Filed: 11/6/2024ACC: 0001666789-24-000007
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 455 equity positions with a total reported market value of $1.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
455
Positions
$1.14B
Total AUM (reported)
11.87M
Total Shares
Allocation by class
COM$887.94M77.7%
CL A$39.23M3.4%
COM NEW$26.91M2.4%
DIVIDEND PERFMRS$19.37M1.7%
UNIT SER 1$14.83M1.3%
CAP STK CL A$12.58M1.1%
TR UNIT$10.96M1.0%
Portfolio Concentration
Top 3$238.08M20.8%
4–10$133.68M11.7%
11–25$173.79M15.2%
Rest$597.20M52.3%
Top 3 weight
20.8%
Top 10 weight
32.5%
Voting Authority Distribution
Total shares with voting rights: 11.87M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.87M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole455
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings455
Rows:
APPLE INC
SOLEShares544.24K
TypeSH
Market value$126.81M
11.10%
Sole
0.00
Shared
0.00
None
544.24K
NVIDIA CORPORATION
SOLEShares682.78K
TypeSH
Market value$82.92M
7.26%
Sole
0.00
Shared
0.00
None
682.78K
ELI LILLY & CO
SOLEShares32.01K
TypeSH
Market value$28.36M
2.48%
Sole
0.00
Shared
0.00
None
32.01K
MICROSOFT CORP
SOLEShares64.09K
TypeSH
Market value$27.58M
2.41%
Sole
0.00
Shared
0.00
None
64.09K
ORACLE CORP
SOLEShares119.60K
TypeSH
Market value$20.38M
1.78%
Sole
0.00
Shared
0.00
None
119.60K
AMAZON COM INC
SOLEShares105.83K
TypeSH
Market value$19.72M
1.73%
Sole
0.00
Shared
0.00
None
105.83K
LISTED FD TR
SOLEShares990.48K
TypeSH
Market value$19.37M
1.70%
Sole
0.00
Shared
0.00
None
990.48K
META PLATFORMS INC
SOLEShares28.11K
TypeSH
Market value$16.09M
1.41%
Sole
0.00
Shared
0.00
None
28.11K
HOME DEPOT INC
SOLEShares38.77K
TypeSH
Market value$15.71M
1.37%
Sole
0.00
Shared
0.00
None
38.77K
INVESCO QQQ TR
SOLEShares30.39K
TypeSH
Market value$14.83M
1.30%
Sole
0.00
Shared
0.00
None
30.39K
IRON MTN INC DEL
SOLEShares117.86K
TypeSH
Market value$14.01M
1.23%
Sole
0.00
Shared
0.00
None
117.86K
MERCK & CO INC
SOLEShares122.73K
TypeSH
Market value$13.94M
1.22%
Sole
0.00
Shared
0.00
None
122.73K
BROADCOM INC
SOLEShares78.65K
TypeSH
Market value$13.57M
1.19%
Sole
0.00
Shared
0.00
None
78.65K
KLA CORP
SOLEShares16.35K
TypeSH
Market value$12.66M
1.11%
Sole
0.00
Shared
0.00
None
16.35K
ALPHABET INC
SOLEShares75.82K
TypeSH
Market value$12.58M
1.10%
Sole
0.00
Shared
0.00
None
75.82K
ABBVIE INC
SOLEShares61.03K
TypeSH
Market value$12.05M
1.05%
Sole
0.00
Shared
0.00
None
61.03K
LOCKHEED MARTIN CORP
SOLEShares19.77K
TypeSH
Market value$11.55M
1.01%
Sole
0.00
Shared
0.00
None
19.77K
QUALCOMM INC
SOLEShares67.88K
TypeSH
Market value$11.54M
1.01%
Sole
0.00
Shared
0.00
None
67.88K
SPDR S&P 500 ETF TR
SOLEShares19.10K
TypeSH
Market value$10.96M
0.96%
Sole
0.00
Shared
0.00
None
19.10K
AMERICAN EXPRESS CO
SOLEShares39.44K
TypeSH
Market value$10.70M
0.94%
Sole
0.00
Shared
0.00
None
39.44K
PROLOGIS INC.
