Filed: 2/8/2024ACC: 0001666789-24-000001
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 481 equity positions with a total reported market value of $1.29B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
481
Positions
$1.29B
Total AUM (reported)
14.25M
Total Shares
Allocation by class
COM$899.21M69.6%
PUT$175.15M13.6%
CL A$27.19M2.1%
COM NEW$25.05M1.9%
DIVIDEND PERFMRS$17.01M1.3%
UNIT SER 1$12.67M1.0%
SHS CLASS A$10.67M0.8%
Portfolio Concentration
Top 3$401.22M31.0%
4–10$127.77M9.9%
11–25$171.14M13.2%
Rest$592.46M45.8%
Top 3 weight
31.0%
Top 10 weight
40.9%
Voting Authority Distribution
Total shares with voting rights: 14.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole481
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings481
Rows:
SPDR S&P 500 ETF TR
SOLEShares367.20K
TypePRN
Market value$174.53M
13.50%
Sole
0.00
Shared
0.00
None
367.20K
APPLE INC
SOLEShares790.72K
TypeSH
Market value$152.24M
11.78%
Sole
0.00
Shared
0.00
None
790.72K
NVIDIA CORPORATION
SOLEShares150.33K
TypeSH
Market value$74.44M
5.76%
Sole
0.00
Shared
0.00
None
150.33K
MICROSOFT CORP
SOLEShares72.31K
TypeSH
Market value$27.19M
2.10%
Sole
0.00
Shared
0.00
None
72.31K
ELI LILLY & CO
SOLEShares36.42K
TypeSH
Market value$21.23M
1.64%
Sole
0.00
Shared
0.00
None
36.42K
AMAZON COM INC
SOLEShares123.60K
TypeSH
Market value$18.78M
1.45%
Sole
0.00
Shared
0.00
None
123.60K
LISTED FD TR
SOLEShares1M
TypeSH
Market value$17.01M
1.32%
Sole
0.00
Shared
0.00
None
1M
CISCO SYS INC
SOLEShares303.18K
TypeSH
Market value$15.32M
1.18%
Sole
0.00
Shared
0.00
None
303.18K
HOME DEPOT INC
SOLEShares41.78K
TypeSH
Market value$14.48M
1.12%
Sole
0.00
Shared
0.00
None
41.78K
JPMORGAN CHASE & CO
SOLEShares80.91K
TypeSH
Market value$13.76M
1.06%
Sole
0.00
Shared
0.00
None
80.91K
ORACLE CORP
SOLEShares122.41K
TypeSH
Market value$12.91M
1.00%
Sole
0.00
Shared
0.00
None
122.41K
CME GROUP INC
SOLEShares60.82K
TypeSH
Market value$12.81M
0.99%
Sole
0.00
Shared
0.00
None
60.82K
INVESCO QQQ TR
SOLEShares30.95K
TypeSH
Market value$12.67M
0.98%
Sole
0.00
Shared
0.00
None
30.95K
KLA CORP
SOLEShares20.82K
TypeSH
Market value$12.10M
0.94%
Sole
0.00
Shared
0.00
None
20.82K
IRON MTN INC DEL
SOLEShares166.49K
TypeSH
Market value$11.65M
0.90%
Sole
0.00
Shared
0.00
None
166.49K
JOHNSON & JOHNSON
SOLEShares73.82K
TypeSH
Market value$11.57M
0.90%
Sole
0.00
Shared
0.00
None
73.82K
ABBVIE INC
SOLEShares74.61K
TypeSH
Market value$11.56M
0.89%
Sole
0.00
Shared
0.00
None
74.61K
APA CORPORATION
SOLEShares321.54K
TypeSH
Market value$11.54M
0.89%
Sole
0.00
Shared
0.00
None
321.54K
MERCK & CO INC
SOLEShares104.98K
TypeSH
Market value$11.45M
0.89%
Sole
0.00
Shared
0.00
None
104.98K
BROADCOM INC
SOLEShares9.95K
TypeSH
Market value$11.10M
0.86%
