Filed: 5/14/2024ACC: 0001666789-24-000003
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 509 equity positions with a total reported market value of $1.59B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
509
Positions
$1.59B
Total AUM (reported)
14.57M
Total Shares
Allocation by class
COM$1.01B63.9%
PUT$327.75M20.6%
CL A$37.94M2.4%
COM NEW$26.31M1.7%
DIVIDEND PERFMRS$18.68M1.2%
UNIT SER 1$13.92M0.9%
CAP STK CL A$10.77M0.7%
Portfolio Concentration
Top 3$610.57M38.5%
4–10$141.38M8.9%
11–25$187.36M11.8%
Rest$648.09M40.8%
Top 3 weight
38.5%
Top 10 weight
47.4%
Voting Authority Distribution
Total shares with voting rights: 14.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole509
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings509
Rows:
SPDR S&P 500 ETF TR
SOLEShares613.20K
TypePRN
Market value$320.75M
20.21%
Sole
0.00
Shared
0.00
None
613.20K
NVIDIA CORPORATION
SOLEShares173.20K
TypeSH
Market value$156.50M
9.86%
Sole
0.00
Shared
0.00
None
173.20K
APPLE INC
SOLEShares777.51K
TypeSH
Market value$133.33M
8.40%
Sole
0.00
Shared
0.00
None
777.51K
ELI LILLY & CO
SOLEShares36.59K
TypeSH
Market value$28.46M
1.79%
Sole
0.00
Shared
0.00
None
36.59K
MICROSOFT CORP
SOLEShares61.30K
TypeSH
Market value$25.79M
1.62%
Sole
0.00
Shared
0.00
None
61.30K
AMAZON COM INC
SOLEShares121.77K
TypeSH
Market value$21.96M
1.38%
Sole
0.00
Shared
0.00
None
121.77K
LISTED FD TR
SOLEShares1.01M
TypeSH
Market value$18.68M
1.18%
Sole
0.00
Shared
0.00
None
1.01M
HOME DEPOT INC
SOLEShares40.63K
TypeSH
Market value$15.59M
0.98%
Sole
0.00
Shared
0.00
None
40.63K
CISCO SYS INC
SOLEShares309.74K
TypeSH
Market value$15.46M
0.97%
Sole
0.00
Shared
0.00
None
309.74K
META PLATFORMS INC
SOLEShares31.78K
TypeSH
Market value$15.43M
0.97%
Sole
0.00
Shared
0.00
None
31.78K
AMERICAN EXPRESS CO
SOLEShares67.66K
TypeSH
Market value$15.40M
0.97%
Sole
0.00
Shared
0.00
None
67.66K
ORACLE CORP
SOLEShares121.29K
TypeSH
Market value$15.24M
0.96%
Sole
0.00
Shared
0.00
None
121.29K
INVESCO QQQ TR
SOLEShares31.34K
TypeSH
Market value$13.92M
0.88%
Sole
0.00
Shared
0.00
None
31.34K
MERCK & CO INC
SOLEShares100.71K
TypeSH
Market value$13.29M
0.84%
Sole
0.00
Shared
0.00
None
100.71K
CME GROUP INC
SOLEShares61.47K
TypeSH
Market value$13.23M
0.83%
Sole
0.00
Shared
0.00
None
61.47K
KLA CORP
SOLEShares18.39K
TypeSH
Market value$12.84M
0.81%
Sole
0.00
Shared
0.00
None
18.39K
ABBVIE INC
SOLEShares68.64K
TypeSH
Market value$12.50M
0.79%
Sole
0.00
Shared
0.00
None
68.64K
IRON MTN INC DEL
SOLEShares153.65K
TypeSH
Market value$12.32M
0.78%
Sole
0.00
Shared
0.00
None
153.65K
QUALCOMM INC
SOLEShares72.48K
TypeSH
Market value$12.27M
0.77%
Sole
0.00
Shared
0.00
None
72.48K
PROCTER AND GAMBLE CO
SOLEShares75.07K
TypeSH
Market value$12.18M
