Filed: 5/8/2024ACC: 0000908195-24-000003
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 314 equity positions with a total reported market value of $1.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
314
Positions
$1.21B
Total AUM (reported)
24.56M
Total Shares
Allocation by class
COM$596.27M49.2%
IBONDS 27 ETF$121.93M10.1%
DISTILLATE US$49.30M4.1%
S&P500 EQL WGT$41.91M3.5%
TR UNIT$36.12M3.0%
TOTAL BND MRKT$33.76M2.8%
IBONDS DEC2026$32.02M2.6%
Portfolio Concentration
Top 3$219.65M18.1%
4–10$247.46M20.4%
11–25$320.22M26.4%
Rest$423.99M35.0%
Top 3 weight
18.1%
Top 10 weight
38.6%
Voting Authority Distribution
Total shares with voting rights: 24.56M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.56M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole314
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings314
Rows:
ISHARES TR
SOLEShares5.12M
TypeSH
Market value$121.93M
10.07%
Sole
0.00
Shared
0.00
None
5.12M
ETF SER SOLUTIONS
SOLEShares914.42K
TypeSH
Market value$49.30M
4.07%
Sole
0.00
Shared
0.00
None
914.42K
MICROSOFT CORP
SOLEShares115.08K
TypeSH
Market value$48.42M
4.00%
Sole
0.00
Shared
0.00
None
115.08K
INVESCO EXCHANGE TRADED FD T
SOLEShares247.45K
TypeSH
Market value$41.91M
3.46%
Sole
0.00
Shared
0.00
None
247.45K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.75M
TypeSH
Market value$35.66M
2.94%
Sole
0.00
Shared
0.00
None
1.75M
ELI LILLY & CO
SOLEShares45.58K
TypeSH
Market value$35.46M
2.93%
Sole
0.00
Shared
0.00
None
45.58K
THERMO FISHER SCIENTIFIC INC
SOLEShares60.62K
TypeSH
Market value$35.23M
2.91%
Sole
0.00
Shared
0.00
None
60.62K
VANGUARD BD INDEX FDS
SOLEShares464.77K
TypeSH
Market value$33.76M
2.79%
Sole
0.00
Shared
0.00
None
464.77K
APPLE INC
SOLEShares192.93K
TypeSH
Market value$33.08M
2.73%
Sole
0.00
Shared
0.00
None
192.93K
CORNING INC
SOLEShares981.91K
TypeSH
Market value$32.36M
2.67%
Sole
0.00
Shared
0.00
None
981.91K
ISHARES TR
SOLEShares1.34M
TypeSH
Market value$32.02M
2.64%
Sole
0.00
Shared
0.00
None
1.34M
AVERY DENNISON CORP
SOLEShares141.44K
TypeSH
Market value$31.58M
2.61%
Sole
0.00
Shared
0.00
None
141.44K
BERKSHIRE HATHAWAY INC DEL
SOLEShares64.39K
TypeSH
Market value$27.08M
2.24%
Sole
0.00
Shared
0.00
None
64.39K
QUALCOMM INC
SOLEShares152.69K
TypeSH
Market value$25.85M
2.13%
Sole
0.00
Shared
0.00
None
152.69K
JPMORGAN CHASE & CO
SOLEShares124.77K
TypeSH
Market value$24.99M
2.06%
Sole
0.00
Shared
0.00
None
124.77K
JOHNSON CTLS INTL PLC
SOLEShares360.44K
TypeSH
Market value$23.54M
1.94%
Sole
0.00
Shared
0.00
None
360.44K
FS KKR CAP CORP
SOLEShares1.22M
TypeSH
Market value$23.28M
1.92%
Sole
0.00
Shared
0.00
None
1.22M
TEXAS INSTRS INC
SOLEShares132.12K
TypeSH
Market value$23.02M
1.90%
Sole
0.00
Shared
0.00
None
132.12K
INVESCO EXCH TRD SLF IDX FD
SOLEShares1.12M
TypeSH
Market value$21.48M
1.77%
Sole
0.00
Shared
0.00
None
1.12M
STARBUCKS CORP
