SHAKER FINANCIAL SERVICES, LLC

PrivateCIK: 1511794

Location

ARLINGTON, VA

145

Positions

$286.90M

Total AUM (reported)

27.46M

Total Shares

Allocation by class

COM$221.81M77.3%

COM SH BEN INT$18.65M6.5%

SH BEN INT$12.17M4.2%

COM NEW$5.83M2.0%

COM SHS$4.48M1.6%

INC OPPTY FD$3.71M1.3%

SHS$3.12M1.1%

Portfolio Concentration

Top 3$28.51M9.9%

4–10$44.17M15.4%

11–25$62.54M21.8%

Rest$151.68M52.9%

Top 3 weight

9.9%

Top 10 weight

25.3%

Voting Authority Distribution

Total shares with voting rights: 27.46M

Sole

Full voting authority

27.30M

% of voting shares99.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

161.51K

% of voting shares0.6%

Investment Discretion (by position count)

Sole145

Shared0

Other0

Dominant voting typeSole · 99.4% of voting shares

Institutional Holdings145

Rows:

CALAMOS STRATEGIC TOTAL RETU

SOLE

COM SH BEN INT

Shares612.58K

TypeSH

Market value$10.49M

3.66%

Sole

606.84K

Shared

0.00

None

5.74K

NUVEEN CORE EQUITY ALPHA FD

SOLE

COM

Shares615.66K

TypeSH

Market value$9.31M

3.25%

Sole

612.11K

Shared

0.00

None

3.55K

LIBERTY ALL-STAR GROWTH FD I

SOLE

COM

Shares1.83M

TypeSH

Market value$8.71M

3.04%

Sole

1.81M

Shared

0.00

None

20.61K

EATON VANCE TX ADV GLBL DIV

SOLE

COM

Shares398.08K

TypeSH

Market value$8.01M

2.79%

Sole

396.14K

Shared

0.00

None

1.95K

FIRST TR ENHANCED EQUITY

SOLE

COM

Shares334.86K

TypeSH

Market value$6.83M

2.38%

Sole

333.59K

Shared

0.00

None

1.26K

EATON VANCE TAX MNGED BUY WR

SOLE

COM

Shares468.61K

TypeSH

Market value$6.76M

2.36%

Sole

467.03K

Shared

0.00

None

1.58K

NUVEEN S&P 500 DYNAMIC OVERW

SOLE

COM

Shares407.32K

TypeSH

Market value$6.55M

2.28%

Sole

406K

Shared

0.00

None

1.32K

EATON VANCE ENHANCED EQUITY

SOLE

COM

Shares275.67K

TypeSH

Market value$5.64M

1.97%

Sole

275.52K

Shared

0.00

None

149.00

LIBERTY ALL STAR EQUITY FD

SOLE

SH BEN INT

Shares948.52K

TypeSH

Market value$5.26M

1.83%

Sole

947.62K

Shared

0.00

None

906.00

SPECIAL OPPORTUNITIES FD INC

SOLE

COM

Shares372.04K

TypeSH

Market value$5.12M

1.78%

Sole

371.27K

Shared

0.00

None

773.00

EATON VANCE TAX-MANAGED DIVE

SOLE

COM

Shares368.54K

TypeSH

Market value$5.08M

1.77%

Sole

366.74K

Shared

0.00

None

1.80K

EUROPEAN EQUITY FD INC

SOLE

COM

Shares508.32K

TypeSH

Market value$5.03M

1.75%

Sole

508.32K

Shared

0.00

None

0.00

SRH TOTAL RETURN FUND INC

SOLE

COM

Shares286.49K

TypeSH

Market value$4.90M

1.71%

Sole

284.68K

Shared

0.00

None

1.80K

SABA CAPITAL INCOME & OPPORT

SOLE

COM NEW

Shares580.37K

TypeSH

Market value$4.83M

1.68%

Sole

580.16K

Shared

0.00

None

207.00

ROYCE MICRO-CAP TR INC

SOLE

COM

Shares396.37K

TypeSH

Market value$4.48M

1.56%

Sole

392.69K

Shared

0.00

None

3.67K

DOUBLELINE INCOME SOLUTIONS

SOLE

COM

Shares383.95K

TypeSH

Market value$4.16M

1.45%

Sole

383.04K

Shared

0.00

None

910.00

PGIM GLOBAL HIGH YIELD FD FO

SOLE

COM

Shares354.91K

TypeSH

Market value$4.13M

1.44%

Sole

352.18K

Shared

0.00

