Filed: 8/8/2023ACC: 0001666789-23-000003
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 491 equity positions with a total reported market value of $1.19B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
491
Positions
$1.19B
Total AUM (reported)
14.72M
Total Shares
Allocation by class
COM$825.22M69.5%
PUT$145.87M12.3%
CL A$31.76M2.7%
COM NEW$27.02M2.3%
DIVIDEND PERFMRS$15.56M1.3%
CL B$14.84M1.2%
UNIT SER 1$11.07M0.9%
Portfolio Concentration
Top 3$342.09M28.8%
4–10$123.19M10.4%
11–25$160.89M13.5%
Rest$561.34M47.3%
Top 3 weight
28.8%
Top 10 weight
39.2%
Voting Authority Distribution
Total shares with voting rights: 14.72M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.72M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole491
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings491
Rows:
APPLE INC
SOLEShares815.33K
TypeSH
Market value$158.15M
13.32%
Sole
0.00
Shared
0.00
None
815.33K
SPDR S&P 500 ETF TR
SOLEShares328K
TypePRN
Market value$145.40M
12.24%
Sole
0.00
Shared
0.00
None
328K
NVIDIA CORPORATION
SOLEShares91.12K
TypeSH
Market value$38.55M
3.25%
Sole
0.00
Shared
0.00
None
91.12K
MICROSOFT CORP
SOLEShares73.75K
TypeSH
Market value$25.12M
2.12%
Sole
0.00
Shared
0.00
None
73.75K
LILLY ELI & CO
SOLEShares41.96K
TypeSH
Market value$19.68M
1.66%
Sole
0.00
Shared
0.00
None
41.96K
AMAZON COM INC
SOLEShares136.25K
TypeSH
Market value$17.76M
1.50%
Sole
0.00
Shared
0.00
None
136.25K
CISCO SYS INC
SOLEShares316.69K
TypeSH
Market value$16.39M
1.38%
Sole
0.00
Shared
0.00
None
316.69K
LISTED FD TR
SOLEShares976.87K
TypeSH
Market value$15.56M
1.31%
Sole
0.00
Shared
0.00
None
976.87K
ORACLE CORP
SOLEShares128.87K
TypeSH
Market value$15.35M
1.29%
Sole
0.00
Shared
0.00
None
128.87K
APA CORPORATION
SOLEShares390.54K
TypeSH
Market value$13.34M
1.12%
Sole
0.00
Shared
0.00
None
390.54K
HOME DEPOT INC
SOLEShares40.99K
TypeSH
Market value$12.73M
1.07%
Sole
0.00
Shared
0.00
None
40.99K
MERCK & CO INC
SOLEShares110.22K
TypeSH
Market value$12.72M
1.07%
Sole
0.00
Shared
0.00
None
110.22K
JOHNSON & JOHNSON
SOLEShares74.45K
TypeSH
Market value$12.32M
1.04%
Sole
0.00
Shared
0.00
None
74.45K
PENSKE AUTOMOTIVE GRP INC
SOLEShares69.14K
TypeSH
Market value$11.52M
0.97%
Sole
0.00
Shared
0.00
None
69.14K
BROADCOM INC
SOLEShares12.95K
TypeSH
Market value$11.23M
0.95%
Sole
0.00
Shared
0.00
None
12.95K
KLA CORP
SOLEShares22.96K
TypeSH
Market value$11.13M
0.94%
Sole
0.00
Shared
0.00
None
22.96K
JPMORGAN CHASE & CO
SOLEShares76.23K
TypeSH
Market value$11.09M
0.93%
Sole
0.00
Shared
0.00
None
76.23K
INVESCO QQQ TR
SOLEShares29.98K
TypeSH
Market value$11.07M
0.93%
Sole
0.00
Shared
0.00
None
29.98K
ABBVIE INC
SOLEShares76.46K
TypeSH
Market value$10.30M
0.87%
Sole
0.00
Shared
0.00
None
76.46K
HUBBELL INC
SOLEShares30.34K
TypeSH
