Filed: 2/7/2024ACC: 0001172661-24-000509
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 152 equity positions with a total reported market value of $243.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
152
Positions
$243.55M
Total AUM (reported)
25.54M
Total Shares
Allocation by class
COM$200.23M82.2%
SH BEN INT$12.62M5.2%
COM SH BEN INT$7.31M3.0%
COM SHS$4.87M2.0%
SHS$4.18M1.7%
COM BEN SHS$3.88M1.6%
INC OPPTY FD$3.73M1.5%
Portfolio Concentration
Top 3$24.23M9.9%
4–10$33.36M13.7%
11–25$52.02M21.4%
Rest$133.95M55.0%
Top 3 weight
9.9%
Top 10 weight
23.6%
Voting Authority Distribution
Total shares with voting rights: 25.54M
Sole
Full voting authority
25.38M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
159.09K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole152
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings152
Rows:
SRH TOTAL RETURN FUND INC
SOLEShares618.77K
TypeSH
Market value$8.58M
3.52%
Sole
616.66K
Shared
0.00
None
2.11K
CENTRAL SECS CORP
SOLEShares210.77K
TypeSH
Market value$7.96M
3.27%
Sole
209.40K
Shared
0.00
None
1.37K
EATON VANCE TX ADV GLBL DIV
SOLEShares449.51K
TypeSH
Market value$7.69M
3.16%
Sole
446.04K
Shared
0.00
None
3.47K
SPROTT FOCUS TR INC
SOLEShares837.04K
TypeSH
Market value$6.70M
2.75%
Sole
829.56K
Shared
0.00
None
7.48K
LIBERTY ALL-STAR GROWTH FD I
SOLEShares1.01M
TypeSH
Market value$5.42M
2.23%
Sole
1.01M
Shared
0.00
None
1.50K
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares393.57K
TypeSH
Market value$5.05M
2.07%
Sole
393.57K
Shared
0.00
None
0.00
LIBERTY ALL STAR EQUITY FD
SOLEShares659.72K
TypeSH
Market value$4.23M
1.74%
Sole
659.72K
Shared
0.00
None
0.00
EATON VANCE LTD DURATION INC
SOLEShares436.70K
TypeSH
Market value$4.18M
1.72%
Sole
432.60K
Shared
0.00
None
4.10K
EATON VANCE TAX ADVT DIV INC
SOLEShares175.40K
TypeSH
Market value$3.90M
1.60%
Sole
173.51K
Shared
0.00
None
1.88K
PIMCO DYNAMIC INCOME OPRNTS
SOLEShares316.06K
TypeSH
Market value$3.88M
1.59%
Sole
314.19K
Shared
0.00
None
1.86K
NUVEEN FLOATING RATE INCOME
SOLEShares465.32K
TypeSH
Market value$3.82M
1.57%
Sole
458.77K
Shared
0.00
None
6.55K
GABELLI DIVID & INCOME TR
SOLEShares176.38K
TypeSH
Market value$3.82M
1.57%
Sole
176.09K
Shared
0.00
None
282.00
CALAMOS STRATEGIC TOTAL RETU
SOLEShares252.44K
TypeSH
Market value$3.78M
1.55%
Sole
250.29K
Shared
0.00
None
2.15K
ALLSPRING INCOME OPPORTUNIT
SOLEShares567.13K
TypeSH
Market value$3.73M
1.53%
Sole
567.13K
Shared
0.00
None
0.00
BLACKROCK ENHANCED EQUITY DI
SOLEShares467.27K
TypeSH
Market value$3.59M
1.48%
Sole
463.86K
Shared
0.00
None
3.41K
ALLSPRING MULTI SECTOR INCOM
SOLEShares371.27K
TypeSH
Market value$3.53M
1.45%
Sole
368.38K
Shared
0.00
None
2.90K
FIRST TR ENHANCED EQUITY INC
SOLEShares191.15K
TypeSH
Market value$3.49M
1.43%
Sole
190.44K
Shared
0.00
None
710.00
EATON VANCE TAX-MANAGED BUY-
SOLEShares281.98K
TypeSH
Market value$3.48M
1.43%
Sole
280.12K
Shared
0.00
None
1.86K
EATON VANCE TAX-MANAGED GLOB
SOLEShares444.06K
TypeSH
Market value$3.43M
1.41%
Sole
440.66K
Shared
0.00
None
3.39K
PIMCO INCOME STRATEGY FD II
SOLEShares463.13K
TypeSH
Market value$3.38M
1.39%
Sole
463.13K
Shared
0.00
None
0.00
HIGHLAND GLOBAL ALLOCATION F