SOLEShares82.82K
TypeSH
Market value$10.46M
0.92%
Sole
0.00
Shared
0.00
None
82.82K
PARKER-HANNIFIN CORP
SOLEShares16.11K
TypeSH
Market value$10.18M
0.89%
Sole
0.00
Shared
0.00
None
16.11K
HUBBELL INC
SOLEShares23.38K
TypeSH
Market value$10.01M
0.88%
Sole
0.00
Shared
0.00
None
23.38K
ACCENTURE PLC IRELAND
SOLEShares28.11K
TypeSH
Market value$9.94M
0.87%
Sole
0.00
Shared
0.00
None
28.11K
ALLISON TRANSMISSION HLDGS I
SOLEShares100.47K
TypeSH
Market value$9.65M
0.84%
Sole
0.00
Shared
0.00
None
100.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 544.24K | SH | $126.81M 11.10% | 0.00 | 0.00 | 544.24K |
NVIDIA CORPORATIONSOLE | COM | 682.78K | SH | $82.92M 7.26% | 0.00 | 0.00 | 682.78K |
ELI LILLY & COSOLE | COM | 32.01K | SH | $28.36M 2.48% | 0.00 | 0.00 | 32.01K |
MICROSOFT CORPSOLE | COM | 64.09K | SH | $27.58M 2.41% | 0.00 | 0.00 | 64.09K |
ORACLE CORPSOLE | COM | 119.60K | SH | $20.38M 1.78% | 0.00 | 0.00 | 119.60K |
AMAZON COM INCSOLE | COM | 105.83K | SH | $19.72M 1.73% | 0.00 | 0.00 | 105.83K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 990.48K | SH | $19.37M 1.70% | 0.00 | 0.00 | 990.48K |
META PLATFORMS INCSOLE | CL A | 28.11K | SH | $16.09M 1.41% | 0.00 | 0.00 | 28.11K |
HOME DEPOT INCSOLE | COM | 38.77K | SH | $15.71M 1.37% | 0.00 | 0.00 | 38.77K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 30.39K | SH | $14.83M 1.30% | 0.00 | 0.00 | 30.39K |
IRON MTN INC DELSOLE | COM | 117.86K | SH | $14.01M 1.23% | 0.00 | 0.00 | 117.86K |
MERCK & CO INCSOLE | COM | 122.73K | SH | $13.94M 1.22% | 0.00 | 0.00 | 122.73K |
BROADCOM INCSOLE | COM | 78.65K | SH | $13.57M 1.19% | 0.00 | 0.00 | 78.65K |
KLA CORPSOLE | COM NEW | 16.35K | SH | $12.66M 1.11% | 0.00 | 0.00 | 16.35K |
ALPHABET INCSOLE | CAP STK CL A | 75.82K | SH | $12.58M 1.10% | 0.00 | 0.00 | 75.82K |
ABBVIE INCSOLE | COM | 61.03K | SH | $12.05M 1.05% | 0.00 | 0.00 | 61.03K |
LOCKHEED MARTIN CORPSOLE | COM | 19.77K | SH | $11.55M 1.01% | 0.00 | 0.00 | 19.77K |
QUALCOMM INCSOLE | COM | 67.88K | SH | $11.54M 1.01% | 0.00 | 0.00 | 67.88K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 19.10K | SH | $10.96M 0.96% | 0.00 | 0.00 | 19.10K |
AMERICAN EXPRESS COSOLE | COM | 39.44K | SH | $10.70M 0.94% | 0.00 | 0.00 | 39.44K |
PROLOGIS INC.SOLE | COM | 82.82K | SH | $10.46M 0.92% | 0.00 | 0.00 | 82.82K |
PARKER-HANNIFIN CORPSOLE | COM | 16.11K | SH | $10.18M 0.89% | 0.00 | 0.00 | 16.11K |
HUBBELL INCSOLE | COM | 23.38K | SH | $10.01M 0.88% | 0.00 | 0.00 | 23.38K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 28.11K | SH | $9.94M 0.87% | 0.00 | 0.00 | 28.11K |
ALLISON TRANSMISSION HLDGS ISOLE | COM | 100.47K | SH | $9.65M 0.84% | 0.00 | 0.00 | 100.47K |
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