Filed: 11/8/2023ACC: 0001666789-23-000004
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 459 equity positions with a total reported market value of $1.10B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
459
Positions
$1.10B
Total AUM (reported)
14.20M
Total Shares
Allocation by class
COM$798.43M72.3%
PUT$109.09M9.9%
CL A$28.25M2.6%
COM NEW$24.24M2.2%
DIVIDEND PERFMRS$15.24M1.4%
UNIT SER 1$10.67M1.0%
CAP STK CL A$10.20M0.9%
Portfolio Concentration
Top 3$299.23M27.1%
4–10$121.43M11.0%
11–25$155.92M14.1%
Rest$527.85M47.8%
Top 3 weight
27.1%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 14.20M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.20M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole459
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings459
Rows:
APPLE INC
SOLEShares807.50K
TypeSH
Market value$138.25M
12.52%
Sole
0.00
Shared
0.00
None
807.50K
SPDR S&P 500 ETF TR
SOLEShares255.20K
TypePRN
Market value$109.09M
9.88%
Sole
0.00
Shared
0.00
None
255.20K
NVIDIA CORPORATION
SOLEShares119.28K
TypeSH
Market value$51.88M
4.70%
Sole
0.00
Shared
0.00
None
119.28K
MICROSOFT CORP
SOLEShares73.09K
TypeSH
Market value$23.08M
2.09%
Sole
0.00
Shared
0.00
None
73.09K
ELI LILLY & CO
SOLEShares36.98K
TypeSH
Market value$19.87M
1.80%
Sole
0.00
Shared
0.00
None
36.98K
AMAZON COM INC
SOLEShares129.60K
TypeSH
Market value$16.47M
1.49%
Sole
0.00
Shared
0.00
None
129.60K
CISCO SYS INC
SOLEShares301.16K
TypeSH
Market value$16.19M
1.47%
Sole
0.00
Shared
0.00
None
301.16K
APA CORPORATION
SOLEShares390.54K
TypeSH
Market value$16.05M
1.45%
Sole
0.00
Shared
0.00
None
390.54K
LISTED FD TR
SOLEShares1.01M
TypeSH
Market value$15.24M
1.38%
Sole
0.00
Shared
0.00
None
1.01M
MERCK & CO INC
SOLEShares141.13K
TypeSH
Market value$14.53M
1.32%
Sole
0.00
Shared
0.00
None
141.13K
ORACLE CORP
SOLEShares125.82K
TypeSH
Market value$13.33M
1.21%
Sole
0.00
Shared
0.00
None
125.82K
JOHNSON & JOHNSON
SOLEShares73.78K
TypeSH
Market value$11.49M
1.04%
Sole
0.00
Shared
0.00
None
73.78K
ABBVIE INC
SOLEShares75.34K
TypeSH
Market value$11.23M
1.02%
Sole
0.00
Shared
0.00
None
75.34K
JPMORGAN CHASE & CO
SOLEShares75.53K
TypeSH
Market value$10.95M
0.99%
Sole
0.00
Shared
0.00
None
75.53K
PROCTER AND GAMBLE CO
SOLEShares73.52K
TypeSH
Market value$10.72M
0.97%
Sole
0.00
Shared
0.00
None
73.52K
INVESCO QQQ TR
SOLEShares29.78K
TypeSH
Market value$10.67M
0.97%
Sole
0.00
Shared
0.00
None
29.78K
PENSKE AUTOMOTIVE GRP INC
SOLEShares63.39K
TypeSH
Market value$10.59M
0.96%
Sole
0.00
Shared
0.00
None
63.39K
ALPHABET INC
SOLEShares77.92K
TypeSH
Market value$10.20M
0.92%
Sole
0.00
Shared
0.00
None
77.92K
KLA CORP
SOLEShares22.21K
TypeSH
Market value$10.19M
0.92%
Sole
0.00
Shared
0.00
None
22.21K
IRON MTN INC DEL