SOLEShares424.92K
TypeSH
Market value$3.34M
1.37%
Sole
419.55K
Shared
0.00
None
5.37K
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares237.22K
TypeSH
Market value$3.32M
1.36%
Sole
236.54K
Shared
0.00
None
683.00
NUVEEN PFD & INCOME OPPORTUN
SOLEShares472.14K
TypeSH
Market value$3.19M
1.31%
Sole
470.92K
Shared
0.00
None
1.22K
ALLSPRING GLOBAL DIVIDEND OP
SOLEShares694.84K
TypeSH
Market value$3.09M
1.27%
Sole
686.72K
Shared
0.00
None
8.12K
EATON VANCE TAX-MANAGED GLOB
SOLEShares390.45K
TypeSH
Market value$3.03M
1.25%
Sole
390.25K
Shared
0.00
None
201.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SRH TOTAL RETURN FUND INCSOLE | COM | 618.77K | SH | $8.58M 3.52% | 616.66K | 0.00 | 2.11K |
CENTRAL SECS CORPSOLE | COM | 210.77K | SH | $7.96M 3.27% | 209.40K | 0.00 | 1.37K |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 449.51K | SH | $7.69M 3.16% | 446.04K | 0.00 | 3.47K |
SPROTT FOCUS TR INCSOLE | COM | 837.04K | SH | $6.70M 2.75% | 829.56K | 0.00 | 7.48K |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 1.01M | SH | $5.42M 2.23% | 1.01M | 0.00 | 1.50K |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 393.57K | SH | $5.05M 2.07% | 393.57K | 0.00 | 0.00 |
LIBERTY ALL STAR EQUITY FDSOLE | SH BEN INT | 659.72K | SH | $4.23M 1.74% | 659.72K | 0.00 | 0.00 |
EATON VANCE LTD DURATION INCSOLE | COM | 436.70K | SH | $4.18M 1.72% | 432.60K | 0.00 | 4.10K |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 175.40K | SH | $3.90M 1.60% | 173.51K | 0.00 | 1.88K |
PIMCO DYNAMIC INCOME OPRNTSSOLE | COM BEN SHS | 316.06K | SH | $3.88M 1.59% | 314.19K | 0.00 | 1.86K |
NUVEEN FLOATING RATE INCOMESOLE | COM | 465.32K | SH | $3.82M 1.57% | 458.77K | 0.00 | 6.55K |
GABELLI DIVID & INCOME TRSOLE | COM | 176.38K | SH | $3.82M 1.57% | 176.09K | 0.00 | 282.00 |
CALAMOS STRATEGIC TOTAL RETUSOLE | COM SH BEN INT | 252.44K | SH | $3.78M 1.55% | 250.29K | 0.00 | 2.15K |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 567.13K | SH | $3.73M 1.53% | 567.13K | 0.00 | 0.00 |
BLACKROCK ENHANCED EQUITY DISOLE | COM | 467.27K | SH | $3.59M 1.48% | 463.86K | 0.00 | 3.41K |
ALLSPRING MULTI SECTOR INCOMSOLE | COM | 371.27K | SH | $3.53M 1.45% | 368.38K | 0.00 | 2.90K |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 191.15K | SH | $3.49M 1.43% | 190.44K | 0.00 | 710.00 |
EATON VANCE TAX-MANAGED BUY-SOLE | COM | 281.98K | SH | $3.48M 1.43% | 280.12K | 0.00 | 1.86K |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 444.06K | SH | $3.43M 1.41% | 440.66K | 0.00 | 3.39K |
PIMCO INCOME STRATEGY FD IISOLE | COM | 463.13K | SH | $3.38M 1.39% | 463.13K | 0.00 | 0.00 |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 424.92K | SH | $3.34M 1.37% | 419.55K | 0.00 | 5.37K |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 237.22K | SH | $3.32M 1.36% | 236.54K | 0.00 | 683.00 |
NUVEEN PFD & INCOME OPPORTUNSOLE | COM | 472.14K | SH | $3.19M 1.31% | 470.92K | 0.00 | 1.22K |
ALLSPRING GLOBAL DIVIDEND OPSOLE | COM | 694.84K | SH | $3.09M 1.27% | 686.72K | 0.00 | 8.12K |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 390.45K | SH | $3.03M 1.25% | 390.25K | 0.00 | 201.00 |
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