Filed: 2/13/2023ACC: 0001172661-23-000686
📋 What this filing means
SHEAFF BROCK INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 484 equity positions with a total reported market value of $1.01B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
484
Positions
$1.01B
Total AUM (reported)
14.94M
Total Shares
Allocation by class
COM$719.47M70.9%
TR UNIT$116.97M11.5%
COM NEW$19.42M1.9%
SELECT DIVID ETF$17.98M1.8%
CL A$16.99M1.7%
DIVIDEND PERFMRS$13.21M1.3%
CL B$10.87M1.1%
Portfolio Concentration
Top 3$245.42M24.2%
4–10$108.52M10.7%
11–25$152.14M15.0%
Rest$508.09M50.1%
Top 3 weight
24.2%
Top 10 weight
34.9%
Voting Authority Distribution
Total shares with voting rights: 14.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole484
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings484
Rows:
SPDR S&P 500 ETF TR
SOLEShares305.86K
TypeSH
Market value$116.97M
11.53%
Sole
0.00
Shared
0.00
None
305.86K
APPLE INC
SOLEShares824.73K
TypeSH
Market value$107.16M
10.57%
Sole
0.00
Shared
0.00
None
824.73K
APA CORPORATION
SOLEShares456.25K
TypeSH
Market value$21.30M
2.10%
Sole
0.00
Shared
0.00
None
456.25K
MICROSOFT CORP
SOLEShares80K
TypeSH
Market value$19.19M
1.89%
Sole
0.00
Shared
0.00
None
80K
ISHARES TR
SOLEShares149.07K
TypeSH
Market value$17.98M
1.77%
Sole
0.00
Shared
0.00
None
149.07K
LILLY ELI & CO
SOLEShares43.75K
TypeSH
Market value$16.01M
1.58%
Sole
0.00
Shared
0.00
None
43.75K
CISCO SYS INC
SOLEShares299.15K
TypeSH
Market value$14.25M
1.41%
Sole
0.00
Shared
0.00
None
299.15K
CONOCOPHILLIPS
SOLEShares120.60K
TypeSH
Market value$14.23M
1.40%
Sole
0.00
Shared
0.00
None
120.60K
ABBVIE INC
SOLEShares84.36K
TypeSH
Market value$13.63M
1.34%
Sole
0.00
Shared
0.00
None
84.36K
HOME DEPOT INC
SOLEShares41.91K
TypeSH
Market value$13.24M
1.31%
Sole
0.00
Shared
0.00
None
41.91K
LISTED FD TR
SOLEShares992.48K
TypeSH
Market value$13.21M
1.30%
Sole
0.00
Shared
0.00
None
992.48K
JOHNSON & JOHNSON
SOLEShares72.92K
TypeSH
Market value$12.88M
1.27%
Sole
0.00
Shared
0.00
None
72.92K
MERCK & CO INC
SOLEShares109.29K
TypeSH
Market value$12.13M
1.20%
Sole
0.00
Shared
0.00
None
109.29K
NVIDIA CORPORATION
SOLEShares80.49K
TypeSH
Market value$11.76M
1.16%
Sole
0.00
Shared
0.00
None
80.49K
AMAZON COM INC
SOLEShares130.74K
TypeSH
Market value$10.98M
1.08%
Sole
0.00
Shared
0.00
None
130.74K
ORACLE CORP
SOLEShares129.34K
TypeSH
Market value$10.57M
1.04%
Sole
0.00
Shared
0.00
None
129.34K
JPMORGAN CHASE & CO
SOLEShares76.69K
TypeSH
Market value$10.28M
1.01%
Sole
0.00
Shared
0.00
None
76.69K
LOCKHEED MARTIN CORP
SOLEShares20K
TypeSH
Market value$9.73M
0.96%
Sole
0.00
Shared
0.00
None
20K
EXXON MOBIL CORP
SOLEShares84.26K
TypeSH
Market value$9.29M
0.92%
Sole
0.00
Shared
0.00
None
84.26K
KLA CORP
SOLEShares23.69K
