Filed: 2/5/2024ACC: 0000908195-24-000002
📋 What this filing means
SHUFRO ROSE & CO LLC filed this quarterly 13F‑HR report disclosing 305 equity positions with a total reported market value of $1.05B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
305
Positions
$1.05B
Total AUM (reported)
23.83M
Total Shares
Allocation by class
COM$523.78M49.7%
IBONDS DEC2026$71.97M6.8%
BULSHS 2026 CB$52.43M5.0%
S&P500 EQL WGT$36.93M3.5%
HORIZON KINETICS$34.84M3.3%
TOTAL BND MRKT$29.30M2.8%
TR UNIT$28.74M2.7%
Portfolio Concentration
Top 3$163.68M15.5%
4–10$222.97M21.2%
11–25$299.60M28.4%
Rest$367.05M34.8%
Top 3 weight
15.5%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 23.83M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.83M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole305
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings305
Rows:
ISHARES TR
SOLEShares3.08M
TypeSH
Market value$71.97M
6.83%
Sole
0.00
Shared
0.00
None
3.08M
INVESCO EXCH TRD SLF IDX FD
SOLEShares2.79M
TypeSH
Market value$52.43M
4.98%
Sole
0.00
Shared
0.00
None
2.79M
MICROSOFT CORP
SOLEShares124.38K
TypeSH
Market value$39.27M
3.73%
Sole
0.00
Shared
0.00
None
124.38K
INVESCO EXCHANGE TRADED FD T
SOLEShares260.66K
TypeSH
Market value$36.93M
3.51%
Sole
0.00
Shared
0.00
None
260.66K
LISTED FD TR
SOLEShares1.14M
TypeSH
Market value$34.84M
3.31%
Sole
0.00
Shared
0.00
None
1.14M
APPLE INC
SOLEShares191.19K
TypeSH
Market value$32.73M
3.11%
Sole
0.00
Shared
0.00
None
191.19K
THERMO FISHER SCIENTIFIC INC
SOLEShares61.22K
TypeSH
Market value$30.99M
2.94%
Sole
0.00
Shared
0.00
None
61.22K
CORNING INC
SOLEShares978.48K
TypeSH
Market value$29.81M
2.83%
Sole
0.00
Shared
0.00
None
978.48K
VANGUARD BD INDEX FDS
SOLEShares419.93K
TypeSH
Market value$29.30M
2.78%
Sole
0.00
Shared
0.00
None
419.93K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares1.64M
TypeSH
Market value$28.37M
2.69%
Sole
0.00
Shared
0.00
None
1.64M
JPMORGAN CHASE & CO
SOLEShares187.48K
TypeSH
Market value$27.19M
2.58%
Sole
0.00
Shared
0.00
None
187.48K
ETF SER SOLUTIONS
SOLEShares598.85K
TypeSH
Market value$26.73M
2.54%
Sole
0.00
Shared
0.00
None
598.85K
AVERY DENNISON CORP
SOLEShares142.47K
TypeSH
Market value$26.03M
2.47%
Sole
0.00
Shared
0.00
None
142.47K
ELI LILLY & CO
SOLEShares45.59K
TypeSH
Market value$24.49M
2.32%
Sole
0.00
Shared
0.00
None
45.59K
TEXAS INSTRS INC
SOLEShares146.94K
TypeSH
Market value$23.36M
2.22%
Sole
0.00
Shared
0.00
None
146.94K
FS KKR CAP CORP
SOLEShares1.15M
TypeSH
Market value$22.65M
2.15%
Sole
0.00
Shared
0.00
None
1.15M
BERKSHIRE HATHAWAY INC DEL
SOLEShares63.77K
TypeSH
Market value$22.34M
2.12%
Sole
0.00
Shared
0.00
None
63.77K
CISCO SYS INC
SOLEShares400.62K
TypeSH
Market value$21.54M
2.04%
Sole
0.00
Shared
0.00
None
400.62K
JOHNSON CTLS INTL PLC
SOLEShares380.06K
TypeSH
Market value$20.22M
1.92%
Sole
0.00
Shared
0.00
None
380.06K
STARBUCKS CORP
SOLEShares191.12K
TypeSH
