Filed: 5/13/2024ACC: 0001172661-24-002188
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $258.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
157
Positions
$258.45M
Total AUM (reported)
25.53M
Total Shares
Allocation by class
COM$220.09M85.2%
SH BEN INT$8.86M3.4%
COM SHS$7.07M2.7%
COM SH BEN INT$6.02M2.3%
SHS$4.53M1.8%
INC OPPTY FD$4.24M1.6%
SHS BEN INT$1.39M0.5%
Portfolio Concentration
Top 3$24.64M9.5%
4–10$40.60M15.7%
11–25$57.03M22.1%
Rest$136.18M52.7%
Top 3 weight
9.5%
Top 10 weight
25.2%
Voting Authority Distribution
Total shares with voting rights: 25.53M
Sole
Full voting authority
25.38M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
140.95K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole157
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings157
Rows:
SRH TOTAL RETURN FUND INC
SOLEShares679.16K
TypeSH
Market value$10.23M
3.96%
Sole
678.28K
Shared
0.00
None
878.00
SPROTT FOCUS TR INC
SOLEShares902.87K
TypeSH
Market value$7.26M
2.81%
Sole
893.71K
Shared
0.00
None
9.16K
LIBERTY ALL-STAR GROWTH FD I
SOLEShares1.30M
TypeSH
Market value$7.15M
2.77%
Sole
1.30M
Shared
0.00
None
4.77K
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares509.62K
TypeSH
Market value$6.86M
2.66%
Sole
509.62K
Shared
0.00
None
0.00
CENTRAL SECS CORP
SOLEShares144.94K
TypeSH
Market value$6.05M
2.34%
Sole
144.83K
Shared
0.00
None
108.00
BLACKROCK ENHANCD CAP & INM
SOLEShares304.44K
TypeSH
Market value$5.93M
2.30%
Sole
302.57K
Shared
0.00
None
1.86K
EATON VANCE TAX ADVT DIV INC
SOLEShares243.84K
TypeSH
Market value$5.75M
2.23%
Sole
242.01K
Shared
0.00
None
1.82K
NUVEEN NASDAQ 100 DYNAMIC OV
SOLEShares229.90K
TypeSH
Market value$5.64M
2.18%
Sole
227.59K
Shared
0.00
None
2.31K
EATON VANCE TX ADV GLBL DIV
SOLEShares303.37K
TypeSH
Market value$5.54M
2.14%
Sole
301.50K
Shared
0.00
None
1.88K
ALLSPRING MULTI SECTOR INCOM
SOLEShares512.60K
TypeSH
Market value$4.81M
1.86%
Sole
508.05K
Shared
0.00
None
4.54K
EATON VANCE TAX-MANAGED BUY-
SOLEShares358.79K
TypeSH
Market value$4.64M
1.79%
Sole
356.61K
Shared
0.00
None
2.17K
ROYCE MICRO-CAP TR INC
SOLEShares488.72K
TypeSH
Market value$4.62M
1.79%
Sole
484.71K
Shared
0.00
None
4K
NUVEEN S&P 500 DYNAMIC OVERW
SOLEShares275.95K
TypeSH
Market value$4.41M
1.71%
Sole
274.73K
Shared
0.00
None
1.22K
ALLSPRING INCOME OPPORTUNIT
SOLEShares633.34K
TypeSH
Market value$4.24M
1.64%
Sole
632.73K
Shared
0.00
None
606.00
FIRST TR ENHANCED EQUITY INC
SOLEShares210.19K
TypeSH
Market value$3.97M
1.54%
Sole
209.48K
Shared
0.00
None
713.00
PGIM SHORT DUR HIG YLD OPP F
SOLEShares252.36K
TypeSH
Market value$3.88M
1.50%
Sole
250.40K
Shared
0.00
None
1.96K
NUVEEN FLOATING RATE INCOME
SOLEShares437.19K
TypeSH
Market value$3.85M
1.49%
Sole
430.64K
Shared
0.00
None
6.55K
ALLSPRING GLOBAL DIVIDEND OP
SOLEShares768.80K
TypeSH
Market value$3.78M
1.46%
Sole
762.55K
Shared
0.00
None
6.25K
GENERAL AMERN INVS CO INC
SOLEShares76.46K
TypeSH
Market value$3.56M
1.38%
Sole
76.24K
Shared
0.00
None
222.00
HIGHLAND GLOBAL ALLOCATION F
SOLEShares455.97K
TypeSH
Market value$3.49M
1.35%
Sole
455.97K
Shared
0.00
None
0.00
NUVEEN CORE EQUITY ALPHA FD
SOLEShares234.19K
TypeSH
