Filed: 5/1/2023ACC: 0001666789-23-000002
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 516 equity positions with a total reported market value of $1.09B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
516
Positions
$1.09B
Total AUM (reported)
15.03M
Total Shares
Allocation by class
COM$759.19M69.8%
PUT$121.26M11.2%
CL A$27.57M2.5%
COM NEW$25.70M2.4%
DIVIDEND PERFMRS$14.09M1.3%
CL B$12.06M1.1%
UNIT SER 1$9.57M0.9%
Portfolio Concentration
Top 3$276.65M25.4%
4–10$107.33M9.9%
11–25$155.24M14.3%
Rest$548.31M50.4%
Top 3 weight
25.4%
Top 10 weight
35.3%
Voting Authority Distribution
Total shares with voting rights: 15.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.03M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole516
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings516
Rows:
APPLE INC
SOLEShares818.58K
TypeSH
Market value$134.98M
12.41%
Sole
0.00
Shared
0.00
None
818.58K
SPDR S&P 500 ETF TR
SOLEShares291.90K
TypeSH
Market value$119.50M
10.99%
Sole
0.00
Shared
0.00
None
291.90K
MICROSOFT CORP
SOLEShares76.88K
TypeSH
Market value$22.16M
2.04%
Sole
0.00
Shared
0.00
None
76.88K
NVIDIA CORPORATION
SOLEShares79.38K
TypeSH
Market value$22.05M
2.03%
Sole
0.00
Shared
0.00
None
79.38K
CISCO SYS INC
SOLEShares303.27K
TypeSH
Market value$15.85M
1.46%
Sole
0.00
Shared
0.00
None
303.27K
LILLY ELI & CO
SOLEShares44.09K
TypeSH
Market value$15.14M
1.39%
Sole
0.00
Shared
0.00
None
44.09K
LISTED FD TR
SOLEShares976.51K
TypeSH
Market value$14.09M
1.30%
Sole
0.00
Shared
0.00
None
976.51K
APA CORPORATION
SOLEShares381.04K
TypeSH
Market value$13.74M
1.26%
Sole
0.00
Shared
0.00
None
381.04K
JPMORGAN CHASE & CO
SOLEShares104.25K
TypeSH
Market value$13.59M
1.25%
Sole
0.00
Shared
0.00
None
104.25K
AMAZON COM INC
SOLEShares124.59K
TypeSH
Market value$12.87M
1.18%
Sole
0.00
Shared
0.00
None
124.59K
ABBVIE INC
SOLEShares79.82K
TypeSH
Market value$12.72M
1.17%
Sole
0.00
Shared
0.00
None
79.82K
ORACLE CORP
SOLEShares133.85K
TypeSH
Market value$12.44M
1.14%
Sole
0.00
Shared
0.00
None
133.85K
HOME DEPOT INC
SOLEShares41.94K
TypeSH
Market value$12.38M
1.14%
Sole
0.00
Shared
0.00
None
41.94K
MERCK & CO INC
SOLEShares111.56K
TypeSH
Market value$11.87M
1.09%
Sole
0.00
Shared
0.00
None
111.56K
JOHNSON & JOHNSON
SOLEShares74.52K
TypeSH
Market value$11.55M
1.06%
Sole
0.00
Shared
0.00
None
74.52K
PENSKE AUTOMOTIVE GRP INC
SOLEShares71.25K
TypeSH
Market value$10.10M
0.93%
Sole
0.00
Shared
0.00
None
71.25K
UNITED PARCEL SERVICE INC
SOLEShares50.48K
TypeSH
Market value$9.79M
0.90%
Sole
0.00
Shared
0.00
None
50.48K
INVESCO QQQ TR
SOLEShares29.82K
TypeSH
Market value$9.57M
0.88%
Sole
0.00
Shared
0.00
None
29.82K
LOCKHEED MARTIN CORP
SOLEShares20.10K
TypeSH
Market value$9.50M
0.87%
Sole
0.00
Shared
0.00
None
20.10K
TEXAS INSTRS INC
SOLEShares50.81K
