Filed: 8/7/2023ACC: 0001172661-23-002777
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 159 equity positions with a total reported market value of $228.94M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
159
Positions
$228.94M
Total AUM (reported)
22.92M
Total Shares
Allocation by class
COM$191.42M83.6%
SH BEN INT$8.33M3.6%
SHS$6.81M3.0%
COM NEW$4.31M1.9%
INC OPPTY FD$3.51M1.5%
COM SH BEN INT$3.49M1.5%
COM SHS$3.01M1.3%
Portfolio Concentration
Top 3$22.42M9.8%
4–10$36.33M15.9%
11–25$45.74M20.0%
Rest$124.45M54.4%
Top 3 weight
9.8%
Top 10 weight
25.7%
Voting Authority Distribution
Total shares with voting rights: 22.92M
Sole
Full voting authority
22.81M
shares
% of voting shares99.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
112.04K
shares
% of voting shares0.5%
Investment Discretion (by position count)
Sole159
Shared0
Other0
Dominant voting typeSole · 99.5% of voting shares
Institutional Holdings159
Rows:
SRH TOTAL RETURN FUND INC
SOLEShares593.43K
TypeSH
Market value$7.88M
3.44%
Sole
592.55K
Shared
0.00
None
878.00
GABELLI DIVID & INCOME TR
SOLEShares352.45K
TypeSH
Market value$7.45M
3.25%
Sole
350.29K
Shared
0.00
None
2.16K
CENTRAL SECS CORP
SOLEShares194.32K
TypeSH
Market value$7.09M
3.10%
Sole
193.34K
Shared
0.00
None
985.00
EATON VANCE TX ADV GLBL DIV
SOLEShares392.33K
TypeSH
Market value$6.55M
2.86%
Sole
389.93K
Shared
0.00
None
2.40K
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares429.76K
TypeSH
Market value$6.17M
2.70%
Sole
426.02K
Shared
0.00
None
3.74K
BLACKROCK ENHANCED EQUITY DI
SOLEShares655.94K
TypeSH
Market value$5.47M
2.39%
Sole
653.78K
Shared
0.00
None
2.16K
GENERAL AMERN INVS CO INC
SOLEShares116.89K
TypeSH
Market value$4.88M
2.13%
Sole
116.72K
Shared
0.00
None
176.00
ROYCE VALUE TR INC
SOLEShares333.24K
TypeSH
Market value$4.60M
2.01%
Sole
332.97K
Shared
0.00
None
275.00
SPROTT FOCUS TR INC
SOLEShares550.83K
TypeSH
Market value$4.38M
1.91%
Sole
547.52K
Shared
0.00
None
3.31K
SOURCE CAP INC
SOLEShares111.63K
TypeSH
Market value$4.28M
1.87%
Sole
111.63K
Shared
0.00
None
0.00
BLACKROCK DEBT STRATEGIES FD
SOLEShares409.61K
TypeSH
Market value$4.01M
1.75%
Sole
409.08K
Shared
0.00
None
534.00
ALLSPRING INCOME OPPORTUNIT
SOLEShares539.66K
TypeSH
Market value$3.51M
1.53%
Sole
539.66K
Shared
0.00
None
0.00
EATON VANCE TAX-MANAGED GLOB
SOLEShares431.99K
TypeSH
Market value$3.42M
1.49%
Sole
430.02K
Shared
0.00
None
1.97K
HIGHLAND GLOBAL ALLOCATION F
SOLEShares394.87K
TypeSH
Market value$3.42M
1.49%
Sole
394.10K
Shared
0.00
None
774.00
NUVEEN S&P 500 BUY-WRITE INC
SOLEShares242.23K
TypeSH
Market value$3.27M
1.43%
Sole
242.23K
Shared
0.00
None
0.00
CALAMOS LNG SHR EQT DYNAMIC
SOLEShares210.06K
TypeSH
Market value$3.25M
1.42%
Sole
208.08K
Shared
0.00
None
1.98K
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares411.80K
TypeSH
Market value$3.08M
1.34%
Sole
411.80K
Shared
0.00
None
0.00
LIBERTY ALL-STAR GROWTH FD I
SOLEShares562.72K
TypeSH
Market value$3.04M
1.33%
Sole
560.78K
Shared
0.00
None
1.94K
VOYA GLBL ADV & PREM OPP FD
SOLEShares328.89K
TypeSH
Market value$2.81M
1.23%
Sole
328.89K
Shared
0.00
None
0.00
ADAMS DIVERSIFIED EQUITY FD
SOLEShares164.91K
TypeSH
Market value$2.77M
