Filed: 11/2/2023ACC: 0001172661-23-003578
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 155 equity positions with a total reported market value of $214.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
155
Positions
$214.56M
Total AUM (reported)
23.44M
Total Shares
Allocation by class
COM$182.40M85.0%
SH BEN INT$9.38M4.4%
INC OPPTY FD$3.54M1.7%
SHS$3.41M1.6%
COM SHS$3.40M1.6%
COM NEW$2.81M1.3%
COM SH BEN INT$2.57M1.2%
Portfolio Concentration
Top 3$24.22M11.3%
4–10$35.32M16.5%
11–25$42.68M19.9%
Rest$112.34M52.4%
Top 3 weight
11.3%
Top 10 weight
27.8%
Voting Authority Distribution
Total shares with voting rights: 23.44M
Sole
Full voting authority
23.32M
shares
% of voting shares99.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
115.92K
shares
% of voting shares0.5%
Investment Discretion (by position count)
Sole155
Shared0
Other0
Dominant voting typeSole · 99.5% of voting shares
Institutional Holdings155
Rows:
EATON VANCE TX ADV GLBL DIV
SOLEShares579.15K
TypeSH
Market value$8.91M
4.15%
Sole
576.19K
Shared
0.00
None
2.96K
SRH TOTAL RETURN FUND INC
SOLEShares612.13K
TypeSH
Market value$7.95M
3.70%
Sole
611.25K
Shared
0.00
None
878.00
CENTRAL SECS CORP
SOLEShares207.89K
TypeSH
Market value$7.37M
3.43%
Sole
206.90K
Shared
0.00
None
985.00
BLACKROCK ENHANCED EQUITY DI
SOLEShares860.51K
TypeSH
Market value$6.55M
3.05%
Sole
853.28K
Shared
0.00
None
7.24K
GABELLI DIVID & INCOME TR
SOLEShares301.73K
TypeSH
Market value$5.87M
2.73%
Sole
301.73K
Shared
0.00
None
0.00
SPROTT FOCUS TR INC
SOLEShares678.93K
TypeSH
Market value$5.11M
2.38%
Sole
672.84K
Shared
0.00
None
6.09K
GENERAL AMERN INVS CO INC
SOLEShares121.84K
TypeSH
Market value$5.01M
2.34%
Sole
121.36K
Shared
0.00
None
480.00
ROYCE VALUE TR INC
SOLEShares356.62K
TypeSH
Market value$4.59M
2.14%
Sole
356.34K
Shared
0.00
None
275.00
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares329.50K
TypeSH
Market value$4.23M
1.97%
Sole
328.38K
Shared
0.00
None
1.11K
LIBERTY ALL-STAR GROWTH FD I
SOLEShares801.38K
TypeSH
Market value$3.96M
1.85%
Sole
799.87K
Shared
0.00
None
1.50K
ALLSPRING INCOME OPPORTUNIT
SOLEShares576.60K
TypeSH
Market value$3.54M
1.65%
Sole
576.60K
Shared
0.00
None
0.00
NUVEEN FLOATING RATE INCOME
SOLEShares411.31K
TypeSH
Market value$3.41M
1.59%
Sole
404.76K
Shared
0.00
None
6.55K
EATON VANCE TAX-MANAGED GLOB
SOLEShares457.85K
TypeSH
Market value$3.37M
1.57%
Sole
455.88K
Shared
0.00
None
1.97K
HIGHLAND GLOBAL ALLOCATION F
SOLEShares402.85K
TypeSH
Market value$3.22M
1.50%
Sole
399.16K
Shared
0.00
None
3.69K
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares218.90K
TypeSH
Market value$3.10M
1.44%
Sole
218.22K
Shared
0.00
None
677.00
FIRST TR HIGH INCOME LONG /
SOLEShares282.52K
TypeSH
Market value$3.03M
1.41%
Sole
281.15K
Shared
0.00
None
1.37K
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares403.09K
TypeSH
Market value$2.96M
1.38%
Sole
403.09K
Shared
0.00
None
0.00
EATON VANCE LTD DURATION INC
SOLEShares299.08K
TypeSH
Market value$2.70M
1.26%
Sole
295.46K
Shared
0.00
None
3.62K
EATON VANCE TAX MNGED BUY WR
SOLEShares209.60K
TypeSH
Market value$2.64M
1.23%
Sole
206.42K
Shared
0.00
None
3.19K
NUVEEN CORE EQUITY ALPHA FD
SOLEShares200.83K