Market value$3.36M
1.30%
Sole
234.03K
Shared
0.00
None
167.00
EATON VANCE TAX MNGED BUY WR
SOLEShares245.60K
TypeSH
Market value$3.35M
1.30%
Sole
242.42K
Shared
0.00
None
3.19K
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares436.90K
TypeSH
Market value$3.35M
1.29%
Sole
436.90K
Shared
0.00
None
0.00
EATON VANCE LTD DURATION INC
SOLEShares336.66K
TypeSH
Market value$3.28M
1.27%
Sole
335.36K
Shared
0.00
None
1.31K
FRANKLIN LTD DURATION INCOME
SOLEShares518.78K
TypeSH
Market value$3.25M
1.26%
Sole
517.76K
Shared
0.00
None
1.03K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SRH TOTAL RETURN FUND INCSOLE | COM | 679.16K | SH | $10.23M 3.96% | 678.28K | 0.00 | 878.00 |
SPROTT FOCUS TR INCSOLE | COM | 902.87K | SH | $7.26M 2.81% | 893.71K | 0.00 | 9.16K |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 1.30M | SH | $7.15M 2.77% | 1.30M | 0.00 | 4.77K |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 509.62K | SH | $6.86M 2.66% | 509.62K | 0.00 | 0.00 |
CENTRAL SECS CORPSOLE | COM | 144.94K | SH | $6.05M 2.34% | 144.83K | 0.00 | 108.00 |
BLACKROCK ENHANCD CAP & INMSOLE | COM | 304.44K | SH | $5.93M 2.30% | 302.57K | 0.00 | 1.86K |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 243.84K | SH | $5.75M 2.23% | 242.01K | 0.00 | 1.82K |
NUVEEN NASDAQ 100 DYNAMIC OVSOLE | COM SHS | 229.90K | SH | $5.64M 2.18% | 227.59K | 0.00 | 2.31K |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 303.37K | SH | $5.54M 2.14% | 301.50K | 0.00 | 1.88K |
ALLSPRING MULTI SECTOR INCOMSOLE | COM | 512.60K | SH | $4.81M 1.86% | 508.05K | 0.00 | 4.54K |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 358.79K | SH | $4.64M 1.79% | 356.61K | 0.00 | 2.17K |
ROYCE MICRO-CAP TR INCSOLE | COM | 488.72K | SH | $4.62M 1.79% | 484.71K | 0.00 | 4K |
NUVEEN S&P 500 DYNAMIC OVERWSOLE | COM | 275.95K | SH | $4.41M 1.71% | 274.73K | 0.00 | 1.22K |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 633.34K | SH | $4.24M 1.64% | 632.73K | 0.00 | 606.00 |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 210.19K | SH | $3.97M 1.54% | 209.48K | 0.00 | 713.00 |
PGIM SHORT DUR HIG YLD OPP FSOLE | COM | 252.36K | SH | $3.88M 1.50% | 250.40K | 0.00 | 1.96K |
NUVEEN FLOATING RATE INCOMESOLE | COM | 437.19K | SH | $3.85M 1.49% | 430.64K | 0.00 | 6.55K |
ALLSPRING GLOBAL DIVIDEND OPSOLE | COM | 768.80K | SH | $3.78M 1.46% | 762.55K | 0.00 | 6.25K |
GENERAL AMERN INVS CO INCSOLE | COM | 76.46K | SH | $3.56M 1.38% | 76.24K | 0.00 | 222.00 |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 455.97K | SH | $3.49M 1.35% | 455.97K | 0.00 | 0.00 |
NUVEEN CORE EQUITY ALPHA FDSOLE | COM | 234.19K | SH | $3.36M 1.30% | 234.03K | 0.00 | 167.00 |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 245.60K | SH | $3.35M 1.30% | 242.42K | 0.00 | 3.19K |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 436.90K | SH | $3.35M 1.29% | 436.90K | 0.00 | 0.00 |
EATON VANCE LTD DURATION INCSOLE | COM | 336.66K | SH | $3.28M 1.27% | 335.36K | 0.00 | 1.31K |
FRANKLIN LTD DURATION INCOMESOLE | COM | 518.78K | SH | $3.25M 1.26% | 517.76K | 0.00 | 1.03K |
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