TypeSH
Market value$9.45M
0.87%
Sole
0.00
Shared
0.00
None
50.81K
KLA CORP
SOLEShares23.36K
TypeSH
Market value$9.32M
0.86%
Sole
0.00
Shared
0.00
None
23.36K
IRON MTN INC DEL
SOLEShares175.72K
TypeSH
Market value$9.30M
0.85%
Sole
0.00
Shared
0.00
None
175.72K
EXXON MOBIL CORP
SOLEShares84.17K
TypeSH
Market value$9.23M
0.85%
Sole
0.00
Shared
0.00
None
84.17K
QUALCOMM INC
SOLEShares72.27K
TypeSH
Market value$9.22M
0.85%
Sole
0.00
Shared
0.00
None
72.27K
ACCENTURE PLC IRELAND
SOLEShares30.77K
TypeSH
Market value$8.79M
0.81%
Sole
0.00
Shared
0.00
None
30.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 818.58K | SH | $134.98M 12.41% | 0.00 | 0.00 | 818.58K |
SPDR S&P 500 ETF TRSOLE | PUT | 291.90K | SH | $119.50M 10.99% | 0.00 | 0.00 | 291.90K |
MICROSOFT CORPSOLE | COM | 76.88K | SH | $22.16M 2.04% | 0.00 | 0.00 | 76.88K |
NVIDIA CORPORATIONSOLE | COM | 79.38K | SH | $22.05M 2.03% | 0.00 | 0.00 | 79.38K |
CISCO SYS INCSOLE | COM | 303.27K | SH | $15.85M 1.46% | 0.00 | 0.00 | 303.27K |
LILLY ELI & COSOLE | COM | 44.09K | SH | $15.14M 1.39% | 0.00 | 0.00 | 44.09K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 976.51K | SH | $14.09M 1.30% | 0.00 | 0.00 | 976.51K |
APA CORPORATIONSOLE | COM | 381.04K | SH | $13.74M 1.26% | 0.00 | 0.00 | 381.04K |
JPMORGAN CHASE & COSOLE | COM | 104.25K | SH | $13.59M 1.25% | 0.00 | 0.00 | 104.25K |
AMAZON COM INCSOLE | COM | 124.59K | SH | $12.87M 1.18% | 0.00 | 0.00 | 124.59K |
ABBVIE INCSOLE | COM | 79.82K | SH | $12.72M 1.17% | 0.00 | 0.00 | 79.82K |
ORACLE CORPSOLE | COM | 133.85K | SH | $12.44M 1.14% | 0.00 | 0.00 | 133.85K |
HOME DEPOT INCSOLE | COM | 41.94K | SH | $12.38M 1.14% | 0.00 | 0.00 | 41.94K |
MERCK & CO INCSOLE | COM | 111.56K | SH | $11.87M 1.09% | 0.00 | 0.00 | 111.56K |
JOHNSON & JOHNSONSOLE | COM | 74.52K | SH | $11.55M 1.06% | 0.00 | 0.00 | 74.52K |
PENSKE AUTOMOTIVE GRP INCSOLE | COM | 71.25K | SH | $10.10M 0.93% | 0.00 | 0.00 | 71.25K |
UNITED PARCEL SERVICE INCSOLE | CL B | 50.48K | SH | $9.79M 0.90% | 0.00 | 0.00 | 50.48K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 29.82K | SH | $9.57M 0.88% | 0.00 | 0.00 | 29.82K |
LOCKHEED MARTIN CORPSOLE | COM | 20.10K | SH | $9.50M 0.87% | 0.00 | 0.00 | 20.10K |
TEXAS INSTRS INCSOLE | COM | 50.81K | SH | $9.45M 0.87% | 0.00 | 0.00 | 50.81K |
KLA CORPSOLE | COM NEW | 23.36K | SH | $9.32M 0.86% | 0.00 | 0.00 | 23.36K |
IRON MTN INC DELSOLE | COM | 175.72K | SH | $9.30M 0.85% | 0.00 | 0.00 | 175.72K |
EXXON MOBIL CORPSOLE | COM | 84.17K | SH | $9.23M 0.85% | 0.00 | 0.00 | 84.17K |
QUALCOMM INCSOLE | COM | 72.27K | SH | $9.22M 0.85% | 0.00 | 0.00 | 72.27K |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 30.77K | SH | $8.79M 0.81% | 0.00 | 0.00 | 30.77K |
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