Filed: 2/3/2023ACC: 0001172661-23-000423
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $213.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$213.68M
Total AUM (reported)
22.52M
Total Shares
Allocation by class
COM$176.26M82.5%
SH BEN INT$12.64M5.9%
COM SH BEN INT$5.79M2.7%
COM NEW$3.84M1.8%
SHS$3.46M1.6%
COM SHS BN INT$2.45M1.1%
COM SHS$1.75M0.8%
Portfolio Concentration
Top 3$23.24M10.9%
4–10$34.83M16.3%
11–25$46.94M22.0%
Rest$108.68M50.9%
Top 3 weight
10.9%
Top 10 weight
27.2%
Voting Authority Distribution
Total shares with voting rights: 22.52M
Sole
Full voting authority
22.43M
shares
% of voting shares99.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
83.98K
shares
% of voting shares0.4%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeSole · 99.6% of voting shares
Institutional Holdings147
Rows:
FIRST TR ENHANCED EQUITY INC
SOLEShares559.37K
TypeSH
Market value$8.82M
4.13%
Sole
556.81K
Shared
0.00
None
2.56K
GABELLI DIVID & INCOME TR
SOLEShares375.02K
TypeSH
Market value$7.76M
3.63%
Sole
372.60K
Shared
0.00
None
2.43K
ROYCE VALUE TR INC
SOLEShares502.25K
TypeSH
Market value$6.66M
3.12%
Sole
499.02K
Shared
0.00
None
3.23K
ADAMS DIVERSIFIED EQUITY FD
SOLEShares408.21K
TypeSH
Market value$5.94M
2.78%
Sole
405.37K
Shared
0.00
None
2.84K
SRH TOTAL RETURN FUND INC
SOLEShares437.44K
TypeSH
Market value$5.56M
2.60%
Sole
437.21K
Shared
0.00
None
233.00
CENTRAL SECS CORP
SOLEShares162.62K
TypeSH
Market value$5.43M
2.54%
Sole
162.05K
Shared
0.00
None
572.00
SPROTT FOCUS TR INC
SOLEShares609.48K
TypeSH
Market value$4.86M
2.27%
Sole
609.48K
Shared
0.00
None
0.00
GENERAL AMERN INVS CO INC
SOLEShares124.94K
TypeSH
Market value$4.52M
2.11%
Sole
124.60K
Shared
0.00
None
338.00
VIRTUS DIVIDEND INTEREST & P
SOLEShares399.65K
TypeSH
Market value$4.51M
2.11%
Sole
396.23K
Shared
0.00
None
3.43K
EATON VANCE TAX-MANAGED GLOB
SOLEShares517.84K
TypeSH
Market value$4.02M
1.88%
Sole
517.84K
Shared
0.00
None
0.00
CALAMOS LNG SHR EQT DYNAMIC
SOLEShares258.14K
TypeSH
Market value$3.96M
1.85%
Sole
256.10K
Shared
0.00
None
2.04K
EATON VANCE TX ADV GLBL DIV
SOLEShares253.11K
TypeSH
Market value$3.82M
1.79%
Sole
252.49K
Shared
0.00
None
617.00
BLACKROCK DEBT STRATEGIES FD
SOLEShares391.57K
TypeSH
Market value$3.60M
1.69%
Sole
391.55K
Shared
0.00
None
14.00
LIBERTY ALL STAR EQUITY FD
SOLEShares619.25K
TypeSH
Market value$3.55M
1.66%
Sole
617.29K
Shared
0.00
None
1.96K
PIMCO INCOME STRATEGY FD II
SOLEShares451.20K
TypeSH
Market value$3.21M
1.50%
Sole
451.17K
Shared
0.00
None
35.00
HIGHLAND GLOBAL ALLOCATION F
SOLEShares325.56K
TypeSH
Market value$3.07M
1.44%
Sole
324.30K
Shared
0.00
None
1.25K
EATON VANCE RISK-MANAGED DIV
SOLEShares403.10K
TypeSH
Market value$3.02M
1.41%
Sole
403.10K
Shared
0.00
None
0.00
PIONEER HIGH INCOME FUND INC
SOLEShares464.06K
TypeSH
Market value$3.02M
1.41%
Sole
462.83K
Shared
0.00
None
1.22K
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares378.90K
TypeSH
Market value$2.97M
1.39%
Sole
378.30K
Shared
0.00
None
596.00
EATON VANCE SR FLTNG RTE TR
SOLEShares263.78K
TypeSH
Market value$2.91M
1.36%
Sole
262.51K
Shared