SOLEShares170.60K
TypeSH
Market value$10.14M
0.92%
Sole
0.00
Shared
0.00
None
170.60K
BROADCOM INC
SOLEShares12.19K
TypeSH
Market value$10.12M
0.92%
Sole
0.00
Shared
0.00
None
12.19K
ACCENTURE PLC IRELAND
SOLEShares30.42K
TypeSH
Market value$9.34M
0.85%
Sole
0.00
Shared
0.00
None
30.42K
EXXON MOBIL CORP
SOLEShares77.36K
TypeSH
Market value$9.10M
0.82%
Sole
0.00
Shared
0.00
None
77.36K
HUBBELL INC
SOLEShares28.68K
TypeSH
Market value$8.99M
0.81%
Sole
0.00
Shared
0.00
None
28.68K
HOME DEPOT INC
SOLEShares29.34K
TypeSH
Market value$8.87M
0.80%
Sole
0.00
Shared
0.00
None
29.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 807.50K | SH | $138.25M 12.52% | 0.00 | 0.00 | 807.50K |
SPDR S&P 500 ETF TRSOLE | PUT | 255.20K | PRN | $109.09M 9.88% | 0.00 | 0.00 | 255.20K |
NVIDIA CORPORATIONSOLE | COM | 119.28K | SH | $51.88M 4.70% | 0.00 | 0.00 | 119.28K |
MICROSOFT CORPSOLE | COM | 73.09K | SH | $23.08M 2.09% | 0.00 | 0.00 | 73.09K |
ELI LILLY & COSOLE | COM | 36.98K | SH | $19.87M 1.80% | 0.00 | 0.00 | 36.98K |
AMAZON COM INCSOLE | COM | 129.60K | SH | $16.47M 1.49% | 0.00 | 0.00 | 129.60K |
CISCO SYS INCSOLE | COM | 301.16K | SH | $16.19M 1.47% | 0.00 | 0.00 | 301.16K |
APA CORPORATIONSOLE | COM | 390.54K | SH | $16.05M 1.45% | 0.00 | 0.00 | 390.54K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 1.01M | SH | $15.24M 1.38% | 0.00 | 0.00 | 1.01M |
MERCK & CO INCSOLE | COM | 141.13K | SH | $14.53M 1.32% | 0.00 | 0.00 | 141.13K |
ORACLE CORPSOLE | COM | 125.82K | SH | $13.33M 1.21% | 0.00 | 0.00 | 125.82K |
JOHNSON & JOHNSONSOLE | COM | 73.78K | SH | $11.49M 1.04% | 0.00 | 0.00 | 73.78K |
ABBVIE INCSOLE | COM | 75.34K | SH | $11.23M 1.02% | 0.00 | 0.00 | 75.34K |
JPMORGAN CHASE & COSOLE | COM | 75.53K | SH | $10.95M 0.99% | 0.00 | 0.00 | 75.53K |
PROCTER AND GAMBLE COSOLE | COM | 73.52K | SH | $10.72M 0.97% | 0.00 | 0.00 | 73.52K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 29.78K | SH | $10.67M 0.97% | 0.00 | 0.00 | 29.78K |
PENSKE AUTOMOTIVE GRP INCSOLE | COM | 63.39K | SH | $10.59M 0.96% | 0.00 | 0.00 | 63.39K |
ALPHABET INCSOLE | CAP STK CL A | 77.92K | SH | $10.20M 0.92% | 0.00 | 0.00 | 77.92K |
KLA CORPSOLE | COM NEW | 22.21K | SH | $10.19M 0.92% | 0.00 | 0.00 | 22.21K |
IRON MTN INC DELSOLE | COM | 170.60K | SH | $10.14M 0.92% | 0.00 | 0.00 | 170.60K |
BROADCOM INCSOLE | COM | 12.19K | SH | $10.12M 0.92% | 0.00 | 0.00 | 12.19K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 30.42K | SH | $9.34M 0.85% | 0.00 | 0.00 | 30.42K |
EXXON MOBIL CORPSOLE | COM | 77.36K | SH | $9.10M 0.82% | 0.00 | 0.00 | 77.36K |
HUBBELL INCSOLE | COM | 28.68K | SH | $8.99M 0.81% | 0.00 | 0.00 | 28.68K |
HOME DEPOT INCSOLE | COM | 29.34K | SH | $8.87M 0.80% | 0.00 | 0.00 | 29.34K |
Page 1 of 19
…