Filed: 11/9/2022ACC: 0001172661-22-002326
📋 What this filing means
SHAKER FINANCIAL SERVICES, LLC filed this quarterly 13F‑HR report disclosing 154 equity positions with a total reported market value of $202.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
154
Positions
$202.5K
Total AUM (reported)
21.40M
Total Shares
Allocation by class
COM$164.4K81.2%
SH BEN INT$6.4K3.2%
TR UNIT$5.7K2.8%
COM SH BEN INT$4.4K2.2%
SHS$4.1K2.0%
COM NEW$3.9K1.9%
COM SHS$2.9K1.4%
Portfolio Concentration
Top 3$23.1K11.4%
4–10$35.8K17.7%
11–25$44.8K22.1%
Rest$98.9K48.8%
Top 3 weight
11.4%
Top 10 weight
29.1%
Voting Authority Distribution
Total shares with voting rights: 21.40M
Sole
Full voting authority
21.27M
shares
% of voting shares99.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
127.49K
shares
% of voting shares0.6%
Investment Discretion (by position count)
Sole154
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings154
Rows:
GABELLI DIVID & INCOME TR
SOLEShares440.62K
TypeSH
Market value$8.2K
4.07%
Sole
439.33K
Shared
0.00
None
1.29K
FIRST TR ENHANCED EQUITY INC
SOLEShares517.26K
TypeSH
Market value$7.6K
3.75%
Sole
515.34K
Shared
0.00
None
1.92K
VIRTUS DIVIDEND INTEREST & P
SOLEShares674.72K
TypeSH
Market value$7.2K
3.56%
Sole
673.71K
Shared
0.00
None
1.02K
ADAMS DIVERSIFIED EQUITY FD
SOLEShares461.18K
TypeSH
Market value$6.7K
3.32%
Sole
458.11K
Shared
0.00
None
3.07K
SPDR S&P 500 ETF TR
SOLEShares15.84K
TypeSH
Market value$5.7K
2.79%
Sole
15.84K
Shared
0.00
None
2.00
CENTRAL SECS CORP
SOLEShares158.83K
TypeSH
Market value$5.4K
2.65%
Sole
158.09K
Shared
0.00
None
741.00
ROYCE MICRO-CAP TR INC
SOLEShares654.58K
TypeSH
Market value$5.2K
2.56%
Sole
651.69K
Shared
0.00
None
2.89K
SOURCE CAP INC
SOLEShares138.48K
TypeSH
Market value$4.8K
2.39%
Sole
138.48K
Shared
0.00
None
0.00
SPROTT FOCUS TR INC
SOLEShares590.38K
TypeSH
Market value$4.1K
2.01%
Sole
590.26K
Shared
0.00
None
116.00
SRH TOTAL RETURN FUND INC
SOLEShares365.11K
TypeSH
Market value$4.0K
1.96%
Sole
364.52K
Shared
0.00
None
588.00
GENERAL AMERN INVS CO INC
SOLEShares113.71K
TypeSH
Market value$3.8K
1.90%
Sole
113.43K
Shared
0.00
None
277.00
BLACKROCK ENHANCD CAP & INM
SOLEShares232.63K
TypeSH
Market value$3.8K
1.89%
Sole
230.84K
Shared
0.00
None
1.79K
BLACKROCK DEBT STRATEGIES FD
SOLEShares414.99K
TypeSH
Market value$3.7K
1.83%
Sole
409.45K
Shared
0.00
None
5.54K
APOLLO TACTICAL INCOME FD IN
SOLEShares286K
TypeSH
Market value$3.4K
1.66%
Sole
282.59K
Shared
0.00
None
3.40K
NUVEEN DOW 30 DYNMC OVERWRT
SOLEShares235.33K
TypeSH
Market value$3.2K
1.57%
Sole
234.97K
Shared
0.00
None
360.00
ABRDN GLOBAL DYNAMIC DIVIDEN
SOLEShares368.78K
TypeSH
Market value$3.1K
1.54%
Sole
368.78K
Shared
0.00
None
0.00
VIRTUS GLOBAL MULTI-SECTOR I
SOLEShares381.88K
TypeSH
Market value$2.9K
1.41%
Sole
377.77K
Shared
0.00
None
4.11K
ARES DYNAMIC CR ALLOCATION F
SOLEShares243.01K
TypeSH
Market value$2.9K
1.41%
Sole
242.81K
Shared
0.00
None
202.00
NUVEEN SR INCOME FD
SOLEShares602.73K
TypeSH
Market value$2.8K
1.39%
Sole
598.94K
Shared
0.00
None
3.79K
NUVEEN MULTI ASSET INCOME FU