1.21%
Sole
164.91K
Shared
0.00
None
0.00
CALAMOS GBL DYN INCOME FUND
SOLEShares451.36K
TypeSH
Market value$2.72M
1.19%
Sole
449.90K
Shared
0.00
None
1.46K
FIRST TR ENHANCED EQUITY INC
SOLEShares152.78K
TypeSH
Market value$2.68M
1.17%
Sole
150.75K
Shared
0.00
None
2.03K
NUVEEN SR INCOME FD
SOLEShares569.34K
TypeSH
Market value$2.63M
1.15%
Sole
564.61K
Shared
0.00
None
4.73K
EATON VANCE SR FLTNG RTE TR
SOLEShares221.22K
TypeSH
Market value$2.60M
1.14%
Sole
220.05K
Shared
0.00
None
1.17K
SPECIAL OPPORTUNITIES FD INC
SOLEShares226.14K
TypeSH
Market value$2.54M
1.11%
Sole
223.05K
Shared
0.00
None
3.09K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SRH TOTAL RETURN FUND INCSOLE | COM | 593.43K | SH | $7.88M 3.44% | 592.55K | 0.00 | 878.00 |
GABELLI DIVID & INCOME TRSOLE | COM | 352.45K | SH | $7.45M 3.25% | 350.29K | 0.00 | 2.16K |
CENTRAL SECS CORPSOLE | COM | 194.32K | SH | $7.09M 3.10% | 193.34K | 0.00 | 985.00 |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 392.33K | SH | $6.55M 2.86% | 389.93K | 0.00 | 2.40K |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 429.76K | SH | $6.17M 2.70% | 426.02K | 0.00 | 3.74K |
BLACKROCK ENHANCED EQUITY DISOLE | COM | 655.94K | SH | $5.47M 2.39% | 653.78K | 0.00 | 2.16K |
GENERAL AMERN INVS CO INCSOLE | COM | 116.89K | SH | $4.88M 2.13% | 116.72K | 0.00 | 176.00 |
ROYCE VALUE TR INCSOLE | COM | 333.24K | SH | $4.60M 2.01% | 332.97K | 0.00 | 275.00 |
SPROTT FOCUS TR INCSOLE | COM | 550.83K | SH | $4.38M 1.91% | 547.52K | 0.00 | 3.31K |
SOURCE CAP INCSOLE | COM | 111.63K | SH | $4.28M 1.87% | 111.63K | 0.00 | 0.00 |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 409.61K | SH | $4.01M 1.75% | 409.08K | 0.00 | 534.00 |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 539.66K | SH | $3.51M 1.53% | 539.66K | 0.00 | 0.00 |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 431.99K | SH | $3.42M 1.49% | 430.02K | 0.00 | 1.97K |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 394.87K | SH | $3.42M 1.49% | 394.10K | 0.00 | 774.00 |
NUVEEN S&P 500 BUY-WRITE INCSOLE | COM | 242.23K | SH | $3.27M 1.43% | 242.23K | 0.00 | 0.00 |
CALAMOS LNG SHR EQT DYNAMICSOLE | COM | 210.06K | SH | $3.25M 1.42% | 208.08K | 0.00 | 1.98K |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 411.80K | SH | $3.08M 1.34% | 411.80K | 0.00 | 0.00 |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 562.72K | SH | $3.04M 1.33% | 560.78K | 0.00 | 1.94K |
VOYA GLBL ADV & PREM OPP FDSOLE | COM | 328.89K | SH | $2.81M 1.23% | 328.89K | 0.00 | 0.00 |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 164.91K | SH | $2.77M 1.21% | 164.91K | 0.00 | 0.00 |
CALAMOS GBL DYN INCOME FUNDSOLE | COM | 451.36K | SH | $2.72M 1.19% | 449.90K | 0.00 | 1.46K |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 152.78K | SH | $2.68M 1.17% | 150.75K | 0.00 | 2.03K |
NUVEEN SR INCOME FDSOLE | COM | 569.34K | SH | $2.63M 1.15% | 564.61K | 0.00 | 4.73K |
EATON VANCE SR FLTNG RTE TRSOLE | COM | 221.22K | SH | $2.60M 1.14% | 220.05K | 0.00 | 1.17K |
SPECIAL OPPORTUNITIES FD INCSOLE | COM | 226.14K | SH | $2.54M 1.11% | 223.05K | 0.00 | 3.09K |
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