SHEAFF BROCK INVESTMENT ADVISORS, LLC

PrivateCIK: 1666789

Location

INDIANAPOLIS, IN

460

Positions

$1.09B

Total AUM (reported)

12.13M

Total Shares

Allocation by class

COM$815.09M74.8%

CL A$58.87M5.4%

COM NEW$26.95M2.5%

DIVIDEND PERFMRS$19.25M1.8%

UNIT SER 1$15.85M1.5%

TR UNIT$12.72M1.2%

COM CL A$10.57M1.0%

Portfolio Concentration

Top 3$214.21M19.7%

4–10$126.38M11.6%

11–25$155.12M14.2%

Rest$594.29M54.5%

Top 3 weight

19.7%

Top 10 weight

31.2%

Voting Authority Distribution

Total shares with voting rights: 12.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole460

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings460

Rows:

APPLE INC

SOLE

COM

Shares519.74K

TypeSH

Market value$115.45M

10.59%

Sole

0.00

Shared

0.00

None

519.74K

NVIDIA CORPORATION

SOLE

COM

Shares673.90K

TypeSH

Market value$73.04M

6.70%

Sole

0.00

Shared

0.00

None

673.90K

ELI LILLY & CO

SOLE

COM

Shares31.15K

TypeSH

Market value$25.73M

2.36%

Sole

0.00

Shared

0.00

None

31.15K

MICROSOFT CORP

SOLE

COM

Shares63.29K

TypeSH

Market value$23.76M

2.18%

Sole

0.00

Shared

0.00

None

63.29K

AMAZON COM INC

SOLE

COM

Shares107.59K

TypeSH

Market value$20.47M

1.88%

Sole

0.00

Shared

0.00

None

107.59K

LISTED FD TR

SOLE

DIVIDEND PERFMRS

Shares1.01M

TypeSH

Market value$19.25M

1.77%

Sole

0.00

Shared

0.00

None

1.01M

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares66.35K

TypeSH

Market value$16.50M

1.51%

Sole

0.00

Shared

0.00

None

66.35K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares33.80K

TypeSH

Market value$15.85M

1.45%

Sole

0.00

Shared

0.00

None

33.80K

ORACLE CORP

SOLE

COM

Shares110.10K

TypeSH

Market value$15.39M

1.41%

Sole

0.00

Shared

0.00

None

110.10K

META PLATFORMS INC

SOLE

CL A

Shares26.31K

TypeSH

Market value$15.17M

1.39%

Sole

0.00

Shared

0.00

None

26.31K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares22.75K

TypeSH

Market value$12.72M

1.17%

Sole

0.00

Shared

0.00

None

22.75K

ABBVIE INC

SOLE

COM

Shares56.94K

TypeSH

Market value$11.93M

1.09%

Sole

0.00

Shared

0.00

None

56.94K

BROADCOM INC

SOLE

COM

Shares68.71K

TypeSH

Market value$11.50M

1.06%

Sole

0.00

Shared

0.00

None

68.71K

KLA CORP

SOLE

COM NEW

Shares16.34K

TypeSH

Market value$11.11M

1.02%

Sole

0.00

Shared

0.00

None

16.34K

QUALCOMM INC

SOLE

COM

Shares69.07K

TypeSH

Market value$10.61M

0.97%

Sole

0.00

Shared

0.00

None

69.07K

AMERICAN EXPRESS CO

SOLE

COM

Shares39.35K

TypeSH

Market value$10.59M

0.97%

Sole

0.00

Shared

0.00

None

39.35K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares13.00

TypeSH

Market value$10.38M

0.95%

Sole

0.00

Shared

0.00

None

13.00

ALPHABET INC

SOLE

CAP STK CL A

Shares66.38K

TypeSH

Market value$10.27M

0.94%

Sole

0.00

Shared

0.00

None

66.38K

HOME DEPOT INC

SOLE

COM

Shares27.71K

TypeSH

Market value$10.15M

0.93%

Sole

0.00

Shared

0.00

None

27.71K

ONEOK INC NEW

SOLE

COM

Shares101.72K

TypeSH

Market value$10.09M

0.93%

Sole

0.00

Shared

0.00

None

101.72K

IRON MTN INC DEL

SOLE

COM

Shares111.30K

TypeSH

Market value$9.58M

0.88%

Sole

0.00

Shared

0.00

None

111.30K

PROLOGIS INC.

SOLE

COM

Shares83.98K

TypeSH

Market value$9.39M

0.86%

Sole

0.00

Shared

0.00

None

83.98K

CISCO SYS INC

SOLE

COM

Shares146.83K

TypeSH

Market value$9.06M

0.83%

Sole

0.00

Shared

0.00

None

146.83K

PARKER-HANNIFIN CORP

SOLE

COM

Shares14.66K

TypeSH

Market value$8.91M

0.82%

Sole

0.00

Shared

0.00

None

14.66K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares28.31K

TypeSH

Market value$8.83M

0.81%

Sole

0.00

Shared

0.00

None

28.31K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	519.74K	SH	$115.45M 10.59%	519.74K
NVIDIA CORPORATIONSOLE	COM	673.90K	SH	$73.04M 6.70%	673.90K
ELI LILLY & COSOLE	COM	31.15K	SH	$25.73M 2.36%	31.15K
MICROSOFT CORPSOLE	COM	63.29K	SH	$23.76M 2.18%	63.29K
AMAZON COM INCSOLE	COM	107.59K	SH	$20.47M 1.88%	107.59K
LISTED FD TRSOLE	DIVIDEND PERFMRS	1.01M	SH	$19.25M 1.77%	1.01M
INTERNATIONAL BUSINESS MACHSSOLE	COM	66.35K	SH	$16.50M 1.51%	66.35K
INVESCO QQQ TRSOLE	UNIT SER 1	33.80K	SH	$15.85M 1.45%	33.80K
ORACLE CORPSOLE	COM	110.10K	SH	$15.39M 1.41%	110.10K
META PLATFORMS INCSOLE	CL A	26.31K	SH	$15.17M 1.39%	26.31K
SPDR S&P 500 ETF TRSOLE	TR UNIT	22.75K	SH	$12.72M 1.17%	22.75K
ABBVIE INCSOLE	COM	56.94K	SH	$11.93M 1.09%	56.94K
BROADCOM INCSOLE	COM	68.71K	SH	$11.50M 1.06%	68.71K
KLA CORPSOLE	COM NEW	16.34K	SH	$11.11M 1.02%	16.34K
QUALCOMM INCSOLE	COM	69.07K	SH	$10.61M 0.97%	69.07K
AMERICAN EXPRESS COSOLE	COM	39.35K	SH	$10.59M 0.97%	39.35K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	13.00	SH	$10.38M 0.95%	13.00
ALPHABET INCSOLE	CAP STK CL A	66.38K	SH	$10.27M 0.94%	66.38K
HOME DEPOT INCSOLE	COM	27.71K	SH	$10.15M 0.93%	27.71K
ONEOK INC NEWSOLE	COM	101.72K	SH	$10.09M 0.93%	101.72K
IRON MTN INC DELSOLE	COM	111.30K	SH	$9.58M 0.88%	111.30K
PROLOGIS INC.SOLE	COM	83.98K	SH	$9.39M 0.86%	83.98K
CISCO SYS INCSOLE	COM	146.83K	SH	$9.06M 0.83%	146.83K
PARKER-HANNIFIN CORPSOLE	COM	14.66K	SH	$8.91M 0.82%	14.66K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	28.31K	SH	$8.83M 0.81%	28.31K

Page 1 of 19

…