Filed: 7/30/2024ACC: 0001666789-24-000004
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 449 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
449
Positions
$1.08B
Total AUM (reported)
12.60M
Total Shares
Allocation by class
COM$851.43M79.0%
CL A$37.02M3.4%
COM NEW$23.20M2.2%
DIVIDEND PERFMRS$18.20M1.7%
UNIT SER 1$14.54M1.3%
CAP STK CL A$12.03M1.1%
TR UNIT$10.15M0.9%
Portfolio Concentration
Top 3$235.72M21.9%
4–10$129.15M12.0%
11–25$162.03M15.0%
Rest$551.02M51.1%
Top 3 weight
21.9%
Top 10 weight
33.8%
Voting Authority Distribution
Total shares with voting rights: 12.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole449
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings449
Rows:
APPLE INC
SOLEShares551.23K
TypeSH
Market value$116.10M
10.77%
Sole
0.00
Shared
0.00
None
551.23K
NVIDIA CORPORATION
SOLEShares715.75K
TypeSH
Market value$88.42M
8.20%
Sole
0.00
Shared
0.00
None
715.75K
ELI LILLY & CO
SOLEShares34.46K
TypeSH
Market value$31.20M
2.89%
Sole
0.00
Shared
0.00
None
34.46K
MICROSOFT CORP
SOLEShares64.40K
TypeSH
Market value$28.78M
2.67%
Sole
0.00
Shared
0.00
None
64.40K
AMAZON COM INC
SOLEShares110.97K
TypeSH
Market value$21.45M
1.99%
Sole
0.00
Shared
0.00
None
110.97K
LISTED FD TR
SOLEShares1M
TypeSH
Market value$18.20M
1.69%
Sole
0.00
Shared
0.00
None
1M
ORACLE CORP
SOLEShares121.61K
TypeSH
Market value$17.17M
1.59%
Sole
0.00
Shared
0.00
None
121.61K
MERCK & CO INC
SOLEShares117.50K
TypeSH
Market value$14.55M
1.35%
Sole
0.00
Shared
0.00
None
117.50K
INVESCO QQQ TR
SOLEShares30.34K
TypeSH
Market value$14.54M
1.35%
Sole
0.00
Shared
0.00
None
30.34K
META PLATFORMS INC
SOLEShares28.69K
TypeSH
Market value$14.47M
1.34%
Sole
0.00
Shared
0.00
None
28.69K
KLA CORP
SOLEShares16.64K
TypeSH
Market value$13.72M
1.27%
Sole
0.00
Shared
0.00
None
16.64K
BROADCOM INC
SOLEShares8.54K
TypeSH
Market value$13.71M
1.27%
Sole
0.00
Shared
0.00
None
8.54K
QUALCOMM INC
SOLEShares67.45K
TypeSH
Market value$13.44M
1.25%
Sole
0.00
Shared
0.00
None
67.45K
HOME DEPOT INC
SOLEShares38.89K
TypeSH
Market value$13.39M
1.24%
Sole
0.00
Shared
0.00
None
38.89K
IRON MTN INC DEL
SOLEShares139.03K
TypeSH
Market value$12.46M
1.16%
Sole
0.00
Shared
0.00
None
139.03K
ALPHABET INC
SOLEShares66.06K
TypeSH
Market value$12.03M
1.12%
Sole
0.00
Shared
0.00
None
66.06K
ABBVIE INC
SOLEShares62.57K
TypeSH
Market value$10.73M
1.00%
Sole
0.00
Shared
0.00
None
62.57K
SPDR S&P 500 ETF TR
SOLEShares18.65K
TypeSH
Market value$10.15M
0.94%
Sole
0.00
Shared
0.00
None
18.65K
PROLOGIS INC.
