Filed: 8/2/2024ACC: 0001172661-24-003059
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $247.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
157
Positions
$247.30M
Total AUM (reported)
24.35M
Total Shares
Allocation by class
COM$197.01M79.7%
SH BEN INT$14.72M6.0%
COM SHS$7.79M3.1%
COM SH BEN INT$7.19M2.9%
SHS$6.63M2.7%
INC OPPTY FD$4.13M1.7%
TR UNIT$2.25M0.9%
Portfolio Concentration
Top 3$23.73M9.6%
4–10$37.44M15.1%
11–25$56.32M22.8%
Rest$129.81M52.5%
Top 3 weight
9.6%
Top 10 weight
24.7%
Voting Authority Distribution
Total shares with voting rights: 24.35M
Sole
Full voting authority
24.20M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
150.37K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole157
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings157
Rows:
SRH TOTAL RETURN FUND INC
SOLEShares635.98K
TypeSH
Market value$9.25M
3.74%
Sole
635.10K
Shared
0.00
None
878.00
SPROTT FOCUS TR INC
SOLEShares995.34K
TypeSH
Market value$7.47M
3.02%
Sole
985.59K
Shared
0.00
None
9.75K
LIBERTY ALL-STAR GROWTH FD I
SOLEShares1.31M
TypeSH
Market value$7.01M
2.84%
Sole
1.31M
Shared
0.00
None
4.77K
NUVEEN NASDAQ 100 DYNAMIC OV
SOLEShares234.15K
TypeSH
Market value$5.96M
2.41%
Sole
231.16K
Shared
0.00
None
3K
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares426.21K
TypeSH
Market value$5.86M
2.37%
Sole
426.16K
Shared
0.00
None
45.00
GENERAL AMERN INVS CO INC
SOLEShares108.53K
TypeSH
Market value$5.40M
2.18%
Sole
108.45K
Shared
0.00
None
81.00
ROYCE MICRO-CAP TR INC
SOLEShares574.29K
TypeSH
Market value$5.28M
2.13%
Sole
568.60K
Shared
0.00
None
5.69K
LIBERTY ALL STAR EQUITY FD
SOLEShares751.16K
TypeSH
Market value$5.11M
2.07%
Sole
743.34K
Shared
0.00
None
7.82K
EATON VANCE TAX-MANAGED BUY-
SOLEShares369.57K
TypeSH
Market value$5.05M
2.04%
Sole
367.68K
Shared
0.00
None
1.89K
EATON VANCE TX ADV GLBL DIV
SOLEShares257.57K
TypeSH
Market value$4.79M
1.94%
Sole
255.70K
Shared
0.00
None
1.88K
HIGHLAND GLOBAL ALLOCATION F
SOLEShares614.26K
TypeSH
Market value$4.63M
1.87%
Sole
614.26K
Shared
0.00
None
0.00
BLACKROCK ENHANCD CAP & INM
SOLEShares227.63K
TypeSH
Market value$4.55M
1.84%
Sole
224.70K
Shared
0.00
None
2.92K
ALLSPRING MULTI SECTOR INCOM
SOLEShares492.90K
TypeSH
Market value$4.46M
1.80%
Sole
489.96K
Shared
0.00
None
2.94K
EATON VANCE TAX ADVT DIV INC
SOLEShares178.13K
TypeSH
Market value$4.15M
1.68%
Sole
176.46K
Shared
0.00
None
1.68K
ALLSPRING INCOME OPPORTUNIT
SOLEShares618.81K
TypeSH
Market value$4.13M
1.67%
Sole
618.21K
Shared
0.00
None
606.00
PGIM SHORT DUR HIG YLD OPP F
SOLEShares256.34K
TypeSH
Market value$3.93M
1.59%
Sole
254.38K
Shared
0.00
None
1.96K
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares223.36K
TypeSH
Market value$3.71M
1.50%
Sole
222.44K
Shared
0.00
None
924.00
EATON VANCE TAX MNGED BUY WR
SOLEShares261.71K
TypeSH
Market value$3.70M
1.49%
Sole
257.23K
Shared
0.00
None
4.48K
BLACKROCK ENHANCED EQUITY DI
SOLEShares446.82K
TypeSH
Market value$3.65M
1.48%
Sole
445.76K
Shared
0.00
None
1.06K
EUROPEAN EQUITY FD INC
SOLEShares375.60K
TypeSH
Market value$3.37M
1.36%
Sole
375.33K
Shared
0.00
None
276.00
EATON VANCE TAX-MANAGED GLOB
SOLEShares398.92K
TypeSH
