Filed: 5/8/2023ACC: 0001172661-23-001888
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 152 equity positions with a total reported market value of $228.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
152
Positions
$228.77M
Total AUM (reported)
23.73M
Total Shares
Allocation by class
COM$192.27M84.0%
SH BEN INT$10.17M4.4%
SHS$5.31M2.3%
COM NEW$4.46M2.0%
COM SH BEN INT$3.28M1.4%
INC OPPTY FD$3.22M1.4%
COM SHS BN INT$2.17M0.9%
Portfolio Concentration
Top 3$23.09M10.1%
4–10$35.69M15.6%
11–25$49.02M21.4%
Rest$120.97M52.9%
Top 3 weight
10.1%
Top 10 weight
25.7%
Voting Authority Distribution
Total shares with voting rights: 23.73M
Sole
Full voting authority
23.65M
shares
% of voting shares99.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
86.62K
shares
% of voting shares0.4%
Investment Discretion (by position count)
Sole152
Shared0
Other0
Dominant voting typeSole · 99.6% of voting shares
Institutional Holdings152
Rows:
SRH TOTAL RETURN FUND INC
SOLEShares651.27K
TypeSH
Market value$8.00M
3.50%
Sole
650.39K
Shared
0.00
None
878.00
GABELLI DIVID & INCOME TR
SOLEShares380K
TypeSH
Market value$7.90M
3.45%
Sole
377.98K
Shared
0.00
None
2.01K
ROYCE VALUE TR INC
SOLEShares529.86K
TypeSH
Market value$7.19M
3.14%
Sole
527.19K
Shared
0.00
None
2.67K
SOURCE CAP INC
SOLEShares155.30K
TypeSH
Market value$5.87M
2.57%
Sole
154.92K
Shared
0.00
None
384.00
CENTRAL SECS CORP
SOLEShares167.55K
TypeSH
Market value$5.83M
2.55%
Sole
166.99K
Shared
0.00
None
563.00
FIRST TR ENHANCED EQUITY INC
SOLEShares352.71K
TypeSH
Market value$5.83M
2.55%
Sole
350.67K
Shared
0.00
None
2.03K
EATON VANCE TX ADV GLBL DIV
SOLEShares336.31K
TypeSH
Market value$5.43M
2.37%
Sole
335.69K
Shared
0.00
None
617.00
EATON VANCE TAX-MANAGED GLOB
SOLEShares546.63K
TypeSH
Market value$4.42M
1.93%
Sole
546.63K
Shared
0.00
None
0.00
BLACKROCK DEBT STRATEGIES FD
SOLEShares438.95K
TypeSH
Market value$4.17M
1.82%
Sole
437.63K
Shared
0.00
None
1.31K
GENERAL AMERN INVS CO INC
SOLEShares106.41K
TypeSH
Market value$4.14M
1.81%
Sole
106.23K
Shared
0.00
None
176.00
SPROTT FOCUS TR INC
SOLEShares502.65K
TypeSH
Market value$4.07M
1.78%
Sole
500.21K
Shared
0.00
None
2.43K
ADAMS DIVERSIFIED EQUITY FD
SOLEShares260.84K
TypeSH
Market value$4.06M
1.77%
Sole
258.72K
Shared
0.00
None
2.12K
EATON VANCE TAX-MANAGED GLOB
SOLEShares502.70K
TypeSH
Market value$3.93M
1.72%
Sole
500.73K
Shared
0.00
None
1.97K
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares262.63K
TypeSH
Market value$3.93M
1.72%
Sole
261.08K
Shared
0.00
None
1.54K
LIBERTY ALL-STAR GROWTH FD I
SOLEShares639.19K
TypeSH
Market value$3.37M
1.48%
Sole
639.19K
Shared
0.00
None
0.00
PIONEER HIGH INCOME FUND INC
SOLEShares494.96K
TypeSH
Market value$3.31M
1.45%
Sole
491.51K
Shared
0.00
None
3.45K
ALLSPRING INCOME OPPORTUNIT
SOLEShares505.15K
TypeSH
Market value$3.22M
1.41%
Sole
505.15K
Shared
0.00
None
0.00
VOYA GLBL ADV & PREM OPP FD
SOLEShares372.30K
TypeSH
Market value$3.18M
1.39%
Sole
371.89K
Shared
0.00
None
414.00
EATON VANCE SR FLTNG RTE TR
SOLEShares266.92K
TypeSH
Market value$3.02M
1.32%
Sole
265.75K
Shared
0.00
None
1.17K
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares382.92K
TypeSH
