Filed: 10/31/2024ACC: 0001172661-24-004432
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $265.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
157
Positions
$265.31M
Total AUM (reported)
24.29M
Total Shares
Allocation by class
COM$212.24M80.0%
SH BEN INT$11.85M4.5%
COM SH BEN INT$8.52M3.2%
COM SHS$7.64M2.9%
SHS$6.96M2.6%
INC OPPTY FD$4.47M1.7%
COM BEN INT$2.49M0.9%
Portfolio Concentration
Top 3$25.10M9.5%
4–10$43.30M16.3%
11–25$62.83M23.7%
Rest$134.08M50.5%
Top 3 weight
9.5%
Top 10 weight
25.8%
Voting Authority Distribution
Total shares with voting rights: 24.29M
Sole
Full voting authority
24.13M
shares
% of voting shares99.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
164.68K
shares
% of voting shares0.7%
Investment Discretion (by position count)
Sole157
Shared0
Other0
Dominant voting typeSole · 99.3% of voting shares
Institutional Holdings157
Rows:
SRH TOTAL RETURN FUND INC
SOLEShares655.21K
TypeSH
Market value$10.35M
3.90%
Sole
654.05K
Shared
0.00
None
1.16K
SPROTT FOCUS TR INC
SOLEShares974.60K
TypeSH
Market value$7.50M
2.83%
Sole
967.07K
Shared
0.00
None
7.53K
NUVEEN NASDAQ 100 DYNAMIC OV
SOLEShares284.15K
TypeSH
Market value$7.24M
2.73%
Sole
281.63K
Shared
0.00
None
2.52K
LIBERTY ALL-STAR GROWTH FD I
SOLEShares1.26M
TypeSH
Market value$7.05M
2.66%
Sole
1.25M
Shared
0.00
None
3.60K
BLACKROCK ENHANCD CAP & INM
SOLEShares339.55K
TypeSH
Market value$6.69M
2.52%
Sole
336.94K
Shared
0.00
None
2.61K
CENTRAL SECS CORP
SOLEShares139.35K
TypeSH
Market value$6.39M
2.41%
Sole
138.39K
Shared
0.00
None
961.00
CALAMOS GBL DYN INCOME FUND
SOLEShares845.99K
TypeSH
Market value$6.07M
2.29%
Sole
832.70K
Shared
0.00
None
13.29K
ROYCE MICRO-CAP TR INC
SOLEShares619.27K
TypeSH
Market value$5.95M
2.24%
Sole
613.58K
Shared
0.00
None
5.69K
CALAMOS STRATEGIC TOTAL RETU
SOLEShares336.74K
TypeSH
Market value$5.84M
2.20%
Sole
330.79K
Shared
0.00
None
5.96K
TRI CONTL CORP
SOLEShares161.06K
TypeSH
Market value$5.32M
2.01%
Sole
159.10K
Shared
0.00
None
1.96K
HIGHLAND GLOBAL ALLOCATION F
SOLEShares657.55K
TypeSH
Market value$5.17M
1.95%
Sole
657.55K
Shared
0.00
None
0.00
EATON VANCE TAX ADVT DIV INC
SOLEShares206.65K
TypeSH
Market value$5.10M
1.92%
Sole
204.93K
Shared
0.00
None
1.72K
EATON VANCE TAX MNGED BUY WR
SOLEShares325.95K
TypeSH
Market value$4.70M
1.77%
Sole
323.01K
Shared
0.00
None
2.93K
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares321.73K
TypeSH
Market value$4.49M
1.69%
Sole
321.53K
Shared
0.00
None
199.00
ALLSPRING INCOME OPPORTUNIT
SOLEShares622.24K
TypeSH
Market value$4.47M
1.68%
Sole
616.74K
Shared
0.00
None
5.51K
ALLSPRING MULTI SECTOR INCOM
SOLEShares462.89K
TypeSH
Market value$4.46M
1.68%
Sole
459.15K
Shared
0.00
None
3.75K
ADAMS DIVERSIFIED EQUITY FD
SOLEShares206.20K
TypeSH
Market value$4.45M
1.68%
Sole
204.97K
Shared
0.00
None
1.23K
EATON VANCE TAX-MANAGED BUY-
SOLEShares301.30K
TypeSH
Market value$4.16M
1.57%
Sole
299.96K
Shared
0.00
None
1.35K
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares237.73K
TypeSH
Market value$4.05M
1.53%
Sole
236.81K
Shared
0.00
None
924.00
PGIM SHORT DUR HIG YLD OPP F
SOLEShares236.59K
TypeSH
Market value$3.96M
1.49%
Sole
236.59K
Shared