Market value$3.37M
1.36%
Sole
398.92K
Shared
0.00
None
0.00
FRANKLIN LTD DURATION INCOME
SOLEShares510.21K
TypeSH
Market value$3.23M
1.31%
Sole
509.83K
Shared
0.00
None
386.00
FIRST TR ENHANCED EQUITY INC
SOLEShares159.67K
TypeSH
Market value$3.18M
1.29%
Sole
159.67K
Shared
0.00
None
0.00
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares413.93K
TypeSH
Market value$3.13M
1.27%
Sole
413.93K
Shared
0.00
None
0.00
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares218.39K
TypeSH
Market value$3.12M
1.26%
Sole
217.55K
Shared
0.00
None
839.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SRH TOTAL RETURN FUND INCSOLE | COM | 635.98K | SH | $9.25M 3.74% | 635.10K | 0.00 | 878.00 |
SPROTT FOCUS TR INCSOLE | COM | 995.34K | SH | $7.47M 3.02% | 985.59K | 0.00 | 9.75K |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 1.31M | SH | $7.01M 2.84% | 1.31M | 0.00 | 4.77K |
NUVEEN NASDAQ 100 DYNAMIC OVSOLE | COM SHS | 234.15K | SH | $5.96M 2.41% | 231.16K | 0.00 | 3K |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 426.21K | SH | $5.86M 2.37% | 426.16K | 0.00 | 45.00 |
GENERAL AMERN INVS CO INCSOLE | COM | 108.53K | SH | $5.40M 2.18% | 108.45K | 0.00 | 81.00 |
ROYCE MICRO-CAP TR INCSOLE | COM | 574.29K | SH | $5.28M 2.13% | 568.60K | 0.00 | 5.69K |
LIBERTY ALL STAR EQUITY FDSOLE | SH BEN INT | 751.16K | SH | $5.11M 2.07% | 743.34K | 0.00 | 7.82K |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 369.57K | SH | $5.05M 2.04% | 367.68K | 0.00 | 1.89K |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 257.57K | SH | $4.79M 1.94% | 255.70K | 0.00 | 1.88K |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 614.26K | SH | $4.63M 1.87% | 614.26K | 0.00 | 0.00 |
BLACKROCK ENHANCD CAP & INMSOLE | COM | 227.63K | SH | $4.55M 1.84% | 224.70K | 0.00 | 2.92K |
ALLSPRING MULTI SECTOR INCOMSOLE | COM | 492.90K | SH | $4.46M 1.80% | 489.96K | 0.00 | 2.94K |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 178.13K | SH | $4.15M 1.68% | 176.46K | 0.00 | 1.68K |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 618.81K | SH | $4.13M 1.67% | 618.21K | 0.00 | 606.00 |
PGIM SHORT DUR HIG YLD OPP FSOLE | COM | 256.34K | SH | $3.93M 1.59% | 254.38K | 0.00 | 1.96K |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 223.36K | SH | $3.71M 1.50% | 222.44K | 0.00 | 924.00 |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 261.71K | SH | $3.70M 1.49% | 257.23K | 0.00 | 4.48K |
BLACKROCK ENHANCED EQUITY DISOLE | COM | 446.82K | SH | $3.65M 1.48% | 445.76K | 0.00 | 1.06K |
EUROPEAN EQUITY FD INCSOLE | COM | 375.60K | SH | $3.37M 1.36% | 375.33K | 0.00 | 276.00 |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 398.92K | SH | $3.37M 1.36% | 398.92K | 0.00 | 0.00 |
FRANKLIN LTD DURATION INCOMESOLE | COM | 510.21K | SH | $3.23M 1.31% | 509.83K | 0.00 | 386.00 |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 159.67K | SH | $3.18M 1.29% | 159.67K | 0.00 | 0.00 |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 413.93K | SH | $3.13M 1.27% | 413.93K | 0.00 | 0.00 |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 218.39K | SH | $3.12M 1.26% | 217.55K | 0.00 | 839.00 |
Page 1 of 7
…