Filed: 11/12/2025ACC: 0000908195-25-000010
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 315 equity positions with a total reported market value of $1.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
315
Positions
$1.22B
Total AUM (reported)
23.60M
Total Shares
Allocation by class
COM$523.55M42.7%
SMITH CORE PLUS$114.77M9.4%
IBONDS DEC 29$81.05M6.6%
CORE S&P500 ETF$55.88M4.6%
COMMERCIAL REAL$43.31M3.5%
CL B NEW$29.21M2.4%
S&P500 EQL WGT$28.48M2.3%
Portfolio Concentration
Top 3$251.70M20.6%
4–10$260.52M21.3%
11–25$301.82M24.6%
Rest$410.71M33.5%
Top 3 weight
20.6%
Top 10 weight
41.8%
Voting Authority Distribution
Total shares with voting rights: 23.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole315
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings315
Rows:
ALPS ETF TR
SOLEShares4.43M
TypeSH
Market value$114.77M
9.37%
Sole
0.00
Shared
0.00
None
4.43M
ISHARES TR
SOLEShares3.50M
TypeSH
Market value$81.05M
6.62%
Sole
0.00
Shared
0.00
None
3.50M
ISHARES TR
SOLEShares99.45K
TypeSH
Market value$55.88M
4.56%
Sole
0.00
Shared
0.00
None
99.45K
DOUBLELINE ETF TRUST
SOLEShares834.92K
TypeSH
Market value$43.31M
3.54%
Sole
0.00
Shared
0.00
None
834.92K
CORNING INC
SOLEShares891.20K
TypeSH
Market value$41.23M
3.37%
Sole
0.00
Shared
0.00
None
891.20K
MICROSOFT CORP
SOLEShares107.59K
TypeSH
Market value$40.57M
3.31%
Sole
0.00
Shared
0.00
None
107.59K
APPLE INC
SOLEShares182.24K
TypeSH
Market value$40.48M
3.31%
Sole
0.00
Shared
0.00
None
182.24K
ELI LILLY & CO
SOLEShares45.08K
TypeSH
Market value$37.24M
3.04%
Sole
0.00
Shared
0.00
None
45.08K
BERKSHIRE HATHAWAY INC DEL
SOLEShares53.06K
TypeSH
Market value$29.21M
2.38%
Sole
0.00
Shared
0.00
None
53.06K
INVESCO EXCHANGE TRADED FD T
SOLEShares164.40K
TypeSH
Market value$28.48M
2.33%
Sole
0.00
Shared
0.00
None
164.40K
JPMORGAN CHASE & CO.
SOLEShares114.53K
TypeSH
Market value$28.10M
2.29%
Sole
0.00
Shared
0.00
None
114.53K
THERMO FISHER SCIENTIFIC INC
SOLEShares56.47K
TypeSH
Market value$28.09M
2.29%
Sole
0.00
Shared
0.00
None
56.47K
ISHARES TR
SOLEShares1.09M
TypeSH
Market value$26.30M
2.15%
Sole
0.00
Shared
0.00
None
1.09M
INVESCO EXCH TRD SLF IDX FD
SOLEShares1.17M
TypeSH
Market value$22.79M
1.86%
Sole
0.00
Shared
0.00
None
1.17M
QUALCOMM INC
SOLEShares146.30K
TypeSH
Market value$22.51M
1.84%
Sole
0.00
Shared
0.00
None
146.30K
TEXAS INSTRS INC
SOLEShares117.45K
TypeSH
Market value$21.11M
1.72%
Sole
0.00
Shared
0.00
None
117.45K
AVERY DENNISON CORP
SOLEShares114.30K
TypeSH
Market value$20.66M
1.69%
Sole
0.00
Shared
0.00
None
114.30K
VANGUARD INDEX FDS
SOLEShares75.33K
TypeSH
Market value$19.48M
1.59%
Sole
0.00
Shared
0.00
None
75.33K
VANECK ETF TRUST
SOLEShares392.68K
TypeSH
Market value$18.05M
1.47%
Sole
0.00
Shared
0.00
None
392.68K
JOHNSON CTLS INTL PLC
SOLEShares220.45K
TypeSH
Market value$17.66M
1.44%
Sole
0.00
Shared
0.00
None
220.45K