0.00
None
1.27K
EATON VANCE TAX ADVT DIV INC
SOLEShares126.66K
TypeSH
Market value$2.89M
1.35%
Sole
126.65K
Shared
0.00
None
6.00
ABRDN TOTAL DYNAMIC DIVIDEND
SOLEShares358.84K
TypeSH
Market value$2.82M
1.32%
Sole
358.84K
Shared
0.00
None
0.00
ABRDN GLOBAL DYNAMIC DIVIDEN
SOLEShares286.19K
TypeSH
Market value$2.73M
1.28%
Sole
285.30K
Shared
0.00
None
885.00
NUVEEN SR INCOME FD
SOLEShares586.36K
TypeSH
Market value$2.69M
1.26%
Sole
581.54K
Shared
0.00
None
4.82K
VOYA GLBL ADV & PREM OPP FD
SOLEShares302.24K
TypeSH
Market value$2.69M
1.26%
Sole
301.67K
Shared
0.00
None
570.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST TR ENHANCED EQUITY INCSOLE | COM | 559.37K | SH | $8.82M 4.13% | 556.81K | 0.00 | 2.56K |
GABELLI DIVID & INCOME TRSOLE | COM | 375.02K | SH | $7.76M 3.63% | 372.60K | 0.00 | 2.43K |
ROYCE VALUE TR INCSOLE | COM | 502.25K | SH | $6.66M 3.12% | 499.02K | 0.00 | 3.23K |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 408.21K | SH | $5.94M 2.78% | 405.37K | 0.00 | 2.84K |
SRH TOTAL RETURN FUND INCSOLE | COM | 437.44K | SH | $5.56M 2.60% | 437.21K | 0.00 | 233.00 |
CENTRAL SECS CORPSOLE | COM | 162.62K | SH | $5.43M 2.54% | 162.05K | 0.00 | 572.00 |
SPROTT FOCUS TR INCSOLE | COM | 609.48K | SH | $4.86M 2.27% | 609.48K | 0.00 | 0.00 |
GENERAL AMERN INVS CO INCSOLE | COM | 124.94K | SH | $4.52M 2.11% | 124.60K | 0.00 | 338.00 |
VIRTUS DIVIDEND INTEREST & PSOLE | COM | 399.65K | SH | $4.51M 2.11% | 396.23K | 0.00 | 3.43K |
EATON VANCE TAX-MANAGED GLOBSOLE | COM | 517.84K | SH | $4.02M 1.88% | 517.84K | 0.00 | 0.00 |
CALAMOS LNG SHR EQT DYNAMICSOLE | COM | 258.14K | SH | $3.96M 1.85% | 256.10K | 0.00 | 2.04K |
EATON VANCE TX ADV GLBL DIVSOLE | COM | 253.11K | SH | $3.82M 1.79% | 252.49K | 0.00 | 617.00 |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 391.57K | SH | $3.60M 1.69% | 391.55K | 0.00 | 14.00 |
LIBERTY ALL STAR EQUITY FDSOLE | SH BEN INT | 619.25K | SH | $3.55M 1.66% | 617.29K | 0.00 | 1.96K |
PIMCO INCOME STRATEGY FD IISOLE | COM | 451.20K | SH | $3.21M 1.50% | 451.17K | 0.00 | 35.00 |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 325.56K | SH | $3.07M 1.44% | 324.30K | 0.00 | 1.25K |
EATON VANCE RISK-MANAGED DIVSOLE | COM | 403.10K | SH | $3.02M 1.41% | 403.10K | 0.00 | 0.00 |
PIONEER HIGH INCOME FUND INCSOLE | COM | 464.06K | SH | $3.02M 1.41% | 462.83K | 0.00 | 1.22K |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 378.90K | SH | $2.97M 1.39% | 378.30K | 0.00 | 596.00 |
EATON VANCE SR FLTNG RTE TRSOLE | COM | 263.78K | SH | $2.91M 1.36% | 262.51K | 0.00 | 1.27K |
EATON VANCE TAX ADVT DIV INCSOLE | COM | 126.66K | SH | $2.89M 1.35% | 126.65K | 0.00 | 6.00 |
ABRDN TOTAL DYNAMIC DIVIDENDSOLE | COM SH BEN INT | 358.84K | SH | $2.82M 1.32% | 358.84K | 0.00 | 0.00 |
ABRDN GLOBAL DYNAMIC DIVIDENSOLE | COM | 286.19K | SH | $2.73M 1.28% | 285.30K | 0.00 | 885.00 |
NUVEEN SR INCOME FDSOLE | COM | 586.36K | SH | $2.69M 1.26% | 581.54K | 0.00 | 4.82K |
VOYA GLBL ADV & PREM OPP FDSOLE | COM | 302.24K | SH | $2.69M 1.26% | 301.67K | 0.00 | 570.00 |
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