TypeSH
Market value$2.57M
1.20%
Sole
199.80K
Shared
0.00
None
1.03K
BLACKROCK DEBT STRATEGIES FD
SOLEShares247.78K
TypeSH
Market value$2.54M
1.19%
Sole
247.25K
Shared
0.00
None
534.00
EUROPEAN EQUITY FD INC
SOLEShares307.98K
TypeSH
Market value$2.45M
1.14%
Sole
307.71K
Shared
0.00
None
276.00
EATON VANCE TAX ADVT DIV INC
SOLEShares115.58K
TypeSH
Market value$2.45M
1.14%
Sole
113.86K
Shared
0.00
None
1.72K
JOHN HANCOCK HEDGED EQUITY &
SOLEShares244.61K
TypeSH
Market value$2.34M
1.09%
Sole
242.73K
Shared
0.00
None
1.88K
TRI CONTL CORP
SOLEShares87.93K
TypeSH
Market value$2.34M
1.09%
Sole
87.69K
Shared
0.00
None
240.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EATON VANCE TX ADV GLBL DIVSOLE | COM | 579.15K | SH | $8.91M 4.15% | 576.19K | 0.00 | 2.96K |
SRH TOTAL RETURN FUND INCSOLE | COM | 612.13K | SH | $7.95M 3.70% | 611.25K | 0.00 | 878.00 |
CENTRAL SECS CORPSOLE | COM | 207.89K | SH | $7.37M 3.43% | 206.90K | 0.00 | 985.00 |
BLACKROCK ENHANCED EQUITY DISOLE | COM | 860.51K | SH | $6.55M 3.05% | 853.28K | 0.00 | 7.24K |
GABELLI DIVID & INCOME TRSOLE | COM | 301.73K | SH | $5.87M 2.73% | 301.73K | 0.00 | 0.00 |
SPROTT FOCUS TR INCSOLE | COM | 678.93K | SH | $5.11M 2.38% | 672.84K | 0.00 | 6.09K |
GENERAL AMERN INVS CO INCSOLE | COM | 121.84K | SH | $5.01M 2.34% | 121.36K | 0.00 | 480.00 |
ROYCE VALUE TR INCSOLE | COM | 356.62K | SH | $4.59M 2.14% | 356.34K | 0.00 | 275.00 |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 329.50K | SH | $4.23M 1.97% | 328.38K | 0.00 | 1.11K |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 801.38K | SH | $3.96M 1.85% | 799.87K | 0.00 | 1.50K |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 576.60K | SH | $3.54M 1.65% | 576.60K | 0.00 | 0.00 |
NUVEEN FLOATING RATE INCOMESOLE | COM | 411.31K | SH | $3.41M 1.59% | 404.76K | 0.00 | 6.55K |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 457.85K | SH | $3.37M 1.57% | 455.88K | 0.00 | 1.97K |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 402.85K | SH | $3.22M 1.50% | 399.16K | 0.00 | 3.69K |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 218.90K | SH | $3.10M 1.44% | 218.22K | 0.00 | 677.00 |
FIRST TR HIGH INCOME LONG /SOLE | COM | 282.52K | SH | $3.03M 1.41% | 281.15K | 0.00 | 1.37K |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 403.09K | SH | $2.96M 1.38% | 403.09K | 0.00 | 0.00 |
EATON VANCE LTD DURATION INCSOLE | COM | 299.08K | SH | $2.70M 1.26% | 295.46K | 0.00 | 3.62K |
EATON VANCE TAX MNGED BUY WRSOLE | COM | 209.60K | SH | $2.64M 1.23% | 206.42K | 0.00 | 3.19K |
NUVEEN CORE EQUITY ALPHA FDSOLE | COM | 200.83K | SH | $2.57M 1.20% | 199.80K | 0.00 | 1.03K |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 247.78K | SH | $2.54M 1.19% | 247.25K | 0.00 | 534.00 |
EUROPEAN EQUITY FD INCSOLE | COM | 307.98K | SH | $2.45M 1.14% | 307.71K | 0.00 | 276.00 |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 115.58K | SH | $2.45M 1.14% | 113.86K | 0.00 | 1.72K |
JOHN HANCOCK HEDGED EQUITY &SOLE | COM | 244.61K | SH | $2.34M 1.09% | 242.73K | 0.00 | 1.88K |
TRI CONTL CORPSOLE | COM | 87.93K | SH | $2.34M 1.09% | 87.69K | 0.00 | 240.00 |
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