TypeSH
Market value$8.93M
0.88%
Sole
0.00
Shared
0.00
None
23.69K
IRON MTN INC DEL
SOLEShares175.39K
TypeSH
Market value$8.74M
0.86%
Sole
0.00
Shared
0.00
None
175.39K
UNITED PARCEL SERVICE INC
SOLEShares50.20K
TypeSH
Market value$8.73M
0.86%
Sole
0.00
Shared
0.00
None
50.20K
TEXAS INSTRS INC
SOLEShares50.51K
TypeSH
Market value$8.35M
0.82%
Sole
0.00
Shared
0.00
None
50.51K
PENSKE AUTOMOTIVE GRP INC
SOLEShares72.12K
TypeSH
Market value$8.29M
0.82%
Sole
0.00
Shared
0.00
None
72.12K
UNITEDHEALTH GROUP INC
SOLEShares15.57K
TypeSH
Market value$8.26M
0.81%
Sole
0.00
Shared
0.00
None
15.57K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 305.86K | SH | $116.97M 11.53% | 0.00 | 0.00 | 305.86K |
APPLE INCSOLE | COM | 824.73K | SH | $107.16M 10.57% | 0.00 | 0.00 | 824.73K |
APA CORPORATIONSOLE | COM | 456.25K | SH | $21.30M 2.10% | 0.00 | 0.00 | 456.25K |
MICROSOFT CORPSOLE | COM | 80K | SH | $19.19M 1.89% | 0.00 | 0.00 | 80K |
ISHARES TRSOLE | SELECT DIVID ETF | 149.07K | SH | $17.98M 1.77% | 0.00 | 0.00 | 149.07K |
LILLY ELI & COSOLE | COM | 43.75K | SH | $16.01M 1.58% | 0.00 | 0.00 | 43.75K |
CISCO SYS INCSOLE | COM | 299.15K | SH | $14.25M 1.41% | 0.00 | 0.00 | 299.15K |
CONOCOPHILLIPSSOLE | COM | 120.60K | SH | $14.23M 1.40% | 0.00 | 0.00 | 120.60K |
ABBVIE INCSOLE | COM | 84.36K | SH | $13.63M 1.34% | 0.00 | 0.00 | 84.36K |
HOME DEPOT INCSOLE | COM | 41.91K | SH | $13.24M 1.31% | 0.00 | 0.00 | 41.91K |
LISTED FD TRSOLE | DIVIDEND PERFMRS | 992.48K | SH | $13.21M 1.30% | 0.00 | 0.00 | 992.48K |
JOHNSON & JOHNSONSOLE | COM | 72.92K | SH | $12.88M 1.27% | 0.00 | 0.00 | 72.92K |
MERCK & CO INCSOLE | COM | 109.29K | SH | $12.13M 1.20% | 0.00 | 0.00 | 109.29K |
NVIDIA CORPORATIONSOLE | COM | 80.49K | SH | $11.76M 1.16% | 0.00 | 0.00 | 80.49K |
AMAZON COM INCSOLE | COM | 130.74K | SH | $10.98M 1.08% | 0.00 | 0.00 | 130.74K |
ORACLE CORPSOLE | COM | 129.34K | SH | $10.57M 1.04% | 0.00 | 0.00 | 129.34K |
JPMORGAN CHASE & COSOLE | COM | 76.69K | SH | $10.28M 1.01% | 0.00 | 0.00 | 76.69K |
LOCKHEED MARTIN CORPSOLE | COM | 20K | SH | $9.73M 0.96% | 0.00 | 0.00 | 20K |
EXXON MOBIL CORPSOLE | COM | 84.26K | SH | $9.29M 0.92% | 0.00 | 0.00 | 84.26K |
KLA CORPSOLE | COM NEW | 23.69K | SH | $8.93M 0.88% | 0.00 | 0.00 | 23.69K |
IRON MTN INC DELSOLE | COM | 175.39K | SH | $8.74M 0.86% | 0.00 | 0.00 | 175.39K |
UNITED PARCEL SERVICE INCSOLE | CL B | 50.20K | SH | $8.73M 0.86% | 0.00 | 0.00 | 50.20K |
TEXAS INSTRS INCSOLE | COM | 50.51K | SH | $8.35M 0.82% | 0.00 | 0.00 | 50.51K |
PENSKE AUTOMOTIVE GRP INCSOLE | COM | 72.12K | SH | $8.29M 0.82% | 0.00 | 0.00 | 72.12K |
UNITEDHEALTH GROUP INCSOLE | COM | 15.57K | SH | $8.26M 0.81% | 0.00 | 0.00 | 15.57K |
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