Filed: 2/9/2026ACC: 0000908195-26-000001
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 300 equity positions with a total reported market value of $1.48B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
300
Positions
$1.48B
Total AUM (reported)
23.99M
Total Shares
Allocation by class
COM$577.09M39.0%
SMITH CORE PLUS$126.65M8.6%
IBONDS DEC 29$89.06M6.0%
COMMERCIAL REAL$75.86M5.1%
CORE S&P500 ETF$52.14M3.5%
CL B NEW$34.93M2.4%
GOLD MINERS ETF$34.27M2.3%
Portfolio Concentration
Top 3$291.57M19.7%
4–10$341.44M23.1%
11–25$396.67M26.8%
Rest$448.67M30.3%
Top 3 weight
19.7%
Top 10 weight
42.8%
Voting Authority Distribution
Total shares with voting rights: 23.99M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.99M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole300
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings300
Rows:
ALPS ETF TR
SOLEShares4.86M
TypeSH
Market value$126.65M
8.57%
Sole
0.00
Shared
0.00
None
4.86M
ISHARES TR
SOLEShares3.81M
TypeSH
Market value$89.06M
6.02%
Sole
0.00
Shared
0.00
None
3.81M
DOUBLELINE ETF TRUST
SOLEShares1.46M
TypeSH
Market value$75.86M
5.13%
Sole
0.00
Shared
0.00
None
1.46M
CORNING INC
SOLEShares731.56K
TypeSH
Market value$64.06M
4.33%
Sole
0.00
Shared
0.00
None
731.56K
MICROSOFT CORP
SOLEShares109.15K
TypeSH
Market value$52.79M
3.57%
Sole
0.00
Shared
0.00
None
109.15K
APPLE INC
SOLEShares192.86K
TypeSH
Market value$52.43M
3.55%
Sole
0.00
Shared
0.00
None
192.86K
ISHARES TR
SOLEShares76.13K
TypeSH
Market value$52.14M
3.53%
Sole
0.00
Shared
0.00
None
76.13K
ELI LILLY & CO
SOLEShares45.10K
TypeSH
Market value$48.47M
3.28%
Sole
0.00
Shared
0.00
None
45.10K
JPMORGAN CHASE & CO.
SOLEShares113.66K
TypeSH
Market value$36.62M
2.48%
Sole
0.00
Shared
0.00
None
113.66K
BERKSHIRE HATHAWAY INC DEL
SOLEShares69.50K
TypeSH
Market value$34.93M
2.36%
Sole
0.00
Shared
0.00
None
69.50K
VANECK ETF TRUST
SOLEShares399.57K
TypeSH
Market value$34.27M
2.32%
Sole
0.00
Shared
0.00
None
399.57K
VANGUARD INDEX FDS
SOLEShares160.60K
TypeSH
Market value$34.01M
2.30%
Sole
0.00
Shared
0.00
None
160.60K
VANGUARD INDEX FDS
SOLEShares116.69K
TypeSH
Market value$33.87M
2.29%
Sole
0.00
Shared
0.00
None
116.69K
THERMO FISHER SCIENTIFIC INC
SOLEShares57.24K
TypeSH
Market value$33.17M
2.24%
Sole
0.00
Shared
0.00
None
57.24K
INVESCO EXCHANGE TRADED FD T
SOLEShares159.80K
TypeSH
Market value$30.61M
2.07%
Sole
0.00
Shared
0.00
None
159.80K
ISHARES TR
SOLEShares1.19M
TypeSH
Market value$28.86M
1.95%
Sole
0.00
Shared
0.00
None
1.19M
VANGUARD INDEX FDS
SOLEShares42.25K
TypeSH
Market value$26.50M
1.79%
Sole
0.00
Shared
0.00
None
42.25K
QUALCOMM INC
SOLEShares148.75K
TypeSH
Market value$25.44M
1.72%
Sole
0.00
Shared
0.00
None
148.75K
SPDR GOLD TR
SOLEShares61.56K
TypeSH
Market value$24.40M
1.65%
Sole
0.00
Shared
0.00
None
61.56K
INVESCO EXCH TRD SLF IDX FD
SOLEShares1.19M
TypeSH
Market value$23.29M
1.58%
Sole
0.00
Shared
0.00
None
1.19M
