SHAKER FINANCIAL SERVICES, LLC

PrivateCIK: 1511794
Location

ARLINGTON, VA

148
Positions
$319.24M
Total AUM (reported)
30.58M
Total Shares

Allocation by class

TOTAL AUM$319.24M148 positions
COM$250.63M78.5%
SH BEN INT$16.64M5.2%
COM SHS$9.36M2.9%
COM SHS OF BEN I$7.08M2.2%
COM NEW$6.43M2.0%
COM SH BEN INT$6.29M2.0%
INC OPPTY FD$3.90M1.2%

Portfolio Concentration

Top 310.2%4–1016.7%11–2521.7%Rest51.4%TOP 1026.9%0%100%
Top 3$32.49M10.2%
4–10$53.35M16.7%
11–25$69.31M21.7%
Rest$164.08M51.4%

Top 3 weight

10.2%

Top 10 weight

26.9%

Voting Authority Distribution

Total shares with voting rights: 30.58M

Sole

Full voting authority

30.52M

shares

% of voting shares99.8%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

65.10K

shares

% of voting shares0.2%

Investment Discretion (by position count)

Sole148
Shared0
Other0
Dominant voting typeSole · 99.8% of voting shares
Institutional Holdings148
Rows:

GABELLI EQUITY TR INC

SOLE
COM
Shares2.07M
TypeSH
Market value$11.73M
3.68%
Sole
2.07M
Shared
0.00
None
6.01K

ROYCE SMALL CAP TRUST INC

SOLE
COM
Shares605.75K
TypeSH
Market value$11.19M
3.50%
Sole
604.23K
Shared
0.00
None
1.51K

LIBERTY ALL STAR EQUITY FD

SOLE
SH BEN INT
Shares1.65M
TypeSH
Market value$9.57M
3.00%
Sole
1.65M
Shared
0.00
None
1.29K

SPECIAL OPPORTUNITIES FD INC

SOLE
COM
Shares664.99K
TypeSH
Market value$8.96M
2.81%
Sole
663.96K
Shared
0.00
None
1.03K

NUVEEN CORE EQUITY ALPHA FD

SOLE
COM
Shares519.13K
TypeSH
Market value$8.71M
2.73%
Sole
518.24K
Shared
0.00
None
890.00

LIBERTY ALL-STAR GROWTH FD I

SOLE
COM
Shares1.53M
TypeSH
Market value$8.36M
2.62%
Sole
1.52M
Shared
0.00
None
7.55K

FIRST TR ENHANCED EQUITY

SOLE
COM
Shares328.74K
TypeSH
Market value$7.35M
2.30%
Sole
327.60K
Shared
0.00
None
1.14K

SOURCE CAPITAL

SOLE
COM SHS OF BEN I
Shares153.97K
TypeSH
Market value$7.08M
2.22%
Sole
153.24K
Shared
0.00
None
727.00

EATON VANCE TAX MNGED BUY WR

SOLE
COM
Shares437.83K
TypeSH
Market value$6.80M
2.13%
Sole
435.91K
Shared
0.00
None
1.92K

EATON VANCE ENHANCED EQUITY

SOLE
COM
Shares309.88K
TypeSH
Market value$6.09M
1.91%
Sole
309.36K
Shared
0.00
None
517.00

EUROPEAN EQUITY FD INC

SOLE
COM
Shares500.78K
TypeSH
Market value$5.51M
1.72%
Sole
500.78K
Shared
0.00
None
0.00

SRH TOTAL RETURN FUND INC

SOLE
COM
Shares298.72K
TypeSH
Market value$5.35M
1.67%
Sole
298.72K
Shared
0.00
None
0.00

EATON VANCE ENHANCED EQUITY

SOLE
COM
Shares238.70K
TypeSH
Market value$5.26M
1.65%
Sole
238.45K
Shared
0.00
None
246.00

LMP CAP & INCOME FD INC

SOLE
COM
Shares333.41K
TypeSH
Market value$5.22M
1.63%
Sole
332.54K
Shared
0.00
None
876.00

GENERAL AMERN INVS CO INC

SOLE
COM
Shares81.30K
TypeSH
Market value$5.18M
1.62%
Sole
81.10K
Shared
0.00
None
202.00

NUVEEN S&P 500 DYNAMIC OVERW

SOLE
COM
Shares257.33K
TypeSH
Market value$4.97M
1.56%
Sole
257.29K
Shared
0.00
None
39.00

SABA CAPITAL INCOME & OPPORT

SOLE
COM NEW
Shares590.21K
TypeSH
Market value$4.93M
1.54%
Sole
590.21K
Shared
0.00
None
0.00

GABELLI DIVID & INCOME TR

SOLE
COM
Shares164.02K
TypeSH
Market value$4.82M
1.51%
Sole
162.76K
Shared
0.00
None
1.26K

TAIWAN FD INC

SOLE
COM
Shares44.60K
TypeSH
Market value$4.29M
1.34%
Sole
44.60K
Shared
0.00
None
0.00

ROYCE MICRO-CAP TR INC

SOLE
COM
Shares287.84K
TypeSH
Market value$4.21M
1.32%
Sole
287.84K
Shared
0.00
None
0.00

PGIM GLOBAL HIGH YIELD FD FO

SOLE
COM
Shares335.88K
TypeSH
Market value$4.06M
1.27%
Sole
335.26K
Shared
0.00
None
623.00

DOUBLELINE INCOME SOLUTIONS

SOLE
COM
Shares355.67K
TypeSH
Market value$3.93M
1.23%
Sole
354.76K
Shared
0.00
None
910.00

HIGHLAND GLOBAL ALLOCATION F

SOLE
COM
Shares520.21K
TypeSH
Market value$3.91M
1.23%
Sole
515.45K
Shared
0.00
None
4.75K

ALLSPRING INCOME OPPORTUNIT

SOLE
INC OPPTY FD
Shares595.86K
TypeSH
Market value$3.90M
1.22%
Sole
594.87K
Shared
0.00
None
986.00

BLACKROCK LTD DURATION INCOM

SOLE
COM SHS
Shares301.45K
TypeSH
Market value$3.77M
1.18%
Sole
300.69K
Shared
0.00
None
765.00
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