0.77%
Sole
0.00
Shared
0.00
None
75.07K
BROADCOM INC
SOLEShares9.08K
TypeSH
Market value$12.04M
0.76%
Sole
0.00
Shared
0.00
None
9.08K
HUBBELL INC
SOLEShares26.21K
TypeSH
Market value$10.88M
0.69%
Sole
0.00
Shared
0.00
None
26.21K
ALPHABET INC
SOLEShares71.36K
TypeSH
Market value$10.77M
0.68%
Sole
0.00
Shared
0.00
None
71.36K
ACCENTURE PLC IRELAND
SOLEShares30.30K
TypeSH
Market value$10.50M
0.66%
Sole
0.00
Shared
0.00
None
30.30K
PARKER-HANNIFIN CORP
SOLEShares17.93K
TypeSH
Market value$9.97M
0.63%
Sole
0.00
Shared
0.00
None
17.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 613.20K | PRN | $320.75M 20.21% | 0.00 | 0.00 | 613.20K |
NVIDIA CORPORATIONSOLE | COM | 173.20K | SH | $156.50M 9.86% | 0.00 | 0.00 | 173.20K |
APPLE INCSOLE | COM | 777.51K | SH | $133.33M 8.40% | 0.00 | 0.00 | 777.51K |
ELI LILLY & COSOLE | COM | 36.59K | SH | $28.46M 1.79% | 0.00 | 0.00 | 36.59K |
MICROSOFT CORPSOLE | COM | 61.30K | SH | $25.79M 1.62% | 0.00 | 0.00 | 61.30K |
AMAZON COM INCSOLE | COM | 121.77K | SH | $21.96M 1.38% | 0.00 | 0.00 | 121.77K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 1.01M | SH | $18.68M 1.18% | 0.00 | 0.00 | 1.01M |
HOME DEPOT INCSOLE | COM | 40.63K | SH | $15.59M 0.98% | 0.00 | 0.00 | 40.63K |
CISCO SYS INCSOLE | COM | 309.74K | SH | $15.46M 0.97% | 0.00 | 0.00 | 309.74K |
META PLATFORMS INCSOLE | CL A | 31.78K | SH | $15.43M 0.97% | 0.00 | 0.00 | 31.78K |
AMERICAN EXPRESS COSOLE | COM | 67.66K | SH | $15.40M 0.97% | 0.00 | 0.00 | 67.66K |
ORACLE CORPSOLE | COM | 121.29K | SH | $15.24M 0.96% | 0.00 | 0.00 | 121.29K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 31.34K | SH | $13.92M 0.88% | 0.00 | 0.00 | 31.34K |
MERCK & CO INCSOLE | COM | 100.71K | SH | $13.29M 0.84% | 0.00 | 0.00 | 100.71K |
CME GROUP INCSOLE | COM | 61.47K | SH | $13.23M 0.83% | 0.00 | 0.00 | 61.47K |
KLA CORPSOLE | COM NEW | 18.39K | SH | $12.84M 0.81% | 0.00 | 0.00 | 18.39K |
ABBVIE INCSOLE | COM | 68.64K | SH | $12.50M 0.79% | 0.00 | 0.00 | 68.64K |
IRON MTN INC DELSOLE | COM | 153.65K | SH | $12.32M 0.78% | 0.00 | 0.00 | 153.65K |
QUALCOMM INCSOLE | COM | 72.48K | SH | $12.27M 0.77% | 0.00 | 0.00 | 72.48K |
PROCTER AND GAMBLE COSOLE | COM | 75.07K | SH | $12.18M 0.77% | 0.00 | 0.00 | 75.07K |
BROADCOM INCSOLE | COM | 9.08K | SH | $12.04M 0.76% | 0.00 | 0.00 | 9.08K |
HUBBELL INCSOLE | COM | 26.21K | SH | $10.88M 0.69% | 0.00 | 0.00 | 26.21K |
ALPHABET INCSOLE | CAP STK CL A | 71.36K | SH | $10.77M 0.68% | 0.00 | 0.00 | 71.36K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 30.30K | SH | $10.50M 0.66% | 0.00 | 0.00 | 30.30K |
PARKER-HANNIFIN CORPSOLE | COM | 17.93K | SH | $9.97M 0.63% | 0.00 | 0.00 | 17.93K |
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