Market value$10.06M
0.85%
Sole
0.00
Shared
0.00
None
30.34K
IRON MTN INC DEL
SOLEShares173.55K
TypeSH
Market value$9.86M
0.83%
Sole
0.00
Shared
0.00
None
173.55K
ACCENTURE PLC IRELAND
SOLEShares30.59K
TypeSH
Market value$9.44M
0.79%
Sole
0.00
Shared
0.00
None
30.59K
LOCKHEED MARTIN CORP
SOLEShares19.99K
TypeSH
Market value$9.20M
0.77%
Sole
0.00
Shared
0.00
None
19.99K
ALPHABET INC
SOLEShares76.28K
TypeSH
Market value$9.13M
0.77%
Sole
0.00
Shared
0.00
None
76.28K
TEXAS INSTRS INC
SOLEShares50.39K
TypeSH
Market value$9.07M
0.76%
Sole
0.00
Shared
0.00
None
50.39K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 815.33K | SH | $158.15M 13.32% | 0.00 | 0.00 | 815.33K |
SPDR S&P 500 ETF TRSOLE | PUT | 328K | PRN | $145.40M 12.24% | 0.00 | 0.00 | 328K |
NVIDIA CORPORATIONSOLE | COM | 91.12K | SH | $38.55M 3.25% | 0.00 | 0.00 | 91.12K |
MICROSOFT CORPSOLE | COM | 73.75K | SH | $25.12M 2.12% | 0.00 | 0.00 | 73.75K |
LILLY ELI & COSOLE | COM | 41.96K | SH | $19.68M 1.66% | 0.00 | 0.00 | 41.96K |
AMAZON COM INCSOLE | COM | 136.25K | SH | $17.76M 1.50% | 0.00 | 0.00 | 136.25K |
CISCO SYS INCSOLE | COM | 316.69K | SH | $16.39M 1.38% | 0.00 | 0.00 | 316.69K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 976.87K | SH | $15.56M 1.31% | 0.00 | 0.00 | 976.87K |
ORACLE CORPSOLE | COM | 128.87K | SH | $15.35M 1.29% | 0.00 | 0.00 | 128.87K |
APA CORPORATIONSOLE | COM | 390.54K | SH | $13.34M 1.12% | 0.00 | 0.00 | 390.54K |
HOME DEPOT INCSOLE | COM | 40.99K | SH | $12.73M 1.07% | 0.00 | 0.00 | 40.99K |
MERCK & CO INCSOLE | COM | 110.22K | SH | $12.72M 1.07% | 0.00 | 0.00 | 110.22K |
JOHNSON & JOHNSONSOLE | COM | 74.45K | SH | $12.32M 1.04% | 0.00 | 0.00 | 74.45K |
PENSKE AUTOMOTIVE GRP INCSOLE | COM | 69.14K | SH | $11.52M 0.97% | 0.00 | 0.00 | 69.14K |
BROADCOM INCSOLE | COM | 12.95K | SH | $11.23M 0.95% | 0.00 | 0.00 | 12.95K |
KLA CORPSOLE | COM NEW | 22.96K | SH | $11.13M 0.94% | 0.00 | 0.00 | 22.96K |
JPMORGAN CHASE & COSOLE | COM | 76.23K | SH | $11.09M 0.93% | 0.00 | 0.00 | 76.23K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 29.98K | SH | $11.07M 0.93% | 0.00 | 0.00 | 29.98K |
ABBVIE INCSOLE | COM | 76.46K | SH | $10.30M 0.87% | 0.00 | 0.00 | 76.46K |
HUBBELL INCSOLE | COM | 30.34K | SH | $10.06M 0.85% | 0.00 | 0.00 | 30.34K |
IRON MTN INC DELSOLE | COM | 173.55K | SH | $9.86M 0.83% | 0.00 | 0.00 | 173.55K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 30.59K | SH | $9.44M 0.79% | 0.00 | 0.00 | 30.59K |
LOCKHEED MARTIN CORPSOLE | COM | 19.99K | SH | $9.20M 0.77% | 0.00 | 0.00 | 19.99K |
ALPHABET INCSOLE | CAP STK CL A | 76.28K | SH | $9.13M 0.77% | 0.00 | 0.00 | 76.28K |
TEXAS INSTRS INCSOLE | COM | 50.39K | SH | $9.07M 0.76% | 0.00 | 0.00 | 50.39K |
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