INTERNATIONAL BUSINESS MACHS
SOLEShares70.35K
TypeSH
Market value$17.56M
1.43%
Sole
0.00
Shared
0.00
None
70.35K
SPDR GOLD TR
SOLEShares58.21K
TypeSH
Market value$16.77M
1.37%
Sole
0.00
Shared
0.00
None
58.21K
AMAZON COM INC
SOLEShares79.23K
TypeSH
Market value$15.08M
1.23%
Sole
0.00
Shared
0.00
None
79.23K
OPENLANE INC
SOLEShares724.83K
TypeSH
Market value$13.97M
1.14%
Sole
0.00
Shared
0.00
None
724.83K
SALESFORCE INC
SOLEShares51.30K
TypeSH
Market value$13.70M
1.12%
Sole
0.00
Shared
0.00
None
51.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALPS ETF TRSOLE | SMITH CORE PLUS | 4.43M | SH | $114.77M 9.37% | 0.00 | 0.00 | 4.43M |
ISHARES TRSOLE | IBONDS DEC 29 | 3.50M | SH | $81.05M 6.62% | 0.00 | 0.00 | 3.50M |
ISHARES TRSOLE | CORE S&P500 ETF | 99.45K | SH | $55.88M 4.56% | 0.00 | 0.00 | 99.45K |
DOUBLELINE ETF TRUSTSOLE | COMMERCIAL REAL | 834.92K | SH | $43.31M 3.54% | 0.00 | 0.00 | 834.92K |
CORNING INCSOLE | COM | 891.20K | SH | $41.23M 3.37% | 0.00 | 0.00 | 891.20K |
MICROSOFT CORPSOLE | COM | 107.59K | SH | $40.57M 3.31% | 0.00 | 0.00 | 107.59K |
APPLE INCSOLE | COM | 182.24K | SH | $40.48M 3.31% | 0.00 | 0.00 | 182.24K |
ELI LILLY & COSOLE | COM | 45.08K | SH | $37.24M 3.04% | 0.00 | 0.00 | 45.08K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 53.06K | SH | $29.21M 2.38% | 0.00 | 0.00 | 53.06K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 164.40K | SH | $28.48M 2.33% | 0.00 | 0.00 | 164.40K |
JPMORGAN CHASE & CO.SOLE | COM | 114.53K | SH | $28.10M 2.29% | 0.00 | 0.00 | 114.53K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 56.47K | SH | $28.09M 2.29% | 0.00 | 0.00 | 56.47K |
ISHARES TRSOLE | IBONDS DEC2026 | 1.09M | SH | $26.30M 2.15% | 0.00 | 0.00 | 1.09M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 1.17M | SH | $22.79M 1.86% | 0.00 | 0.00 | 1.17M |
QUALCOMM INCSOLE | COM | 146.30K | SH | $22.51M 1.84% | 0.00 | 0.00 | 146.30K |
TEXAS INSTRS INCSOLE | COM | 117.45K | SH | $21.11M 1.72% | 0.00 | 0.00 | 117.45K |
AVERY DENNISON CORPSOLE | COM | 114.30K | SH | $20.66M 1.69% | 0.00 | 0.00 | 114.30K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 75.33K | SH | $19.48M 1.59% | 0.00 | 0.00 | 75.33K |
VANECK ETF TRUSTSOLE | GOLD MINERS ETF | 392.68K | SH | $18.05M 1.47% | 0.00 | 0.00 | 392.68K |
JOHNSON CTLS INTL PLCSOLE | SHS | 220.45K | SH | $17.66M 1.44% | 0.00 | 0.00 | 220.45K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 70.35K | SH | $17.56M 1.43% | 0.00 | 0.00 | 70.35K |
SPDR GOLD TRSOLE | GOLD SHS | 58.21K | SH | $16.77M 1.37% | 0.00 | 0.00 | 58.21K |
AMAZON COM INCSOLE | COM | 79.23K | SH | $15.08M 1.23% | 0.00 | 0.00 | 79.23K |
OPENLANE INCSOLE | COM | 724.83K | SH | $13.97M 1.14% | 0.00 | 0.00 | 724.83K |
SALESFORCE INCSOLE | COM | 51.30K | SH | $13.70M 1.12% | 0.00 | 0.00 | 51.30K |
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