SOLEShares191.25K
TypeSH
Market value$17.48M
1.44%
Sole
0.00
Shared
0.00
None
191.25K
MODERNA INC
SOLEShares146.58K
TypeSH
Market value$15.62M
1.29%
Sole
0.00
Shared
0.00
None
146.58K
AMAZON COM INC
SOLEShares82.71K
TypeSH
Market value$14.92M
1.23%
Sole
0.00
Shared
0.00
None
82.71K
OPENLANE INC
SOLEShares773.16K
TypeSH
Market value$13.38M
1.10%
Sole
0.00
Shared
0.00
None
773.16K
INTEL CORP
SOLEShares296.22K
TypeSH
Market value$13.08M
1.08%
Sole
0.00
Shared
0.00
None
296.22K
SPDR GOLD TR
SOLEShares62.78K
TypeSH
Market value$12.92M
1.07%
Sole
0.00
Shared
0.00
None
62.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS 27 ETF | 5.12M | SH | $121.93M 10.07% | 0.00 | 0.00 | 5.12M |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 914.42K | SH | $49.30M 4.07% | 0.00 | 0.00 | 914.42K |
MICROSOFT CORPSOLE | COM | 115.08K | SH | $48.42M 4.00% | 0.00 | 0.00 | 115.08K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 247.45K | SH | $41.91M 3.46% | 0.00 | 0.00 | 247.45K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.75M | SH | $35.66M 2.94% | 0.00 | 0.00 | 1.75M |
ELI LILLY & COSOLE | COM | 45.58K | SH | $35.46M 2.93% | 0.00 | 0.00 | 45.58K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 60.62K | SH | $35.23M 2.91% | 0.00 | 0.00 | 60.62K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 464.77K | SH | $33.76M 2.79% | 0.00 | 0.00 | 464.77K |
APPLE INCSOLE | COM | 192.93K | SH | $33.08M 2.73% | 0.00 | 0.00 | 192.93K |
CORNING INCSOLE | COM | 981.91K | SH | $32.36M 2.67% | 0.00 | 0.00 | 981.91K |
ISHARES TRSOLE | IBONDS DEC2026 | 1.34M | SH | $32.02M 2.64% | 0.00 | 0.00 | 1.34M |
AVERY DENNISON CORPSOLE | COM | 141.44K | SH | $31.58M 2.61% | 0.00 | 0.00 | 141.44K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 64.39K | SH | $27.08M 2.24% | 0.00 | 0.00 | 64.39K |
QUALCOMM INCSOLE | COM | 152.69K | SH | $25.85M 2.13% | 0.00 | 0.00 | 152.69K |
JPMORGAN CHASE & COSOLE | COM | 124.77K | SH | $24.99M 2.06% | 0.00 | 0.00 | 124.77K |
JOHNSON CTLS INTL PLCSOLE | SHS | 360.44K | SH | $23.54M 1.94% | 0.00 | 0.00 | 360.44K |
FS KKR CAP CORPSOLE | COM | 1.22M | SH | $23.28M 1.92% | 0.00 | 0.00 | 1.22M |
TEXAS INSTRS INCSOLE | COM | 132.12K | SH | $23.02M 1.90% | 0.00 | 0.00 | 132.12K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 1.12M | SH | $21.48M 1.77% | 0.00 | 0.00 | 1.12M |
STARBUCKS CORPSOLE | COM | 191.25K | SH | $17.48M 1.44% | 0.00 | 0.00 | 191.25K |
MODERNA INCSOLE | COM | 146.58K | SH | $15.62M 1.29% | 0.00 | 0.00 | 146.58K |
AMAZON COM INCSOLE | COM | 82.71K | SH | $14.92M 1.23% | 0.00 | 0.00 | 82.71K |
OPENLANE INCSOLE | COM | 773.16K | SH | $13.38M 1.10% | 0.00 | 0.00 | 773.16K |
INTEL CORPSOLE | COM | 296.22K | SH | $13.08M 1.08% | 0.00 | 0.00 | 296.22K |
SPDR GOLD TRSOLE | GOLD SHS | 62.78K | SH | $12.92M 1.07% | 0.00 | 0.00 | 62.78K |
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