Market value$17.44M
1.66%
Sole
0.00
Shared
0.00
None
191.12K
QUALCOMM INC
SOLEShares150.59K
TypeSH
Market value$16.72M
1.59%
Sole
0.00
Shared
0.00
None
150.59K
BORGWARNER INC
SOLEShares351.25K
TypeSH
Market value$14.18M
1.35%
Sole
0.00
Shared
0.00
None
351.25K
ISHARES TR
SOLEShares264.45K
TypeSH
Market value$13.18M
1.25%
Sole
0.00
Shared
0.00
None
264.45K
SPDR GOLD TR
SOLEShares68.94K
TypeSH
Market value$11.82M
1.12%
Sole
0.00
Shared
0.00
None
68.94K
SPDR SER TR
SOLEShares127.50K
TypeSH
Market value$11.71M
1.11%
Sole
0.00
Shared
0.00
None
127.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | IBONDS DEC2026 | 3.08M | SH | $71.97M 6.83% | 0.00 | 0.00 | 3.08M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 2.79M | SH | $52.43M 4.98% | 0.00 | 0.00 | 2.79M |
MICROSOFT CORPSOLE | COM | 124.38K | SH | $39.27M 3.73% | 0.00 | 0.00 | 124.38K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 260.66K | SH | $36.93M 3.51% | 0.00 | 0.00 | 260.66K |
LISTED FD TRSOLE | HORIZON KINETICS | 1.14M | SH | $34.84M 3.31% | 0.00 | 0.00 | 1.14M |
APPLE INCSOLE | COM | 191.19K | SH | $32.73M 3.11% | 0.00 | 0.00 | 191.19K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 61.22K | SH | $30.99M 2.94% | 0.00 | 0.00 | 61.22K |
CORNING INCSOLE | COM | 978.48K | SH | $29.81M 2.83% | 0.00 | 0.00 | 978.48K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 419.93K | SH | $29.30M 2.78% | 0.00 | 0.00 | 419.93K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 1.64M | SH | $28.37M 2.69% | 0.00 | 0.00 | 1.64M |
JPMORGAN CHASE & COSOLE | COM | 187.48K | SH | $27.19M 2.58% | 0.00 | 0.00 | 187.48K |
ETF SER SOLUTIONSSOLE | DISTILLATE US | 598.85K | SH | $26.73M 2.54% | 0.00 | 0.00 | 598.85K |
AVERY DENNISON CORPSOLE | COM | 142.47K | SH | $26.03M 2.47% | 0.00 | 0.00 | 142.47K |
ELI LILLY & COSOLE | COM | 45.59K | SH | $24.49M 2.32% | 0.00 | 0.00 | 45.59K |
TEXAS INSTRS INCSOLE | COM | 146.94K | SH | $23.36M 2.22% | 0.00 | 0.00 | 146.94K |
FS KKR CAP CORPSOLE | COM | 1.15M | SH | $22.65M 2.15% | 0.00 | 0.00 | 1.15M |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 63.77K | SH | $22.34M 2.12% | 0.00 | 0.00 | 63.77K |
CISCO SYS INCSOLE | COM | 400.62K | SH | $21.54M 2.04% | 0.00 | 0.00 | 400.62K |
JOHNSON CTLS INTL PLCSOLE | SHS | 380.06K | SH | $20.22M 1.92% | 0.00 | 0.00 | 380.06K |
STARBUCKS CORPSOLE | COM | 191.12K | SH | $17.44M 1.66% | 0.00 | 0.00 | 191.12K |
QUALCOMM INCSOLE | COM | 150.59K | SH | $16.72M 1.59% | 0.00 | 0.00 | 150.59K |
BORGWARNER INCSOLE | COM | 351.25K | SH | $14.18M 1.35% | 0.00 | 0.00 | 351.25K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 264.45K | SH | $13.18M 1.25% | 0.00 | 0.00 | 264.45K |
SPDR GOLD TRSOLE | GOLD SHS | 68.94K | SH | $11.82M 1.12% | 0.00 | 0.00 | 68.94K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 127.50K | SH | $11.71M 1.11% | 0.00 | 0.00 | 127.50K |
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