None

2.73K

ABRDN TOTAL DYNAMIC DIVIDEND

SOLE

COM SH BEN INT

Shares447.87K

TypeSH

Market value$4.12M

1.44%

Sole

442.89K

Shared

0.00

None

4.98K

ARES DYNAMIC CR ALLOCATION F

SOLE

COM

Shares331.24K

TypeSH

Market value$4.03M

1.40%

Sole

326.78K

Shared

0.00

None

4.46K

EATON VANCE TAX-ADVANTAGED G

SOLE

COM

Shares151.07K

TypeSH

Market value$4.03M

1.40%

Sole

149.60K

Shared

0.00

None

1.47K

COLUMBIA SELIGM PREM TECH GR

SOLE

COM

Shares100.91K

TypeSH

Market value$3.83M

1.33%

Sole

100.15K

Shared

0.00

None

760.00

ALLSPRING INCOME OPPORTUNIT

SOLE

INC OPPTY FD

Shares567.60K

TypeSH

Market value$3.71M

1.29%

Sole

566.61K

Shared

0.00

None

986.00

KKR INCOME OPPORTUNITIES FD

SOLE

COM

Shares315.64K

TypeSH

Market value$3.47M

1.21%

Sole

315.43K

Shared

0.00

None

213.00

XAI MADISON EQUITY PREMIUM I

SOLE

COM

Shares573.69K

TypeSH

Market value$3.38M

1.18%

Sole

572.02K

Shared

0.00

None

1.67K

CALAMOS GBL DYN INCOME FUND

SOLE

COM

Shares463.61K

TypeSH

Market value$3.37M

1.17%

Sole

463.61K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
CALAMOS STRATEGIC TOTAL RETUSOLE	COM SH BEN INT	612.58K	SH	$10.49M 3.66%	606.84K	5.74K
NUVEEN CORE EQUITY ALPHA FDSOLE	COM	615.66K	SH	$9.31M 3.25%	612.11K	3.55K
LIBERTY ALL-STAR GROWTH FD ISOLE	COM	1.83M	SH	$8.71M 3.04%	1.81M	20.61K
EATON VANCE TX ADV GLBL DIVSOLE	COM	398.08K	SH	$8.01M 2.79%	396.14K	1.95K
FIRST TR ENHANCED EQUITYSOLE	COM	334.86K	SH	$6.83M 2.38%	333.59K	1.26K
EATON VANCE TAX MNGED BUY WRSOLE	COM	468.61K	SH	$6.76M 2.36%	467.03K	1.58K
NUVEEN S&P 500 DYNAMIC OVERWSOLE	COM	407.32K	SH	$6.55M 2.28%	406K	1.32K
EATON VANCE ENHANCED EQUITYSOLE	COM	275.67K	SH	$5.64M 1.97%	275.52K	149.00
LIBERTY ALL STAR EQUITY FDSOLE	SH BEN INT	948.52K	SH	$5.26M 1.83%	947.62K	906.00
SPECIAL OPPORTUNITIES FD INCSOLE	COM	372.04K	SH	$5.12M 1.78%	371.27K	773.00
EATON VANCE TAX-MANAGED DIVESOLE	COM	368.54K	SH	$5.08M 1.77%	366.74K	1.80K
EUROPEAN EQUITY FD INCSOLE	COM	508.32K	SH	$5.03M 1.75%	508.32K	0.00
SRH TOTAL RETURN FUND INCSOLE	COM	286.49K	SH	$4.90M 1.71%	284.68K	1.80K
SABA CAPITAL INCOME & OPPORTSOLE	COM NEW	580.37K	SH	$4.83M 1.68%	580.16K	207.00
ROYCE MICRO-CAP TR INCSOLE	COM	396.37K	SH	$4.48M 1.56%	392.69K	3.67K
DOUBLELINE INCOME SOLUTIONSSOLE	COM	383.95K	SH	$4.16M 1.45%	383.04K	910.00
PGIM GLOBAL HIGH YIELD FD FOSOLE	COM	354.91K	SH	$4.13M 1.44%	352.18K	2.73K
ABRDN TOTAL DYNAMIC DIVIDENDSOLE	COM SH BEN INT	447.87K	SH	$4.12M 1.44%	442.89K	4.98K
ARES DYNAMIC CR ALLOCATION FSOLE	COM	331.24K	SH	$4.03M 1.40%	326.78K	4.46K
EATON VANCE TAX-ADVANTAGED GSOLE	COM	151.07K	SH	$4.03M 1.40%	149.60K	1.47K
COLUMBIA SELIGM PREM TECH GRSOLE	COM	100.91K	SH	$3.83M 1.33%	100.15K	760.00
ALLSPRING INCOME OPPORTUNITSOLE	INC OPPTY FD	567.60K	SH	$3.71M 1.29%	566.61K	986.00
KKR INCOME OPPORTUNITIES FDSOLE	COM	315.64K	SH	$3.47M 1.21%	315.43K	213.00
XAI MADISON EQUITY PREMIUM ISOLE	COM	573.69K	SH	$3.38M 1.18%	572.02K	1.67K
CALAMOS GBL DYN INCOME FUNDSOLE	COM	463.61K	SH	$3.37M 1.17%	463.61K	0.00

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