Market value$2.97M
1.30%
Sole
382.92K
Shared
0.00
None
0.00
CALAMOS LNG SHR EQT DYNAMIC
SOLEShares191.98K
TypeSH
Market value$2.97M
1.30%
Sole
189.94K
Shared
0.00
None
2.04K
CALAMOS GBL DYN INCOME FUND
SOLEShares462.86K
TypeSH
Market value$2.77M
1.21%
Sole
461.40K
Shared
0.00
None
1.46K
EATON VANCE TAX ADVT DIV INC
SOLEShares122.32K
TypeSH
Market value$2.77M
1.21%
Sole
122.31K
Shared
0.00
None
6.00
NUVEEN SR INCOME FD
SOLEShares592.35K
TypeSH
Market value$2.76M
1.20%
Sole
587.63K
Shared
0.00
None
4.73K
ABRDN GLOBAL DYNAMIC DIVIDEN
SOLEShares291.55K
TypeSH
Market value$2.72M
1.19%
Sole
290.33K
Shared
0.00
None
1.22K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SRH TOTAL RETURN FUND INCSOLE | COM | 651.27K | SH | $8.00M 3.50% | 650.39K | 0.00 | 878.00 |
GABELLI DIVID & INCOME TRSOLE | COM | 380K | SH | $7.90M 3.45% | 377.98K | 0.00 | 2.01K |
ROYCE VALUE TR INCSOLE | COM | 529.86K | SH | $7.19M 3.14% | 527.19K | 0.00 | 2.67K |
SOURCE CAP INCSOLE | COM | 155.30K | SH | $5.87M 2.57% | 154.92K | 0.00 | 384.00 |
CENTRAL SECS CORPSOLE | COM | 167.55K | SH | $5.83M 2.55% | 166.99K | 0.00 | 563.00 |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 352.71K | SH | $5.83M 2.55% | 350.67K | 0.00 | 2.03K |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 336.31K | SH | $5.43M 2.37% | 335.69K | 0.00 | 617.00 |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 546.63K | SH | $4.42M 1.93% | 546.63K | 0.00 | 0.00 |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 438.95K | SH | $4.17M 1.82% | 437.63K | 0.00 | 1.31K |
GENERAL AMERN INVS CO INCSOLE | COM | 106.41K | SH | $4.14M 1.81% | 106.23K | 0.00 | 176.00 |
SPROTT FOCUS TR INCSOLE | COM | 502.65K | SH | $4.07M 1.78% | 500.21K | 0.00 | 2.43K |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 260.84K | SH | $4.06M 1.77% | 258.72K | 0.00 | 2.12K |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 502.70K | SH | $3.93M 1.72% | 500.73K | 0.00 | 1.97K |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 262.63K | SH | $3.93M 1.72% | 261.08K | 0.00 | 1.54K |
LIBERTY ALL-STAR GROWTH FD ISOLE | COM | 639.19K | SH | $3.37M 1.48% | 639.19K | 0.00 | 0.00 |
PIONEER HIGH INCOME FUND INCSOLE | COM | 494.96K | SH | $3.31M 1.45% | 491.51K | 0.00 | 3.45K |
ALLSPRING INCOME OPPORTUNITSOLE | INC OPPTY FD | 505.15K | SH | $3.22M 1.41% | 505.15K | 0.00 | 0.00 |
VOYA GLBL ADV & PREM OPP FDSOLE | COM | 372.30K | SH | $3.18M 1.39% | 371.89K | 0.00 | 414.00 |
EATON VANCE SR FLTNG RTE TRSOLE | COM | 266.92K | SH | $3.02M 1.32% | 265.75K | 0.00 | 1.17K |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 382.92K | SH | $2.97M 1.30% | 382.92K | 0.00 | 0.00 |
CALAMOS LNG SHR EQT DYNAMICSOLE | COM | 191.98K | SH | $2.97M 1.30% | 189.94K | 0.00 | 2.04K |
CALAMOS GBL DYN INCOME FUNDSOLE | COM | 462.86K | SH | $2.77M 1.21% | 461.40K | 0.00 | 1.46K |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 122.32K | SH | $2.77M 1.21% | 122.31K | 0.00 | 6.00 |
NUVEEN SR INCOME FDSOLE | COM | 592.35K | SH | $2.76M 1.20% | 587.63K | 0.00 | 4.73K |
ABRDN GLOBAL DYNAMIC DIVIDENSOLE | COM | 291.55K | SH | $2.72M 1.19% | 290.33K | 0.00 | 1.22K |
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