SEROS FINANCIAL, LLC

PrivateCIK: 2039918
Location

TEMPE, AZ

58
Positions
$157.11M
Total AUM (reported)
3.49M
Total Shares

Allocation by class

TOTAL AUM$157.11M58 positions
S&P 500 MOMNTM$20.91M13.3%
FT VEST LADDERED$18.40M11.7%
UNIT SER 1$14.31M9.1%
INTL EQTY ETF$11.65M7.4%
FRANKLIN INTL LW$10.93M7.0%
CL B NEW$9.88M6.3%
S&P SMLCP MOMENT$9.52M6.1%

Portfolio Concentration

Top 329.8%4–1042.9%11–2520.0%Rest7.3%TOP 1072.7%0%100%
Top 3$46.88M29.8%
4–10$67.35M42.9%
11–25$31.42M20.0%
Rest$11.47M7.3%

Top 3 weight

29.8%

Top 10 weight

72.7%

Voting Authority Distribution

Total shares with voting rights: 3.49M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

3.49M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole58
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings58
Rows:

INVESCO EXCH TRADED FD TR II

SOLE
S&P 500 MOMNTM
Shares186.56K
TypeSH
Market value$20.91M
13.31%
Sole
0.00
Shared
0.00
None
186.56K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares24.80K
TypeSH
Market value$14.31M
9.11%
Sole
0.00
Shared
0.00
None
24.80K

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares470.59K
TypeSH
Market value$11.65M
7.41%
Sole
0.00
Shared
0.00
None
470.59K

LEGG MASON ETF INVT

SOLE
FRANKLIN INTL LW
Shares269.61K
TypeSH
Market value$10.93M
6.96%
Sole
0.00
Shared
0.00
None
269.61K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares20.62K
TypeSH
Market value$9.88M
6.29%
Sole
0.00
Shared
0.00
None
20.62K

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST LADDERED
Shares272.12K
TypeSH
Market value$9.61M
6.12%
Sole
0.00
Shared
0.00
None
272.12K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P SMLCP MOMENT
Shares125.27K
TypeSH
Market value$9.52M
6.06%
Sole
0.00
Shared
0.00
None
125.27K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P 500 TOP 50
Shares172.67K
TypeSH
Market value$9.42M
6.00%
Sole
0.00
Shared
0.00
None
172.67K

FIRST TR EXCH TRADED FD III

SOLE
PFD SECS INC ETF
Shares518.45K
TypeSH
Market value$9.20M
5.86%
Sole
0.00
Shared
0.00
None
518.45K

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST LADDERED
Shares260.14K
TypeSH
Market value$8.79M
5.59%
Sole
0.00
Shared
0.00
None
260.14K

DBX ETF TR

SOLE
XTRACKERS SHRT
Shares102.84K
TypeSH
Market value$4.57M
2.91%
Sole
0.00
Shared
0.00
None
102.84K

INNOVATOR ETFS TRUST

SOLE
LADERD ALCTN PWR
Shares91.68K
TypeSH
Market value$4.53M
2.88%
Sole
0.00
Shared
0.00
None
91.68K

SCHWAB STRATEGIC TR

SOLE
US LRG CAP ETF
Shares161.62K
TypeSH
Market value$4.14M
2.64%
Sole
0.00
Shared
0.00
None
161.62K

VANGUARD BD INDEX FDS

SOLE
TOTAL BND MRKT
Shares54.08K
TypeSH
Market value$3.98M
2.53%
Sole
0.00
Shared
0.00
None
54.08K

PGIM ETF TR

SOLE
ACTV HY BD ETF
Shares61.71K
TypeSH
Market value$2.14M
1.36%
Sole
0.00
Shared
0.00
None
61.71K

ORION GROUP HLDGS INC

SOLE
COM
Shares168.70K
TypeSH
Market value$1.84M
1.17%
Sole
0.00
Shared
0.00
None
168.70K

INNOVATOR ETFS TRUST

SOLE
LADDERED ALC BFR
Shares48.85K
TypeSH
Market value$1.75M
1.12%
Sole
0.00
Shared
0.00
None
48.85K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares2.10K
TypeSH
Market value$1.37M
0.87%
Sole
0.00
Shared
0.00
None
2.10K

VANGUARD BD INDEX FDS

SOLE
INTERMED TERM
Shares15.25K
TypeSH
Market value$1.18M
0.75%
Sole
0.00
Shared
0.00
None
15.25K

APPLE INC

SOLE
COM
Shares4.56K
TypeSH
Market value$1.16M
0.74%
Sole
0.00
Shared
0.00
None
4.56K

INVESCO EXCH TRADED FD TR II

SOLE
NASDAQ 100 ETF
Shares4.41K
TypeSH
Market value$1.05M
0.67%
Sole
0.00
Shared
0.00
None
4.41K

ISHARES TR

SOLE
RUS TP200 GR ETF
Shares4.14K
TypeSH
Market value$1.03M
0.66%
Sole
0.00
Shared
0.00
None
4.14K

VANECK ETF TRUST

SOLE
SEMICONDUCTR ETF
Shares2.43K
TypeSH
Market value$930.1K
0.59%
Sole
0.00
Shared
0.00
None
2.43K

JOHNSON CONTROLS INTERNATION

SOLE
SHS
Shares7.10K
TypeSH
Market value$929.7K
0.59%
Sole
0.00
Shared
0.00
None
7.10K

AMAZON COM INC

SOLE
COM
Shares3.96K
TypeSH
Market value$825.8K
0.53%
Sole
0.00
Shared
0.00
None
3.96K
Page 1 of 3