SEROS FINANCIAL, LLC

Filed: 4/16/2025ACC: 0001667731-25-000445

📋 What this filing means

SEROS FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $133.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$133.80M

Total AUM (reported)

2.58M

Total Shares

Allocation by class

S&P 500 MOMNTM$12.48M9.3%

UNIT SER 1$12.18M9.1%

FT VEST LADDERED$11.50M8.6%

CL B NEW$10.00M7.5%

S&P 500 VAL ETF$8.91M6.7%

ADAPTIVE US$8.76M6.5%

PFD SECS INC ETF$7.54M5.6%

Portfolio Concentration

Top 3$34.67M25.9%

4–10$52.91M39.5%

11–25$35.67M26.7%

Rest$10.56M7.9%

Top 3 weight

25.9%

Top 10 weight

65.5%

Voting Authority Distribution

Total shares with voting rights: 2.58M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.58M

% of voting shares100.0%

Investment Discretion (by position count)

Sole55

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings55

Rows:

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares134.90K

TypeSH

Market value$12.48M

9.33%

Sole

0.00

Shared

0.00

None

134.90K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares25.98K

TypeSH

Market value$12.18M

9.11%

Sole

0.00

Shared

0.00

None

25.98K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares18.79K

TypeSH

Market value$10.00M

7.48%

Sole

0.00

Shared

0.00

None

18.79K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares46.77K

TypeSH

Market value$8.91M

6.66%

Sole

0.00

Shared

0.00

None

46.77K

GLOBAL X FDS

SOLE

ADAPTIVE US

Shares200.63K

TypeSH

Market value$8.76M

6.55%

Sole

0.00

Shared

0.00

None

200.63K

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares428.48K

TypeSH

Market value$7.54M

5.63%

Sole

0.00

Shared

0.00

None

428.48K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST US EQT

Shares179.84K

TypeSH

Market value$7.37M

5.51%

Sole

0.00

Shared

0.00

None

179.84K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares34.26K

TypeSH

Market value$7.23M

5.40%

Sole

0.00

Shared

0.00

None

34.26K

INNOVATOR ETFS TRUST

SOLE

US EQT ULTRA BF

Shares205.57K

TypeSH

Market value$6.74M

5.04%

Sole

0.00

Shared

0.00

None

205.57K

INNOVATOR ETFS TRUST

SOLE

LADDERED ALC BFR

Shares202.61K

TypeSH

Market value$6.37M

4.76%

Sole

0.00

Shared

0.00

None

202.61K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares208.96K

TypeSH

Market value$6.24M

4.66%

Sole

0.00

Shared

0.00

None

208.96K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares130.35K

TypeSH

Market value$6.00M

4.48%

Sole

0.00

Shared

0.00

None

130.35K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares177.32K

TypeSH

Market value$5.26M

3.93%

Sole

0.00

Shared

0.00

None

177.32K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares46.83K

TypeSH

Market value$3.44M

2.57%

Sole

0.00

Shared

0.00

None

46.83K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares73.89K

TypeSH

Market value$3.26M

2.43%

Sole

0.00

Shared

0.00

None

73.89K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares75.89K

TypeSH

Market value$1.68M

1.25%

Sole

0.00

Shared

0.00

None

75.89K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.68K

TypeSH

Market value$1.50M

1.12%

Sole

0.00

Shared

0.00

None

2.68K

NVIDIA CORPORATION

SOLE

COM

Shares12.91K

TypeSH

Market value$1.40M

1.05%

Sole

0.00

Shared

0.00

None

12.91K

APPLE INC

SOLE

COM

Shares5.37K

TypeSH

Market value$1.19M

0.89%

Sole

0.00

Shared

0.00

None

5.37K

AMAZON COM INC

SOLE

COM

Shares5.93K

TypeSH

Market value$1.13M

0.84%

Sole

0.00

Shared

0.00

None

5.93K

MICROSOFT CORP

SOLE

COM

Shares2.77K

TypeSH

Market value$1.04M

0.78%

Sole

0.00

Shared

0.00

None

2.77K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares4.70K

TypeSH

Market value$938.4K

0.70%

Sole

0.00

Shared

0.00

None

4.70K

INVESCO EXCH TRADED FD TR II

SOLE

FNDMNTL HY CRP

Shares51.67K

TypeSH

Market value$933.1K

0.70%

Sole

0.00

Shared

0.00

None

51.67K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P MIDCAP 400

Shares8.14K

TypeSH

Market value$852.7K

0.64%

Sole

0.00

Shared

0.00

None

8.14K

DBX ETF TR

SOLE

XTRACKERS SHRT

Shares18.12K

TypeSH

Market value$808.1K

0.60%

Sole

0.00

Shared

0.00

None

18.12K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	134.90K	SH	$12.48M 9.33%	134.90K
INVESCO QQQ TRSOLE	UNIT SER 1	25.98K	SH	$12.18M 9.11%	25.98K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	18.79K	SH	$10.00M 7.48%	18.79K
ISHARES TRSOLE	S&P 500 VAL ETF	46.77K	SH	$8.91M 6.66%	46.77K
GLOBAL X FDSSOLE	ADAPTIVE US	200.63K	SH	$8.76M 6.55%	200.63K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	428.48K	SH	$7.54M 5.63%	428.48K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST US EQT	179.84K	SH	$7.37M 5.51%	179.84K
ISHARES TRSOLE	RUS TP200 GR ETF	34.26K	SH	$7.23M 5.40%	34.26K
INNOVATOR ETFS TRUSTSOLE	US EQT ULTRA BF	205.57K	SH	$6.74M 5.04%	205.57K
INNOVATOR ETFS TRUSTSOLE	LADDERED ALC BFR	202.61K	SH	$6.37M 4.76%	202.61K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	208.96K	SH	$6.24M 4.66%	208.96K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	130.35K	SH	$6.00M 4.48%	130.35K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	177.32K	SH	$5.26M 3.93%	177.32K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	46.83K	SH	$3.44M 2.57%	46.83K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	73.89K	SH	$3.26M 2.43%	73.89K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	75.89K	SH	$1.68M 1.25%	75.89K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.68K	SH	$1.50M 1.12%	2.68K
NVIDIA CORPORATIONSOLE	COM	12.91K	SH	$1.40M 1.05%	12.91K
APPLE INCSOLE	COM	5.37K	SH	$1.19M 0.89%	5.37K
AMAZON COM INCSOLE	COM	5.93K	SH	$1.13M 0.84%	5.93K
MICROSOFT CORPSOLE	COM	2.77K	SH	$1.04M 0.78%	2.77K
ISHARES TRSOLE	RUSSELL 2000 ETF	4.70K	SH	$938.4K 0.70%	4.70K
INVESCO EXCH TRADED FD TR IISOLE	FNDMNTL HY CRP	51.67K	SH	$933.1K 0.70%	51.67K
INVESCO EXCHANGE TRADED FD TSOLE	S&P MIDCAP 400	8.14K	SH	$852.7K 0.64%	8.14K
DBX ETF TRSOLE	XTRACKERS SHRT	18.12K	SH	$808.1K 0.60%	18.12K

Page 1 of 3