SOLEShares83.32K
TypeSH
Market value$9.36M
0.87%
Sole
0.00
Shared
0.00
None
83.32K
LOCKHEED MARTIN CORP
SOLEShares19.88K
TypeSH
Market value$9.29M
0.86%
Sole
0.00
Shared
0.00
None
19.88K
AMERICAN EXPRESS CO
SOLEShares39.88K
TypeSH
Market value$9.24M
0.86%
Sole
0.00
Shared
0.00
None
39.88K
CISCO SYS INC
SOLEShares182.79K
TypeSH
Market value$8.68M
0.81%
Sole
0.00
Shared
0.00
None
182.79K
HUBBELL INC
SOLEShares23.62K
TypeSH
Market value$8.63M
0.80%
Sole
0.00
Shared
0.00
None
23.62K
UNITEDHEALTH GROUP INC
SOLEShares16.90K
TypeSH
Market value$8.61M
0.80%
Sole
0.00
Shared
0.00
None
16.90K
ONEOK INC NEW
SOLEShares105.43K
TypeSH
Market value$8.60M
0.80%
Sole
0.00
Shared
0.00
None
105.43K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 551.23K | SH | $116.10M 10.77% | 0.00 | 0.00 | 551.23K |
NVIDIA CORPORATIONSOLE | COM | 715.75K | SH | $88.42M 8.20% | 0.00 | 0.00 | 715.75K |
ELI LILLY & COSOLE | COM | 34.46K | SH | $31.20M 2.89% | 0.00 | 0.00 | 34.46K |
MICROSOFT CORPSOLE | COM | 64.40K | SH | $28.78M 2.67% | 0.00 | 0.00 | 64.40K |
AMAZON COM INCSOLE | COM | 110.97K | SH | $21.45M 1.99% | 0.00 | 0.00 | 110.97K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 1M | SH | $18.20M 1.69% | 0.00 | 0.00 | 1M |
ORACLE CORPSOLE | COM | 121.61K | SH | $17.17M 1.59% | 0.00 | 0.00 | 121.61K |
MERCK & CO INCSOLE | COM | 117.50K | SH | $14.55M 1.35% | 0.00 | 0.00 | 117.50K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 30.34K | SH | $14.54M 1.35% | 0.00 | 0.00 | 30.34K |
META PLATFORMS INCSOLE | CL A | 28.69K | SH | $14.47M 1.34% | 0.00 | 0.00 | 28.69K |
KLA CORPSOLE | COM NEW | 16.64K | SH | $13.72M 1.27% | 0.00 | 0.00 | 16.64K |
BROADCOM INCSOLE | COM | 8.54K | SH | $13.71M 1.27% | 0.00 | 0.00 | 8.54K |
QUALCOMM INCSOLE | COM | 67.45K | SH | $13.44M 1.25% | 0.00 | 0.00 | 67.45K |
HOME DEPOT INCSOLE | COM | 38.89K | SH | $13.39M 1.24% | 0.00 | 0.00 | 38.89K |
IRON MTN INC DELSOLE | COM | 139.03K | SH | $12.46M 1.16% | 0.00 | 0.00 | 139.03K |
ALPHABET INCSOLE | CAP STK CL A | 66.06K | SH | $12.03M 1.12% | 0.00 | 0.00 | 66.06K |
ABBVIE INCSOLE | COM | 62.57K | SH | $10.73M 1.00% | 0.00 | 0.00 | 62.57K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 18.65K | SH | $10.15M 0.94% | 0.00 | 0.00 | 18.65K |
PROLOGIS INC.SOLE | COM | 83.32K | SH | $9.36M 0.87% | 0.00 | 0.00 | 83.32K |
LOCKHEED MARTIN CORPSOLE | COM | 19.88K | SH | $9.29M 0.86% | 0.00 | 0.00 | 19.88K |
AMERICAN EXPRESS COSOLE | COM | 39.88K | SH | $9.24M 0.86% | 0.00 | 0.00 | 39.88K |
CISCO SYS INCSOLE | COM | 182.79K | SH | $8.68M 0.81% | 0.00 | 0.00 | 182.79K |
HUBBELL INCSOLE | COM | 23.62K | SH | $8.63M 0.80% | 0.00 | 0.00 | 23.62K |
UNITEDHEALTH GROUP INCSOLE | COM | 16.90K | SH | $8.61M 0.80% | 0.00 | 0.00 | 16.90K |
ONEOK INC NEWSOLE | COM | 105.43K | SH | $8.60M 0.80% | 0.00 | 0.00 | 105.43K |
Page 1 of 18
…