Sole
0.00
Shared
0.00
None
9.95K
PROCTER AND GAMBLE CO
SOLEShares74.27K
TypeSH
Market value$10.88M
0.84%
Sole
0.00
Shared
0.00
None
74.27K
ACCENTURE PLC IRELAND
SOLEShares30.41K
TypeSH
Market value$10.67M
0.83%
Sole
0.00
Shared
0.00
None
30.41K
QUALCOMM INC
SOLEShares72K
TypeSH
Market value$10.41M
0.81%
Sole
0.00
Shared
0.00
None
72K
PENSKE AUTOMOTIVE GRP INC
SOLEShares63.14K
TypeSH
Market value$10.13M
0.78%
Sole
0.00
Shared
0.00
None
63.14K
META PLATFORMS INC
SOLEShares27.34K
TypeSH
Market value$9.68M
0.75%
Sole
0.00
Shared
0.00
None
27.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 367.20K | PRN | $174.53M 13.50% | 0.00 | 0.00 | 367.20K |
APPLE INCSOLE | COM | 790.72K | SH | $152.24M 11.78% | 0.00 | 0.00 | 790.72K |
NVIDIA CORPORATIONSOLE | COM | 150.33K | SH | $74.44M 5.76% | 0.00 | 0.00 | 150.33K |
MICROSOFT CORPSOLE | COM | 72.31K | SH | $27.19M 2.10% | 0.00 | 0.00 | 72.31K |
ELI LILLY & COSOLE | COM | 36.42K | SH | $21.23M 1.64% | 0.00 | 0.00 | 36.42K |
AMAZON COM INCSOLE | COM | 123.60K | SH | $18.78M 1.45% | 0.00 | 0.00 | 123.60K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 1M | SH | $17.01M 1.32% | 0.00 | 0.00 | 1M |
CISCO SYS INCSOLE | COM | 303.18K | SH | $15.32M 1.18% | 0.00 | 0.00 | 303.18K |
HOME DEPOT INCSOLE | COM | 41.78K | SH | $14.48M 1.12% | 0.00 | 0.00 | 41.78K |
JPMORGAN CHASE & COSOLE | COM | 80.91K | SH | $13.76M 1.06% | 0.00 | 0.00 | 80.91K |
ORACLE CORPSOLE | COM | 122.41K | SH | $12.91M 1.00% | 0.00 | 0.00 | 122.41K |
CME GROUP INCSOLE | COM | 60.82K | SH | $12.81M 0.99% | 0.00 | 0.00 | 60.82K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 30.95K | SH | $12.67M 0.98% | 0.00 | 0.00 | 30.95K |
KLA CORPSOLE | COM NEW | 20.82K | SH | $12.10M 0.94% | 0.00 | 0.00 | 20.82K |
IRON MTN INC DELSOLE | COM | 166.49K | SH | $11.65M 0.90% | 0.00 | 0.00 | 166.49K |
JOHNSON & JOHNSONSOLE | COM | 73.82K | SH | $11.57M 0.90% | 0.00 | 0.00 | 73.82K |
ABBVIE INCSOLE | COM | 74.61K | SH | $11.56M 0.89% | 0.00 | 0.00 | 74.61K |
APA CORPORATIONSOLE | COM | 321.54K | SH | $11.54M 0.89% | 0.00 | 0.00 | 321.54K |
MERCK & CO INCSOLE | COM | 104.98K | SH | $11.45M 0.89% | 0.00 | 0.00 | 104.98K |
BROADCOM INCSOLE | COM | 9.95K | SH | $11.10M 0.86% | 0.00 | 0.00 | 9.95K |
PROCTER AND GAMBLE COSOLE | COM | 74.27K | SH | $10.88M 0.84% | 0.00 | 0.00 | 74.27K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 30.41K | SH | $10.67M 0.83% | 0.00 | 0.00 | 30.41K |
QUALCOMM INCSOLE | COM | 72K | SH | $10.41M 0.81% | 0.00 | 0.00 | 72K |
PENSKE AUTOMOTIVE GRP INCSOLE | COM | 63.14K | SH | $10.13M 0.78% | 0.00 | 0.00 | 63.14K |
META PLATFORMS INCSOLE | CL A | 27.34K | SH | $9.68M 0.75% | 0.00 | 0.00 | 27.34K |
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