SOLEShares233.82K
TypeSH
Market value$2.7K
1.32%
Sole
233.82K
Shared
0.00
None
0.00
PIONEER HIGH INCOME FUND INC
SOLEShares406.11K
TypeSH
Market value$2.6K
1.30%
Sole
404.92K
Shared
0.00
None
1.19K
EATON VANCE ENHANCED EQUITY
SOLEShares179.20K
TypeSH
Market value$2.5K
1.25%
Sole
178.63K
Shared
0.00
None
570.00
ABRDN TOTAL DYNAMIC DIVIDEND
SOLEShares351.69K
TypeSH
Market value$2.5K
1.24%
Sole
349.94K
Shared
0.00
None
1.75K
CALAMOS LNG SHR EQT DYNAMIC
SOLEShares167.66K
TypeSH
Market value$2.5K
1.24%
Sole
165.62K
Shared
0.00
None
2.04K
HIGHLAND GLOBAL ALLOCATION F
SOLEShares272.44K
TypeSH
Market value$2.4K
1.17%
Sole
272.44K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GABELLI DIVID & INCOME TRSOLE | COM | 440.62K | SH | $8.2K 4.07% | 439.33K | 0.00 | 1.29K |
FIRST TR ENHANCED EQUITY INCSOLE | COM | 517.26K | SH | $7.6K 3.75% | 515.34K | 0.00 | 1.92K |
VIRTUS DIVIDEND INTEREST & PSOLE | COM | 674.72K | SH | $7.2K 3.56% | 673.71K | 0.00 | 1.02K |
ADAMS DIVERSIFIED EQUITY FDSOLE | COM | 461.18K | SH | $6.7K 3.32% | 458.11K | 0.00 | 3.07K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 15.84K | SH | $5.7K 2.79% | 15.84K | 0.00 | 2.00 |
CENTRAL SECS CORPSOLE | COM | 158.83K | SH | $5.4K 2.65% | 158.09K | 0.00 | 741.00 |
ROYCE MICRO-CAP TR INCSOLE | COM | 654.58K | SH | $5.2K 2.56% | 651.69K | 0.00 | 2.89K |
SOURCE CAP INCSOLE | COM | 138.48K | SH | $4.8K 2.39% | 138.48K | 0.00 | 0.00 |
SPROTT FOCUS TR INCSOLE | COM | 590.38K | SH | $4.1K 2.01% | 590.26K | 0.00 | 116.00 |
SRH TOTAL RETURN FUND INCSOLE | COM | 365.11K | SH | $4.0K 1.96% | 364.52K | 0.00 | 588.00 |
GENERAL AMERN INVS CO INCSOLE | COM | 113.71K | SH | $3.8K 1.90% | 113.43K | 0.00 | 277.00 |
BLACKROCK ENHANCD CAP & INMSOLE | COM | 232.63K | SH | $3.8K 1.89% | 230.84K | 0.00 | 1.79K |
BLACKROCK DEBT STRATEGIES FDSOLE | COM NEW | 414.99K | SH | $3.7K 1.83% | 409.45K | 0.00 | 5.54K |
APOLLO TACTICAL INCOME FD INSOLE | COM | 286K | SH | $3.4K 1.66% | 282.59K | 0.00 | 3.40K |
NUVEEN DOW 30 DYNMC OVERWRTSOLE | SHS | 235.33K | SH | $3.2K 1.57% | 234.97K | 0.00 | 360.00 |
ABRDN GLOBAL DYNAMIC DIVIDENSOLE | COM | 368.78K | SH | $3.1K 1.54% | 368.78K | 0.00 | 0.00 |
VIRTUS GLOBAL MULTI-SECTOR ISOLE | COM | 381.88K | SH | $2.9K 1.41% | 377.77K | 0.00 | 4.11K |
ARES DYNAMIC CR ALLOCATION FSOLE | COM | 243.01K | SH | $2.9K 1.41% | 242.81K | 0.00 | 202.00 |
NUVEEN SR INCOME FDSOLE | COM | 602.73K | SH | $2.8K 1.39% | 598.94K | 0.00 | 3.79K |
NUVEEN MULTI ASSET INCOME FUSOLE | COM | 233.82K | SH | $2.7K 1.32% | 233.82K | 0.00 | 0.00 |
PIONEER HIGH INCOME FUND INCSOLE | COM | 406.11K | SH | $2.6K 1.30% | 404.92K | 0.00 | 1.19K |
EATON VANCE ENHANCED EQUITYSOLE | COM | 179.20K | SH | $2.5K 1.25% | 178.63K | 0.00 | 570.00 |
ABRDN TOTAL DYNAMIC DIVIDENDSOLE | COM SH BEN INT | 351.69K | SH | $2.5K 1.24% | 349.94K | 0.00 | 1.75K |
CALAMOS LNG SHR EQT DYNAMICSOLE | COM | 167.66K | SH | $2.5K 1.24% | 165.62K | 0.00 | 2.04K |
HIGHLAND GLOBAL ALLOCATION FSOLE | COM | 272.44K | SH | $2.4K 1.17% | 272.44K | 0.00 | 0.00 |
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