AVERY DENNISON CORP
SOLEShares117.37K
TypeSH
Market value$21.35M
1.44%
Sole
0.00
Shared
0.00
None
117.37K
INTERNATIONAL BUSINESS MACHS
SOLEShares71.98K
TypeSH
Market value$21.32M
1.44%
Sole
0.00
Shared
0.00
None
71.98K
TEXAS INSTRS INC
SOLEShares121.65K
TypeSH
Market value$21.11M
1.43%
Sole
0.00
Shared
0.00
None
121.65K
COHERENT CORP
SOLEShares105.57K
TypeSH
Market value$19.48M
1.32%
Sole
0.00
Shared
0.00
None
105.57K
AMAZON COM INC
SOLEShares82.32K
TypeSH
Market value$19.00M
1.29%
Sole
0.00
Shared
0.00
None
82.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALPS ETF TRSOLE | SMITH CORE PLUS | 4.86M | SH | $126.65M 8.57% | 0.00 | 0.00 | 4.86M |
ISHARES TRSOLE | IBONDS DEC 29 | 3.81M | SH | $89.06M 6.02% | 0.00 | 0.00 | 3.81M |
DOUBLELINE ETF TRUSTSOLE | COMMERCIAL REAL | 1.46M | SH | $75.86M 5.13% | 0.00 | 0.00 | 1.46M |
CORNING INCSOLE | COM | 731.56K | SH | $64.06M 4.33% | 0.00 | 0.00 | 731.56K |
MICROSOFT CORPSOLE | COM | 109.15K | SH | $52.79M 3.57% | 0.00 | 0.00 | 109.15K |
APPLE INCSOLE | COM | 192.86K | SH | $52.43M 3.55% | 0.00 | 0.00 | 192.86K |
ISHARES TRSOLE | CORE S&P500 ETF | 76.13K | SH | $52.14M 3.53% | 0.00 | 0.00 | 76.13K |
ELI LILLY & COSOLE | COM | 45.10K | SH | $48.47M 3.28% | 0.00 | 0.00 | 45.10K |
JPMORGAN CHASE & CO.SOLE | COM | 113.66K | SH | $36.62M 2.48% | 0.00 | 0.00 | 113.66K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 69.50K | SH | $34.93M 2.36% | 0.00 | 0.00 | 69.50K |
VANECK ETF TRUSTSOLE | GOLD MINERS ETF | 399.57K | SH | $34.27M 2.32% | 0.00 | 0.00 | 399.57K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 160.60K | SH | $34.01M 2.30% | 0.00 | 0.00 | 160.60K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 116.69K | SH | $33.87M 2.29% | 0.00 | 0.00 | 116.69K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 57.24K | SH | $33.17M 2.24% | 0.00 | 0.00 | 57.24K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 159.80K | SH | $30.61M 2.07% | 0.00 | 0.00 | 159.80K |
ISHARES TRSOLE | IBONDS DEC2026 | 1.19M | SH | $28.86M 1.95% | 0.00 | 0.00 | 1.19M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 42.25K | SH | $26.50M 1.79% | 0.00 | 0.00 | 42.25K |
QUALCOMM INCSOLE | COM | 148.75K | SH | $25.44M 1.72% | 0.00 | 0.00 | 148.75K |
SPDR GOLD TRSOLE | GOLD SHS | 61.56K | SH | $24.40M 1.65% | 0.00 | 0.00 | 61.56K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 1.19M | SH | $23.29M 1.58% | 0.00 | 0.00 | 1.19M |
AVERY DENNISON CORPSOLE | COM | 117.37K | SH | $21.35M 1.44% | 0.00 | 0.00 | 117.37K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 71.98K | SH | $21.32M 1.44% | 0.00 | 0.00 | 71.98K |
TEXAS INSTRS INCSOLE | COM | 121.65K | SH | $21.11M 1.43% | 0.00 | 0.00 | 121.65K |
COHERENT CORPSOLE | COM | 105.57K | SH | $19.48M 1.32% | 0.00 | 0.00 | 105.57K |
AMAZON COM INCSOLE | COM | 82.32K | SH | $19.00M 1.29% | 0.00 | 0.00 | 82.32K |
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