SEROS FINANCIAL, LLC

Filed: 7/21/2025ACC: 0001667731-25-000900

📋 What this filing means

SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 61 equity positions with a total reported market value of $157.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$157.77M

Total AUM (reported)

2.86M

Total Shares

Allocation by class

FT VEST LADDERED$22.53M14.3%

UNIT SER 1$15.16M9.6%

S&P 500 MOMNTM$13.92M8.8%

COM$9.69M6.1%

S&P 500 VAL ETF$9.54M6.0%

CL B NEW$9.42M6.0%

ADAPTIVE US$9.39M6.0%

Portfolio Concentration

Top 3$44.50M28.2%

4–10$61.12M38.7%

11–25$39.17M24.8%

Rest$12.97M8.2%

Top 3 weight

28.2%

Top 10 weight

66.9%

Voting Authority Distribution

Total shares with voting rights: 2.86M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.86M

% of voting shares100.0%

Investment Discretion (by position count)

Sole61

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings61

Rows:

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares484.93K

TypeSH

Market value$15.42M

9.77%

Sole

0.00

Shared

0.00

None

484.93K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27.49K

TypeSH

Market value$15.16M

9.61%

Sole

0.00

Shared

0.00

None

27.49K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares123.76K

TypeSH

Market value$13.92M

8.82%

Sole

0.00

Shared

0.00

None

123.76K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares48.80K

TypeSH

Market value$9.54M

6.04%

Sole

0.00

Shared

0.00

None

48.80K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares19.40K

TypeSH

Market value$9.42M

5.97%

Sole

0.00

Shared

0.00

None

19.40K

GLOBAL X FDS

SOLE

ADAPTIVE US

Shares210.17K

TypeSH

Market value$9.39M

5.95%

Sole

0.00

Shared

0.00

None

210.17K

INNOVATOR ETFS TRUST

SOLE

US EQT ULTRA BF

Shares245.63K

TypeSH

Market value$9.04M

5.73%

Sole

0.00

Shared

0.00

None

245.63K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares35.54K

TypeSH

Market value$8.76M

5.55%

Sole

0.00

Shared

0.00

None

35.54K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares441.87K

TypeSH

Market value$7.87M

4.99%

Sole

0.00

Shared

0.00

None

441.87K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares214.06K

TypeSH

Market value$7.11M

4.50%

Sole

0.00

Shared

0.00

None

214.06K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares135.86K

TypeSH

Market value$7.08M

4.49%

Sole

0.00

Shared

0.00

None

135.86K

INNOVATOR ETFS TRUST

SOLE

LADDERED ALC BFR

Shares207.59K

TypeSH

Market value$7.03M

4.46%

Sole

0.00

Shared

0.00

None

207.59K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SMLCP MOMENT

Shares70.01K

TypeSH

Market value$4.76M

3.02%

Sole

0.00

Shared

0.00

None

70.01K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares74.89K

TypeSH

Market value$3.52M

2.23%

Sole

0.00

Shared

0.00

None

74.89K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares47.29K

TypeSH

Market value$3.48M

2.21%

Sole

0.00

Shared

0.00

None

47.29K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares84.66K

TypeSH

Market value$2.07M

1.31%

Sole

0.00

Shared

0.00

None

84.66K

NVIDIA CORPORATION

SOLE

COM

Shares12.89K

TypeSH

Market value$2.04M

1.29%

Sole

0.00

Shared

0.00

None

12.89K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.69K

TypeSH

Market value$1.66M

1.05%

Sole

0.00

Shared

0.00

None

2.69K

MICROSOFT CORP

SOLE

COM

Shares2.76K

TypeSH

Market value$1.37M

0.87%

Sole

0.00

Shared

0.00

None

2.76K

AMAZON COM INC

SOLE

COM

Shares6.11K

TypeSH

Market value$1.34M

0.85%

Sole

0.00

Shared

0.00

None

6.11K

APPLE INC

SOLE

COM

Shares5.22K

TypeSH

Market value$1.07M

0.68%

Sole

0.00

Shared

0.00

None

5.22K

INVESCO EXCH TRADED FD TR II

SOLE

FNDMNTL HY CRP

Shares52.53K

TypeSH

Market value$969.7K

0.61%

Sole

0.00

Shared

0.00

None

52.53K

ORION GROUP HLDGS INC

SOLE

COM

Shares106.59K

TypeSH

Market value$966.8K

0.61%

Sole

0.00

Shared

0.00

None

106.59K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P MIDCAP 400

Shares8.34K

TypeSH

Market value$911.0K

0.58%

Sole

0.00

Shared

0.00

None

8.34K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 HB ETF

Shares9.22K

TypeSH

Market value$899.2K

0.57%

Sole

0.00

Shared

0.00

None

9.22K

Issuer	Class	Shares	Type	Value / Portfolio %	None
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	484.93K	SH	$15.42M 9.77%	484.93K
INVESCO QQQ TRSOLE	UNIT SER 1	27.49K	SH	$15.16M 9.61%	27.49K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	123.76K	SH	$13.92M 8.82%	123.76K
ISHARES TRSOLE	S&P 500 VAL ETF	48.80K	SH	$9.54M 6.04%	48.80K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	19.40K	SH	$9.42M 5.97%	19.40K
GLOBAL X FDSSOLE	ADAPTIVE US	210.17K	SH	$9.39M 5.95%	210.17K
INNOVATOR ETFS TRUSTSOLE	US EQT ULTRA BF	245.63K	SH	$9.04M 5.73%	245.63K
ISHARES TRSOLE	RUS TP200 GR ETF	35.54K	SH	$8.76M 5.55%	35.54K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	441.87K	SH	$7.87M 4.99%	441.87K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	214.06K	SH	$7.11M 4.50%	214.06K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	135.86K	SH	$7.08M 4.49%	135.86K
INNOVATOR ETFS TRUSTSOLE	LADDERED ALC BFR	207.59K	SH	$7.03M 4.46%	207.59K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SMLCP MOMENT	70.01K	SH	$4.76M 3.02%	70.01K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	74.89K	SH	$3.52M 2.23%	74.89K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	47.29K	SH	$3.48M 2.21%	47.29K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	84.66K	SH	$2.07M 1.31%	84.66K
NVIDIA CORPORATIONSOLE	COM	12.89K	SH	$2.04M 1.29%	12.89K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.69K	SH	$1.66M 1.05%	2.69K
MICROSOFT CORPSOLE	COM	2.76K	SH	$1.37M 0.87%	2.76K
AMAZON COM INCSOLE	COM	6.11K	SH	$1.34M 0.85%	6.11K
APPLE INCSOLE	COM	5.22K	SH	$1.07M 0.68%	5.22K
INVESCO EXCH TRADED FD TR IISOLE	FNDMNTL HY CRP	52.53K	SH	$969.7K 0.61%	52.53K
ORION GROUP HLDGS INCSOLE	COM	106.59K	SH	$966.8K 0.61%	106.59K
INVESCO EXCHANGE TRADED FD TSOLE	S&P MIDCAP 400	8.34K	SH	$911.0K 0.58%	8.34K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 HB ETF	9.22K	SH	$899.2K 0.57%	9.22K

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