
Shared
0.00
None
196.52K
ETF SER SOLUTIONS
SOLEShares374.36K
TypeSH
Market value$13.8K
1.38%
Sole
0.00
Shared
0.00
None
374.36K
ISHARES TR
SOLEShares122.91K
TypeSH
Market value$12.8K
1.28%
Sole
0.00
Shared
0.00
None
122.91K
SPDR GOLD TR
SOLEShares82.26K
TypeSH
Market value$12.7K
1.27%
Sole
0.00
Shared
0.00
None
82.26K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS DEC2026 | 5.39M | SH | $124.5K 12.44% | 0.00 | 0.00 | 5.39M |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 324.09K | SH | $41.3K 4.12% | 0.00 | 0.00 | 324.09K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 64.49K | SH | $32.7K 3.27% | 0.00 | 0.00 | 64.49K |
MICROSOFT CORPSOLE | COM | 130.62K | SH | $30.4K 3.04% | 0.00 | 0.00 | 130.62K |
CORNING INCSOLE | COM | 1.02M | SH | $29.6K 2.96% | 0.00 | 0.00 | 1.02M |
APPLE INCSOLE | COM | 214.01K | SH | $29.6K 2.95% | 0.00 | 0.00 | 214.01K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.84M | SH | $28.6K 2.86% | 0.00 | 0.00 | 1.84M |
AVERY DENNISON CORPSOLE | COM | 145.62K | SH | $23.7K 2.37% | 0.00 | 0.00 | 145.62K |
TEXAS INSTRS INCSOLE | COM | 150.43K | SH | $23.3K 2.33% | 0.00 | 0.00 | 150.43K |
LISTED FD TRSOLE | HORIZON KINETICS | 801.86K | SH | $22.3K 2.23% | 0.00 | 0.00 | 801.86K |
JPMORGAN CHASE & COSOLE | COM | 196.70K | SH | $20.6K 2.05% | 0.00 | 0.00 | 196.70K |
JOHNSON CTLS INTL PLCSOLE | SHS | 405.11K | SH | $19.9K 1.99% | 0.00 | 0.00 | 405.11K |
UNITEDHEALTH GROUP INCSOLE | COM | 39.09K | SH | $19.7K 1.97% | 0.00 | 0.00 | 39.09K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 70.19K | SH | $18.7K 1.87% | 0.00 | 0.00 | 70.19K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 353.40K | SH | $17.4K 1.74% | 0.00 | 0.00 | 353.40K |
STARBUCKS CORPSOLE | COM | 203.82K | SH | $17.2K 1.72% | 0.00 | 0.00 | 203.82K |
CISCO SYS INCSOLE | COM | 422.92K | SH | $16.9K 1.69% | 0.00 | 0.00 | 422.92K |
QUALCOMM INCSOLE | COM | 148.97K | SH | $16.8K 1.68% | 0.00 | 0.00 | 148.97K |
ARES CAPITAL CORPSOLE | COM | 932.04K | SH | $15.7K 1.57% | 0.00 | 0.00 | 932.04K |
INTEL CORPSOLE | COM | 603.25K | SH | $15.5K 1.55% | 0.00 | 0.00 | 603.25K |
LILLY ELI & COSOLE | COM | 46.36K | SH | $15.0K 1.50% | 0.00 | 0.00 | 46.36K |
LENNAR CORPSOLE | CL A | 196.52K | SH | $14.7K 1.46% | 0.00 | 0.00 | 196.52K |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 374.36K | SH | $13.8K 1.38% | 0.00 | 0.00 | 374.36K |
ISHARES TRSOLE | MSCI USA QLT FCT | 122.91K | SH | $12.8K 1.28% | 0.00 | 0.00 | 122.91K |
SPDR GOLD TRSOLE | GOLD SHS | 82.26K | SH | $12.7K 1.27% | 0.00 | 0.00 | 82.26K |
Page 1 of 14
…