0.00
None
0.00
EATON VANCE TX ADV GLBL DIV
SOLEShares197.96K
TypeSH
Market value$3.85M
1.45%
Sole
195.61K
Shared
0.00
None
2.35K
LIBERTY ALL STAR EQUITY FD
SOLEShares510.09K
TypeSH
Market value$3.62M
1.37%
Sole
507.01K
Shared
0.00
None
3.08K
GABELLI EQUITY TR INC
SOLEShares652.65K
TypeSH
Market value$3.58M
1.35%
Sole
652.64K
Shared
0.00
None
13.00
EUROPEAN EQUITY FD INC
SOLEShares379.30K
TypeSH
Market value$3.56M
1.34%
Sole
379.03K
Shared
0.00
None
276.00
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares212.03K
TypeSH
Market value$3.21M
1.21%
Sole
211.07K
Shared
0.00
None
966.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SRH TOTAL RETURN FUND INCSOLE | COM | 655.21K | SH | $10.35M 3.90% | 654.05K | 0.00 | 1.16K |
SPROTT FOCUS TR INCSOLE | COM | 974.60K | SH | $7.50M 2.83% | 967.07K | 0.00 | 7.53K |
NUVEEN NASDAQ 100 DYNAMIC OVSOLE | COM SHS | 284.15K | SH | $7.24M 2.73% | 281.63K | 0.00 | 2.52K |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 1.26M | SH | $7.05M 2.66% | 1.25M | 0.00 | 3.60K |
BLACKROCK ENHANCD CAP & INMSOLE | COM | 339.55K | SH | $6.69M 2.52% | 336.94K | 0.00 | 2.61K |
CENTRAL SECS CORPSOLE | COM | 139.35K | SH | $6.39M 2.41% | 138.39K | 0.00 | 961.00 |
CALAMOS GBL DYN INCOME FUNDSOLE | COM | 845.99K | SH | $6.07M 2.29% | 832.70K | 0.00 | 13.29K |
ROYCE MICRO-CAP TR INCSOLE | COM | 619.27K | SH | $5.95M 2.24% | 613.58K | 0.00 | 5.69K |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 336.74K | SH | $5.84M 2.20% | 330.79K | 0.00 | 5.96K |
TRI CONTL CORPSOLE | COM | 161.06K | SH | $5.32M 2.01% | 159.10K | 0.00 | 1.96K |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 657.55K | SH | $5.17M 1.95% | 657.55K | 0.00 | 0.00 |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 206.65K | SH | $5.10M 1.92% | 204.93K | 0.00 | 1.72K |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 325.95K | SH | $4.70M 1.77% | 323.01K | 0.00 | 2.93K |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 321.73K | SH | $4.49M 1.69% | 321.53K | 0.00 | 199.00 |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 622.24K | SH | $4.47M 1.68% | 616.74K | 0.00 | 5.51K |
ALLSPRING MULTI SECTOR INCOMSOLE | COM | 462.89K | SH | $4.46M 1.68% | 459.15K | 0.00 | 3.75K |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 206.20K | SH | $4.45M 1.68% | 204.97K | 0.00 | 1.23K |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 301.30K | SH | $4.16M 1.57% | 299.96K | 0.00 | 1.35K |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 237.73K | SH | $4.05M 1.53% | 236.81K | 0.00 | 924.00 |
PGIM SHORT DUR HIG YLD OPP FSOLE | COM | 236.59K | SH | $3.96M 1.49% | 236.59K | 0.00 | 0.00 |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 197.96K | SH | $3.85M 1.45% | 195.61K | 0.00 | 2.35K |
LIBERTY ALL STAR EQUITY FDSOLE | SH BEN INT | 510.09K | SH | $3.62M 1.37% | 507.01K | 0.00 | 3.08K |
GABELLI EQUITY TR INCSOLE | COM | 652.65K | SH | $3.58M 1.35% | 652.64K | 0.00 | 13.00 |
EUROPEAN EQUITY FD INCSOLE | COM | 379.30K | SH | $3.56M 1.34% | 379.03K | 0.00 | 276.00 |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 212.03K | SH | $3.21M 1.21% | 211.07K | 0.00 | 966.00 |
Page 1 of 7
…